+ Financial institutions regulated by Monetary Authority of Singapore (MAS)
Exempt Person Providing Financial Advisory Services
2020-12-04
Designated Payment System Settlement Institution
2020-12-04
+ 中国证券监督管理委员会 - 合法机构名录 List of Authorised Institution as per China Securities Regulatory Commission (CSRC)
证券公司名录 List of securities firms
2020-10
证券投资基金托管人名录 List of securities investment fund custodians
2020-10
公募基金管理机构名录 List of publicly offered fund managers
2020-10
公募基金名录 List of publicly offered funds
2020-10
证券投资咨询机构名录 List of securities investment consulting institutions
2020-10
人民币合格境外机构投资者名录 List of RMB qualified foreign institutional investors (RQFII)
2020-10
合格境外机构投资者名录 List of qualified foreign institutional investors (QFII)
2020-10
合格境外机构投资者托管行名录 List of QFII custodians
2020-10
+ 香港證券及期貨事務監察委員會 - 持牌人及註冊機構的公眾紀錄冊 Public register of licensed persons and registered institutions, Securities and Futures Commission (Hong Kong)
+ 香港公司註冊處 - 信託或公司服務持牌人登記冊 Register of Trust or Company Service Provider Licensees, Companies Registry (Hong Kong)
+ 台灣證券交易所 Taiwan Stock Exchange (TWSE)
+ 中華民國證券投資信託暨顧問商業同業公會 - 會員名錄 Members of Securities Investment Trust and Consulting Association (SITCA)
+ 金融庁の免許·許可·登録等を受けている業者一覧 List of licensed (registered) financial institutions as per Financial Services Agency, Japan
都市銀行·信託銀行·地方銀行·外国銀行支店 City Banks, Trust Banks, Regional Banks and Foreign Bank Branches
2011-12-26
2020-09-01
系統金融機関(農林中央金庫、信農連、信漁連) Keito Financial Institutions (The Norinchukin Bank and Credit Federations of Agricultural/ Fishermen Cooperatives)
2017-04-01
兼営信託金融機関 Financial Institutions which engage in Trust Business
2020-11-04
電子決済等代行業者 Electronic Payment Services Operators
2020-10-28
信用金庫電子決済等代行業者等(届出) Credit Associations Electronic Payment Services Operators
2020-10-30
登録金融機関 Registered Financial Institution
2020-09-01
取引所取引許可業者 Authorized Transaction-at-Exchange Operators
2019-04-09
登録投資法人 Registered Investment Corporation
2020-09-30
プロ向けファンド届出者(適格機関投資家等特例業務届出者) Notifiers of Specially Permitted Businesses for Qualified Institutional Investors (SPBQII)
2020-09-30
役員及び政令で定める使用人一覧 List of Officers and Employees Specified by a Cabinet Order
2020-09-30
営業所又は事務所一覧 List of business offices or offices
2020-09-30
特定金融指標算出者 Specified Financial Benchmark Administrator
2017-06-19
少額短期保険業者 Small Amount and Short-Term Insurance Companies
2020-11-05
信託会社(運用型·管理型) Trust Companies (Investment Based and Custodian Type)
2020-10-5
前払式支払手段(第三者型)発行者 Prepaid Payment Instrument Issuers (for Third-Party Business)
2020-10-31
電子債権記録機関 Electronic Monetary Claim Recording Institution
2017-10-01
暗号資産交換業者 Crypto-asset Exchange Service Providers
2020-11-01
無尽業者 Mutual Financing Business Providers
2017-04-01
金融商品取引清算機関 Financial Instruments Clearing Organizations
2016-08-01
外国金融商品取引清算機関 Foreign Financial Instruments Clearing Organizations
2020-03-12
有限責任監査法人 Limited Liability Audit Corporation
2020-11-04
外国監査法人等 Foreign Audit Firms and Individual Accountants
2020-10-12
+ 日本証券業協会の協会員 Members of Japan Securities Dealers Association
特定業務会員名簿(金融商品取引業者) Specified Business Member List
2021-02-01
+ Licensed persons and registered corporations as per Securities Commission Malaysia
Registered Private Equity Management Corporations
2020-12-05
Registered Capital Market Services Providers: Issuing Houses
2020-12-05
+ Capital market participants as per Otoritas Jasa Keuangan (OJK) (Financial Services Authority of Indonesia)
+ List of recognised intermediaries as per Securities and Exchange Board of India (SEBI)
Registered Stock Brokers in Equity Segment
2020-11-10
Registered Stock Brokers in Equity Derivative Segment
2020-11-10
Registered Stock Brokers in Currency Derivative Segment
2020-11-07
Registered Stock Brokers in Interest Rate Derivative Segment
2020-11-07
Registered Stock Brokers in Debt Segment
2020-11-09
Registered Stock Brokers in Commodity Derivative Segment
2020-11-05
Registered Collective Investment Management Company
2020-11-10
Registered Depository Participants - CDSL
2020-11-09
Registered Depository Participants - NSDL
2020-11-10
FPIs / Deemed FPIs (Erstwhile FIIs/QFIs)
2020-11-10
Registered Foreign Venture Capital Investors
2020-11-04
KYC (Know Your Client) Registration Agency registered with SEBI
2017-04-17
Registrars to an issue and share Transfer Agents
2020-11-09
Self-Certified Syndicate Banks under the Syndicate ASBA facility for other than Retail Category (equity issuances)
2020-07-13
Self-Certified Syndicate Banks under the direct ASBA facility (equity issuances)
2020-07-13
Self Certified Syndicate Banks eligible as Issuer Banks for UPI
2020-07-13
Self Certified Syndicate Banks eligible as Sponsor Banks for UPI
2020-07-13
List of mobile applications for using UPI in Public Issues
2020-10-16
List of mobile applications for using UPI in Public Issues
2020-10-16
Self-Certified Syndicate Banks under the direct ASBA facility (debt issuances)
2020-07-13
Self-Certified Syndicate Banks under the Syndicate ASBA facility (debt issuances)
2020-07-13
+ Pakistan Stock Exchange (PSX) and Securities & Exchange Commission of Pakistan (SECP)
+ Securities and Exchange Commission (SEC), US
+ Financial Conduct Authority (FCA), UK
Derivatives Trading Obligation Register
2021-03-13
TPR and SRO firms with E-money permissions
2021-03-21
+ Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Germany
Authorised banks, financial services providers, asset management companies, insurers and pension funds
2020-12-05
+ Banque de France
+ Autoriteit Financiële Markten (AFM), Netherlands
Register of third-country audit entities
2020-12-06
+ Swiss Financial Market Supervisory Authority (FINMA)
List of banks and securities firms authorised by FINMA
2020-12-05
List of Raiffeisen banks authorised by FINMA
2020-12-05
List of representative offices of foreign banks and securities firms authorised by FINMA
2020-12-05
List of banks and securities firms about to cease operations
2020-12-05
List of persons licensed by FINMA pursuant to Article 1b BA (FinTech licence)
2020-12-05
List of insurance companies authorised by FINMA
2020-12-05
List of insurance groups authorised by FINMA (groups and conglomerates)
2020-12-05
Liste aller liechtensteinischen Versicherungsunternehmen, welche im freien Dienstleistungsverkehr und/oder über eine Niederlassung in der Schweiz tätig sind
2020-12-05
List of Swiss collective investment schemes authorised by FINMA
2020-12-05
List of foreign collective investment schemes authorised by FINMA for offering in Switzerland
2020-12-05
List of authorised fund management companies, managers of collective assets and representatives of foreign collective investment schemes
2020-12-05
Liste der anerkannten elektronischen Plattformen im Sinne von Art. 39 KKV
2020-12-05
List of authorised foreign participants, authorised Swiss financial market infrastructures and recognised foreign financial market infrastructures
2020-12-05
List of recognised foreign trading venues pursuant to the Federal Council Ordinance of 30 November 2018 on the Recognition of Foreign Trading Venues for the Trading of Equity Securities of Companies with Registered Office in Switzerland
2020-12-05
List of domestic group companies under the Financial Institutions Act authorized by FINMA
2020-12-05
List of supervisory organisations authorised by FINMA
2020-12-05
List of self-regulatory organisations (SROs)
2020-12-05
List of Swiss central mortgage bond institutions authorised by the Federal Council and supervised by FINMA under FINMASA and the MBA
2020-12-05
List of rating agencies recognised by FINMA
2020-12-05
List of reviewing bodies for prospectuses licensed by FINMA
2020-12-05
List of registration bodies licensed by FINMA
2020-12-05
List of business identification numbers for authorised companies
2020-12-05
+ Commission de Surveillance du Secteur Financier (CSSF), Luxembourg
Undertakings for collective investment that fall under the Law of 17 December 2010
2020-12-05
Specialised investment funds that fall under the Law of 13 February 2007
2020-12-05
Foreign undertakings for collective investment authorised to market their units/shares in Luxembourg
2020-12-05
Management companies authorised under Chapter 15 of the Law of 17 December 2010
2020-12-05
Management companies authorised under Chapter 16 of the Law of 17 December 2010
2020-12-05
Alternative investment fund managers according to the Law of 12 July 2013
2020-12-05
Investment companies in risk capital (SICARs)
2020-12-05
Credit institutions and persons originating from third countries exercising financial sector activities by free provision of services
2020-12-05
Issuers of securities for which Luxembourg is the home Member State pursuant to the Transparency Law
2020-12-05
Recognised deposit guarantee and investor-compensation schemes
2020-12-05
Service providers excluded as per points (i) and (ii) of point (k), and point (I) of Article 3 of the law on payment services
2020-12-05
+ Australian Securities And Investments Commission (ASIC)
Australian Financial Services Licensees
2021-03
Australian Financial Services Authorised Representatives
2021-03
Banned and Disqualified Persons
2021-03
Banned and Disqualified Organisations
2019-03
Self-Managed Super Fund Auditors
2021-03
+ List of regulated entities as per Cayman Islands Monetary Authority (CIMA)
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