Company Name:
CNI Securities Group Limited 中國北方證券集團有限公司
Registration Number:
1237255
Registered on:
2008-05-15
Financial Regulator:
Securities and Futures Commission of Hong Kong
SFC ID:
ATM582
Licensed on:
2009-12-15
Licensee appointed
Ceased
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
Law, Chor Yam 羅楚欽
(Chor Yam Law)
appointed on 2009-12-15
Cheung, Wai Kit 張偉傑
(Wai Kit Cheung)
appointed on 2009-12-15
Keung, Kam Chuen 姜錦全
(Kam Chuen Keung)
appointed on 2010-09-22
Pang, Shu Wan 彭樹穩
(Shu Wan Pang)
appointed on 2010-09-27
Chan, Wai Ping 陳慧萍
(Wai Ping Chan)
appointed on 2010-08-16
Lau, Diana Siu Lan 劉小蘭
(Diana Siu Lan Lau)
appointed on 2010-11-01
Fan, Chi Wai 樊志煒
(Chi Wai Fan)
appointed on 2010-12-02
Lo, Kam Kong 盧淦江
(Kam Kong Lo)
appointed on 2010-12-21
Chan, Ascar Siu Ling 陳少玲
(Ascar Siu Ling Chan)
appointed on 2010-05-14
Wong, Ka Chun 黃嘉俊
(Ka Chun Wong)
appointed on 2010-11-30
Lam, Hoi Sing 林海升
(Hoi Sing Lam)
appointed on 2010-08-12
Chan, Lui 陳磊
(Lui Chan)
appointed on 2010-12-22
Bao, Quan 包全
(Quan Bao)
appointed on 2010-05-10
Lam, Ching Yin 林靜賢
(Ching Yin Lam)
appointed on 2010-01-21
Wakao, Tetsuji 若生哲史
(Tetsuji Wakao)
appointed on 2010-01-21
Wang, Yan 王妍
(Yan Wang)
appointed on 2010-12-15
Lam, Kit Wai 林杰煒
(Kit Wai Lam)
appointed on 2010-04-13
Huang, John Kwan Shun 黃君信
(John Kwan Shun Huang)
appointed on 2010-11-30
Law, Chor Yam 羅楚欽
(Chor Yam Law)
ceased on 2010-09-27
Bao, Quan 包全
(Quan Bao)
ceased on 2010-06-24
Lam, Ching Yin 林靜賢
(Ching Yin Lam)
ceased on 2010-08-13
Wakao, Tetsuji 若生哲史
(Tetsuji Wakao)
ceased on 2010-06-24
Yip, Chun Man 葉俊文
(Chun Man Yip)
appointed on 2011-09-30
Li, Feiyong 李飛勇
(Feiyong Li)
appointed on 2011-02-01
Wong, Ka Kit 黃嘉傑
(Ka Kit Wong)
appointed on 2011-06-21
Wong, Kingsley Man Kin 黃民堅
(Kingsley Man Kin Wong)
appointed on 2011-06-07
Chan, Pak Hung 陳銆鴻
(Pak Hung Chan)
appointed on 2011-11-18
Seto, Ming Wai 司徒明慧
(Ming Wai Seto)
appointed on 2011-05-23
Bao, Quan 包全
(Quan Bao)
appointed on 2011-06-28
Law, Spencer Wing Fai 羅榮輝
(Spencer Wing Fai Law)
appointed on 2011-03-30
Hung, Kam Chan 洪金燦
(Kam Chan Hung)
appointed on 2011-11-08
Chan, Andrew Wai Cheong 陳偉昌
(Andrew Wai Cheong Chan)
appointed on 2011-04-19
Ngai, Ting Yuen 魏庭萱
(Ting Yuen Ngai)
appointed on 2011-03-09
Lam, Yee Kit 林以傑
(Yee Kit Lam)
appointed on 2011-11-08
Ng, Stephen Siu Chun 吳肇駿
(Stephen Siu Chun Ng)
appointed on 2011-11-03
Leung, Yuk Yip 梁玉葉
(Yuk Yip Leung)
appointed on 2011-09-22
Wong, Wan Chun 黃尹俊
(Wan Chun Wong)
appointed on 2011-03-07
Wong, Yiu Ming 王耀明
(Yiu Ming Wong)
appointed on 2011-06-21
Mo, Chun Wai 巫俊懷
(Chun Wai Mo)
appointed on 2011-07-25
Leung, Wing Chiu 梁永超
(Wing Chiu Leung)
appointed on 2011-05-25
Lam, Ngai Ming 林藝明
(Ngai Ming Lam)
appointed on 2011-08-15
Keung, Kam Chuen 姜錦全
(Kam Chuen Keung)
ceased on 2011-04-11
Wong, Ka Kit 黃嘉傑
(Ka Kit Wong)
ceased on 2011-09-23
Cheung, Wai Kit 張偉傑
(Wai Kit Cheung)
ceased on 2011-07-05
Lau, Diana Siu Lan 劉小蘭
(Diana Siu Lan Lau)
ceased on 2011-12-21
Wong, Kingsley Man Kin 黃民堅
(Kingsley Man Kin Wong)
ceased on 2011-07-30
Seto, Ming Wai 司徒明慧
(Ming Wai Seto)
ceased on 2011-07-15
Law, Spencer Wing Fai 羅榮輝
(Spencer Wing Fai Law)
ceased on 2011-07-31
Chan, Lui 陳磊
(Lui Chan)
ceased on 2011-09-15
Chan, Andrew Wai Cheong 陳偉昌
(Andrew Wai Cheong Chan)
ceased on 2011-07-31
Wong, Wan Chun 黃尹俊
(Wan Chun Wong)
ceased on 2011-09-07
Wang, Yan 王妍
(Yan Wang)
ceased on 2011-03-07
Wong, Yiu Ming 王耀明
(Yiu Ming Wong)
ceased on 2011-07-29
Lam, Kit Wai 林杰煒
(Kit Wai Lam)
ceased on 2011-12-14
Huang, John Kwan Shun 黃君信
(John Kwan Shun Huang)
ceased on 2011-08-15
Mo, Chun Wai 巫俊懷
(Chun Wai Mo)
ceased on 2011-10-27
Leung, Wing Chiu 梁永超
(Wing Chiu Leung)
ceased on 2011-09-09
Chan, Lui 陳磊
(Lui Chan)
appointed on 2012-05-02
Lo, Yiu Chun 羅耀俊
(Yiu Chun Lo)
appointed on 2012-01-06
Yau, Siu Lung 丘小龍
(Siu Lung Yau)
appointed on 2012-03-02
Tse, Chun Wing 謝雋永
(Chun Wing Tse)
appointed on 2012-01-17
Lee, Ho Kwan 李可君
(Ho Kwan Lee)
appointed on 2012-01-18
Li, Ho Fung 李可鋒
(Ho Fung Li)
appointed on 2012-07-19
Wong, Hobart 黃仲豪
(Hobart Wong)
appointed on 2012-05-14
Lee, Siu Ming 李兆明
(Siu Ming Lee)
appointed on 2012-05-31
Kwok, Joseph Chun Man 郭浚民
(Joseph Chun Man Kwok)
appointed on 2012-08-17
Hon, Thomas Wing Hang 韓泳恆
(Thomas Wing Hang Hon)
appointed on 2012-02-02
Woo, Ka On 胡家安
(Ka On Woo)
appointed on 2012-10-31
Lau, Ho Yin 劉浩賢
(Ho Yin Lau)
appointed on 2012-03-21
Wong, Eddie Yuen Sut 汪炫戌
(Eddie Yuen Sut Wong)
appointed on 2012-03-12
Chow, Simon Chi Wing 鄒至榮
(Simon Chi Wing Chow)
appointed on 2012-04-27
Fan, Chi Wai 樊志煒
(Chi Wai Fan)
ceased on 2012-03-09
Chan, Ascar Siu Ling 陳少玲
(Ascar Siu Ling Chan)
ceased on 2012-10-10
Chan, Pak Hung 陳銆鴻
(Pak Hung Chan)
ceased on 2012-07-03
Lam, Yee Kit 林以傑
(Yee Kit Lam)
ceased on 2012-03-16
Wong, Eddie Yuen Sut 汪炫戌
(Eddie Yuen Sut Wong)
ceased on 2012-03-28
Lam, Ngai Ming 林藝明
(Ngai Ming Lam)
ceased on 2012-10-09
Wong, Patricia Pui Gee 黃佩芝
(Patricia Pui Gee Wong)
appointed on 2013-03-06
Suen, Ho Yi 孫可兒
(Ho Yi Suen)
appointed on 2013-06-11
Wong, Audrey Hoi Yan 黃凱欣
(Audrey Hoi Yan Wong)
appointed on 2013-12-17
Chan, Ascar Siu Ling 陳少玲
(Ascar Siu Ling Chan)
appointed on 2013-03-12
Lai, Man Wah 黎敏華
(Man Wah Lai)
appointed on 2013-03-08
Youngblood, Mark Leland
(Mark Leland Youngblood)
appointed on 2013-10-25
Wong, Yeung 黃楊
(Yeung Wong)
appointed on 2013-05-27
Chan, Tik 陳滌
(Tik Chan)
appointed on 2013-04-02
Huang, Yu Min 黃牖民
(Yu Min Huang)
appointed on 2013-10-17
Wong, Tin Kit 黃天傑
(Tin Kit Wong)
appointed on 2013-07-09
Wong, Ching Yi 黃靜怡
(Ching Yi Wong)
appointed on 2013-03-26
Chan, Ka Kui 陳嘉駒
(Ka Kui Chan)
appointed on 2013-08-06
Zhang, Weijia 張煒嘉
(Weijia Zhang)
appointed on 2013-02-26
Yip, Chun Man 葉俊文
(Chun Man Yip)
ceased on 2013-08-03
Chan, Lui 陳磊
(Lui Chan)
ceased on 2013-03-18
Lo, Kam Kong 盧淦江
(Kam Kong Lo)
ceased on 2013-08-04
Chan, Ascar Siu Ling 陳少玲
(Ascar Siu Ling Chan)
ceased on 2013-08-19
Lai, Man Wah 黎敏華
(Man Wah Lai)
ceased on 2013-07-12
Wong, Yeung 黃楊
(Yeung Wong)
ceased on 2013-07-02
Kwok, Joseph Chun Man 郭浚民
(Joseph Chun Man Kwok)
ceased on 2013-03-12
Leung, Yuk Yip 梁玉葉
(Yuk Yip Leung)
ceased on 2013-03-19
Wong, Ching Yi 黃靜怡
(Ching Yi Wong)
ceased on 2013-04-23
Zhang, Weijia 張煒嘉
(Weijia Zhang)
ceased on 2013-11-08
Chu, Kar Son 朱嘉迅
(Kar Son Chu)
appointed on 2014-05-21
Ng, Chun Ho 吳俊豪
(Chun Ho Ng)
appointed on 2014-09-04
Zhou, Silong 周斯龍
(Silong Zhou)
appointed on 2014-04-23
Ma, Qipeng 馬起鵬
(Qipeng Ma)
appointed on 2014-03-19
Kwong, Henry Yuk Ho 鄺鋈豪
(Henry Yuk Ho Kwong)
appointed on 2014-05-13
Chan, Wai Ping 陳慧萍
(Wai Ping Chan)
ceased on 2014-02-13
Wong, Audrey Hoi Yan 黃凱欣
(Audrey Hoi Yan Wong)
ceased on 2014-05-19
Lo, Yiu Chun 羅耀俊
(Yiu Chun Lo)
ceased on 2014-09-08
Yau, Siu Lung 丘小龍
(Siu Lung Yau)
ceased on 2014-08-01
Hung, Kam Chan 洪金燦
(Kam Chan Hung)
ceased on 2014-10-13
Lee, Siu Ming 李兆明
(Siu Ming Lee)
ceased on 2014-04-16
Woo, Ka On 胡家安
(Ka On Woo)
ceased on 2014-10-31
Ng, Stephen Siu Chun 吳肇駿
(Stephen Siu Chun Ng)
ceased on 2014-10-29
Lau, Ho Yin 劉浩賢
(Ho Yin Lau)
ceased on 2014-01-20
Chow, Simon Chi Wing 鄒至榮
(Simon Chi Wing Chow)
ceased on 2014-10-14
Shi, Wei 施維
(Wei Shi)
appointed on 2015-06-30
Zhang, You 章友
(You Zhang)
appointed on 2015-06-03
Li, Ke 李珂
(Ke Li)
appointed on 2015-12-10
Chan, Fan Yi 陳勛宜
(Fan Yi Chan)
appointed on 2015-02-27
Pan, Miner 潘敏兒
(Miner Pan)
appointed on 2015-02-03
Huo, Xintong 霍薪同
(Xintong Huo)
appointed on 2015-02-03
Woo, Ka On 胡家安
(Ka On Woo)
appointed on 2015-04-30
Suen, Ho Yi 孫可兒
(Ho Yi Suen)
ceased on 2015-12-01
Tse, Chun Wing 謝雋永
(Chun Wing Tse)
ceased on 2015-07-04
Ma, Qipeng 馬起鵬
(Qipeng Ma)
ceased on 2015-04-06
Huo, Xintong 霍薪同
(Xintong Huo)
ceased on 2015-10-06
Woo, Ka On 胡家安
(Ka On Woo)
ceased on 2015-11-24
Chan, Stephen Wing Bun 陳榮斌
(Stephen Wing Bun Chan)
appointed on 2016-10-27
Chu, Kar Son 朱嘉迅
(Kar Son Chu)
ceased on 2016-10-21
Pang, Shu Wan 彭樹穩
(Shu Wan Pang)
ceased on 2016-10-17
Shi, Wei 施維
(Wei Shi)
ceased on 2016-08-18
Wong, Ka Chun 黃嘉俊
(Ka Chun Wong)
ceased on 2016-07-22
Lam, Hoi Sing 林海升
(Hoi Sing Lam)
ceased on 2016-04-20
Chan, Fan Yi 陳勛宜
(Fan Yi Chan)
ceased on 2016-01-06
Lee, Ho Kwan 李可君
(Ho Kwan Lee)
ceased on 2016-05-10
Li, Ho Fung 李可鋒
(Ho Fung Li)
ceased on 2016-04-30
Pan, Miner 潘敏兒
(Miner Pan)
ceased on 2016-07-15
Huang, Yu Min 黃牖民
(Yu Min Huang)
ceased on 2016-03-04
Yang, Xue 楊雪
(Xue Yang)
appointed on 2017-06-30
Mai, Jiaming 麥家銘
(Jiaming Mai)
appointed on 2017-04-07
Chow, Hugo Ching Hoi 周靖凱
(Hugo Ching Hoi Chow)
appointed on 2017-09-06
Chow, Sik Hong 周鍚康
(Sik Hong Chow)
appointed on 2017-06-26
Kwan, Ching Lai 關徵禮
(Ching Lai Kwan)
appointed on 2017-02-20
Koo, Siu Kong 顧兆光
(Siu Kong Koo)
appointed on 2017-09-26
Yang, Bin 楊斌
(Bin Yang)
appointed on 2017-04-28
Li, Ho Fung 李可鋒
(Ho Fung Li)
appointed on 2017-10-10
Wong, Patricia Pui Gee 黃佩芝
(Patricia Pui Gee Wong)
ceased on 2017-01-20
Zhang, You 章友
(You Zhang)
ceased on 2017-04-18
Li, Ke 李珂
(Ke Li)
ceased on 2017-05-15
Zhou, Silong 周斯龍
(Silong Zhou)
ceased on 2017-03-01
Wong, Hobart 黃仲豪
(Hobart Wong)
ceased on 2017-02-02
Hon, Thomas Wing Hang 韓泳恆
(Thomas Wing Hang Hon)
ceased on 2017-02-02
Kwan, Ching Lai 關徵禮
(Ching Lai Kwan)
ceased on 2017-06-27
Wong, Tin Kit 黃天傑
(Tin Kit Wong)
ceased on 2017-03-10
Chan, Ka Kui 陳嘉駒
(Ka Kui Chan)
ceased on 2017-07-07
Wei, Zhiqiang 魏志強
(Zhiqiang Wei)
appointed on 2018-06-01
Ng, Chun Ho 吳俊豪
(Chun Ho Ng)
ceased on 2018-01-15
Chow, Hugo Ching Hoi 周靖凱
(Hugo Ching Hoi Chow)
ceased on 2018-05-10
Chan, Stephen Wing Bun 陳榮斌
(Stephen Wing Bun Chan)
ceased on 2018-04-10
Kwong, Henry Yuk Ho 鄺鋈豪
(Henry Yuk Ho Kwong)
ceased on 2018-06-09
Li, Ho Fung 李可鋒
(Ho Fung Li)
ceased on 2018-07-16
Tse, Siu Hung 謝兆鴻
(Siu Hung Tse)
appointed on 2019-07-25
Cheung, Angela On Ki 張安琪
(Angela On Ki Cheung)
appointed on 2019-07-17
Wong, Lung Chun 黃龍俊
(Lung Chun Wong)
appointed on 2019-04-29
Li, Feiyong 李飛勇
(Feiyong Li)
ceased on 2019-05-31
Yang, Xue 楊雪
(Xue Yang)
ceased on 2019-05-31
Mai, Jiaming 麥家銘
(Jiaming Mai)
ceased on 2019-04-15
Yang, Bin 楊斌
(Bin Yang)
ceased on 2019-06-20
Wong, Wai Ming 黃偉明
(Wai Ming Wong)
appointed on 2020-06-01
Fox, Robin Jonathan Gibbs
(Robin Jonathan Gibbs Fox)
appointed on 2020-08-17
Fong, Ting Kwan 方鼎鈞
(Ting Kwan Fong)
appointed on 2020-10-27
Hammond, Michael Edmund
(Michael Edmund Hammond)
appointed on 2020-11-06
Zheng, Jiashou 鄭家壽
(Jiashou Zheng)
appointed on 2020-05-07
Chan, Ka Jin Raymond 陳嘉彥
(Ka Jin Raymond Chan)
appointed on 2020-03-17
Or, Lee Sa 柯莉莎
(Lee Sa Or)
appointed on 2020-05-20
Li, Him Tai 李謙泰
(Him Tai Li)
appointed on 2020-02-14
Chan, Edwin Kin Bong 陳建邦
(Edwin Kin Bong Chan)
appointed on 2020-06-17
Chow, Sik Hong 周鍚康
(Sik Hong Chow)
ceased on 2020-02-28
Chan, Tik 陳滌
(Tik Chan)
ceased on 2020-09-01
Wei, Zhiqiang 魏志強
(Zhiqiang Wei)
ceased on 2020-07-02
Tse, Siu Hung 謝兆鴻
(Siu Hung Tse)
ceased on 2020-02-14
Ngai, Ting Yuen 魏庭萱
(Ting Yuen Ngai)
ceased on 2020-09-04
Cheung, Angela On Ki 張安琪
(Angela On Ki Cheung)
ceased on 2020-06-30



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