Company Name:
Neuberger Berman Asia Limited
Registration Number:
1195205
Registered on:
2007-12-14
Financial Regulator:
Securities and Futures Commission of Hong Kong
SFC ID:
AQN831
Licensed on:
2008-03-13
Website:
Licensee appointed
Ceased
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
Tang, Lihui 湯禮輝
(Lihui Tang)
appointed on 2008-04-23
Nova, Ria Therese
(Ria Therese Nova)
appointed on 2008-04-23
Chung, Tak Wai 鍾德偉
(Tak Wai Chung)
appointed on 2008-12-18
Li, Cherry Sin King 李倩琼
(Cherry Sin King Li)
appointed on 2008-04-23
Chow, Tak Yen 周得賢
(Tak Yen Chow)
appointed on 2008-12-23
Li, Sixuan 李斯璇
(Sixuan Li)
appointed on 2008-12-18
Leung, Helen 梁浩雯
(Helen Leung)
appointed on 2008-04-23
Kwan, Herbert Wing Fung
(Herbert Wing Fung Kwan)
appointed on 2008-12-18
Santilli, Filippo
(Filippo Santilli)
appointed on 2008-04-23
Kwok, Roy Shun Keung 郭舜強
(Roy Shun Keung Kwok)
appointed on 2008-04-23
Yao, Yulin 姚毓林
(Yulin Yao)
appointed on 2008-04-23
Dutray, Benjamin Guillaume Marie
(Benjamin Guillaume Marie Dutray)
appointed on 2008-04-23
Chong, Sue Ching 張素菁
(Sue Ching Chong)
appointed on 2008-04-23
Watkins, Junjie 趙俊杰
(Junjie Watkins)
appointed on 2008-03-27
Louie, Wai Ying 雷慧瑩
(Wai Ying Louie)
appointed on 2008-07-21
Lau, Wing Chung 劉穎聰
(Wing Chung Lau)
appointed on 2008-04-23
Ingham, Fredrick Roy
(Fredrick Roy Ingham)
appointed on 2008-04-23
Williams, Douglas Brock
(Douglas Brock Williams)
appointed on 2008-11-25
Okita, Bradley
(Bradley Okita)
appointed on 2008-03-13
Manning, Christopher Reid
(Christopher Reid Manning)
appointed on 2008-03-13
Hao, Lei 郝雷
(Lei Hao)
appointed on 2008-12-18
Vishnevskaja, Elizabeth
(Elizabeth Vishnevskaja)
appointed on 2008-04-23
Li, Cherry Sin King 李倩琼
(Cherry Sin King Li)
ceased on 2008-07-08
Santilli, Filippo
(Filippo Santilli)
ceased on 2008-10-24
Kwok, Roy Shun Keung 郭舜強
(Roy Shun Keung Kwok)
ceased on 2008-10-24
Dutray, Benjamin Guillaume Marie
(Benjamin Guillaume Marie Dutray)
ceased on 2008-06-16
Edwards, Antony James
(Antony James Edwards)
appointed on 2009-10-13
Wang, Nan 王楠
(Nan Wang)
appointed on 2009-10-21
Ma, Chrisie Wai Sze 馬慧詩
(Chrisie Wai Sze Ma)
appointed on 2009-09-30
O'Halloran, Paul Desmond
(Paul Desmond O'Halloran)
appointed on 2009-07-13
Chung, Tak Wai 鍾德偉
(Tak Wai Chung)
ceased on 2009-02-02
Li, Sixuan 李斯璇
(Sixuan Li)
ceased on 2009-05-26
Kwan, Herbert Wing Fung
(Herbert Wing Fung Kwan)
ceased on 2009-03-10
Manning, Christopher Reid
(Christopher Reid Manning)
ceased on 2009-03-31
Hao, Lei 郝雷
(Lei Hao)
ceased on 2009-06-30
Vishnevskaja, Elizabeth
(Elizabeth Vishnevskaja)
ceased on 2009-03-10
RIA NOVA
RIA THERESA DIMALANTA RIA THERESE DIMALANTA
appointed on 2010-08-12
Gunns, Christopher Michael Adrian
(Christopher Michael Adrian Gunns)
appointed on 2010-02-17
Weng, Youyi 翁有誼
(Youyi Weng)
appointed on 2010-09-07
Henchman, Jason Christopher D.
(Jason Christopher D. Henchman)
appointed on 2010-05-31
Lloyd, Jonathan Ceri
(Jonathan Ceri Lloyd)
appointed on 2010-04-23
Leung, Helen 梁浩雯
(Helen Leung)
ceased on 2010-05-31
O'Halloran, Paul Desmond
(Paul Desmond O'Halloran)
ceased on 2010-08-17
Okita, Bradley
(Bradley Okita)
ceased on 2010-01-22
Lloyd, Jonathan Ceri
(Jonathan Ceri Lloyd)
ceased on 2010-06-04
Hoar, Nicholas John Francis
(Nicholas John Francis Hoar)
appointed on 2011-08-25
Pan, Calliea
(Calliea Pan)
appointed on 2011-03-21
Gan, Ying 干迎
(Ying Gan)
appointed on 2011-10-19
Yu, Adrianne Jia Yan 余家延
(Adrianne Jia Yan Yu)
appointed on 2011-07-25
McGrath, Danielle Marie
(Danielle Marie McGrath)
appointed on 2011-12-07
Wong, Camilla Kit Sum 黃潔琛
(Camilla Kit Sum Wong)
appointed on 2011-04-12
Ho, Dominic Pui Fung 何沛峰
(Dominic Pui Fung Ho)
appointed on 2011-05-19
Bao, Hui Ying 鮑慧穎
(Hui Ying Bao)
appointed on 2011-11-11
Chow, Tak Yen 周得賢
(Tak Yen Chow)
ceased on 2011-08-12
Gunns, Christopher Michael Adrian
(Christopher Michael Adrian Gunns)
ceased on 2011-06-24
Edwards, Antony James
(Antony James Edwards)
ceased on 2011-05-30
Wong, Camilla Kit Sum 黃潔琛
(Camilla Kit Sum Wong)
ceased on 2011-09-19
Ho, Dominic Pui Fung 何沛峰
(Dominic Pui Fung Ho)
ceased on 2011-07-11
Lau, Wing Chung 劉穎聰
(Wing Chung Lau)
ceased on 2011-03-14
Ma, Chrisie Wai Sze 馬慧詩
(Chrisie Wai Sze Ma)
ceased on 2011-06-10
Serocold, Mark Joseph Pearce
(Mark Joseph Pearce Serocold)
appointed on 2012-05-02
Wong, Johnny Yat Hong 黃日康
(Johnny Yat Hong Wong)
appointed on 2012-02-28
Jiang, Bo 姜博
(Bo Jiang)
appointed on 2012-05-07
Schrage, Rebecca Mak Karen
(Rebecca Mak Karen Schrage)
appointed on 2012-02-01
Du, Yanyi 杜延奕
(Yanyi Du)
appointed on 2012-09-24
Gao, Xinyu 高新宇
(Xinyu Gao)
appointed on 2012-02-03
Holzherr, Thomas Markus
(Thomas Markus Holzherr)
appointed on 2012-06-01
Louie, Wai Ying 雷慧瑩
(Wai Ying Louie)
ceased on 2012-09-01
Ingham, Fredrick Roy
(Fredrick Roy Ingham)
ceased on 2012-03-23
Bloomfield, David John
(David John Bloomfield)
appointed on 2013-01-21
Tam, Kin Wo 譚健和
(Kin Wo Tam)
appointed on 2013-07-29
Pang, Maggie Man Yee 彭雯兒
(Maggie Man Yee Pang)
appointed on 2013-05-06
Luk, Tsz Yan 陸梓欣
(Tsz Yan Luk)
appointed on 2013-09-11
Ke, Wei 柯伟
(Wei Ke)
appointed on 2013-01-09
Nackenson, Richard Sol
(Richard Sol Nackenson)
appointed on 2013-05-10
Tsang, Lok Ching 曾樂正
(Lok Ching Tsang)
appointed on 2013-06-03
Okita, Bradley
(Bradley Okita)
appointed on 2013-03-11
Liu, Du 劉都
(Du Liu)
appointed on 2013-09-11
Boon, Yan Taw 溫演道
(Yan Taw Boon)
appointed on 2013-11-05
Chan, Christy Wai Nga 陳慧雅
(Christy Wai Nga Chan)
appointed on 2013-09-11
Bloomfield, David John
(David John Bloomfield)
ceased on 2013-10-23
Pan, Calliea
(Calliea Pan)
ceased on 2013-10-16
Nackenson, Richard Sol
(Richard Sol Nackenson)
ceased on 2013-06-10
Lin, Michael Ben
(Michael Ben Lin)
appointed on 2014-02-04
Yuen, Wai Kin 阮惠健
(Wai Kin Yuen)
appointed on 2014-02-07
Chan, Kwan Ho 陳鈞浩
(Kwan Ho Chan)
appointed on 2014-06-12
Kwang, Mang Tak 鄺孟德
(Mang Tak Kwang)
appointed on 2014-07-10
So, Chi Kay 蘇智琪
(Chi Kay So)
appointed on 2014-06-05
Wong, Calvin Su-Chi 黃書棋
(Calvin Su-Chi Wong)
appointed on 2014-10-22
Chan, Pui Kwan 陳佩君
(Pui Kwan Chan)
appointed on 2014-06-23
Zhang, Yifan 张一帆
(Yifan Zhang)
appointed on 2014-08-20
Choy, Elina Elaine Yee Ling 蔡懿翎
(Elina Elaine Yee Ling Choy)
appointed on 2014-02-04
Cheng, Pui Yan 鄭珮欣
(Pui Yan Cheng)
appointed on 2014-06-16
Tang, Ka Nam 鄧嘉南
(Ka Nam Tang)
appointed on 2014-05-07
Tam, Yuk Yin 譚鈺燕
(Yuk Yin Tam)
appointed on 2014-08-05
RIA NOVA
RIA THERESA DIMALANTA RIA THERESE DIMALANTA
ceased on 2014-12-31
Nova, Ria Therese
(Ria Therese Nova)
ceased on 2014-12-31
Chong, Sue Ching 張素菁
(Sue Ching Chong)
ceased on 2014-07-01
Wang, Nan 王楠
(Nan Wang)
ceased on 2014-04-01
Tang, Annie Yue Wai 鄧宇蕙
(Annie Yue Wai Tang)
appointed on 2015-02-18
Lam, Linda Lam 林霖
(Linda Lam Lam)
appointed on 2015-03-06
Lee, Frank Kuo Wei 李国威
(Frank Kuo Wei Lee)
appointed on 2015-10-12
Porat, Samuel Noah
(Samuel Noah Porat)
appointed on 2015-01-19
Ng, Hoi Yin 吳凱燕
(Hoi Yin Ng)
appointed on 2015-03-26
Chen, Chih Yang 陳志陽
(Chih Yang Chen)
appointed on 2015-06-15
Dyer, Michael John
(Michael John Dyer)
appointed on 2015-05-13
Yip, Christopher Chi Yan 葉志恩
(Christopher Chi Yan Yip)
appointed on 2015-01-22
Wong, Johnny Yat Hong 黃日康
(Johnny Yat Hong Wong)
ceased on 2015-07-01
Lin, Michael Ben
(Michael Ben Lin)
ceased on 2015-03-13
Jiang, Bo 姜博
(Bo Jiang)
ceased on 2015-07-11
Schrage, Rebecca Mak Karen
(Rebecca Mak Karen Schrage)
ceased on 2015-02-28
Porat, Samuel Noah
(Samuel Noah Porat)
ceased on 2015-01-21
McGrath, Danielle Marie
(Danielle Marie McGrath)
ceased on 2015-06-09
Zhang, Yifan 张一帆
(Yifan Zhang)
ceased on 2015-04-12
Watkins, Junjie 趙俊杰
(Junjie Watkins)
ceased on 2015-09-06
Bao, Hui Ying 鮑慧穎
(Hui Ying Bao)
ceased on 2015-06-13
Leung, Zoe Sze Yan 梁司恩
(Zoe Sze Yan Leung)
appointed on 2016-04-06
Sachdeva, Amit
(Amit Sachdeva)
appointed on 2016-08-24
Cho, Jeff Long Yin 曹朗賢
(Jeff Long Yin Cho)
appointed on 2016-10-12
Tan, Charlotte Claire Ser Ying 陳思穎
(Charlotte Claire Ser Ying Tan)
appointed on 2016-01-26
Chiu, Ching Yuan 邱敬媛
(Ching Yuan Chiu)
appointed on 2016-08-18
Serocold, Mark Joseph Pearce
(Mark Joseph Pearce Serocold)
ceased on 2016-04-05
Tam, Yuk Yin 譚鈺燕
(Yuk Yin Tam)
ceased on 2016-09-09
Yip, Christopher Chi Yan 葉志恩
(Christopher Chi Yan Yip)
ceased on 2016-05-01
Ho, Wing Na 何穎娜
(Wing Na Ho)
appointed on 2017-10-10
Lin, Xiaohan 林晓晗
(Xiaohan Lin)
appointed on 2017-01-05
Chiu, Man Yung 趙文用
(Man Yung Chiu)
appointed on 2017-06-06
Hao, Lydia Zhuotao 郝卓韜
(Lydia Zhuotao Hao)
appointed on 2017-09-08
Ng, Hoi Lam 吳凱琳
(Hoi Lam Ng)
appointed on 2017-10-30
Pan, Yi 潘禕
(Yi Pan)
appointed on 2017-11-13
Yu, Bin 余斌
(Bin Yu)
appointed on 2017-04-28
Hui, Yik Sin 許亦先
(Yik Sin Hui)
appointed on 2017-02-03
Stonberg, David Stanley
(David Stanley Stonberg)
appointed on 2017-10-04
Liu, Patrick Song
(Patrick Song Liu)
appointed on 2017-05-23
Miao, Gang 苗剛
(Gang Miao)
appointed on 2017-04-28
Zhang, Yi 張艾
(Yi Zhang)
appointed on 2017-04-28
Xiao, Di 肖笛
(Di Xiao)
appointed on 2017-04-28
Tang, Lihui 湯禮輝
(Lihui Tang)
ceased on 2017-04-28
Gan, Ying 干迎
(Ying Gan)
ceased on 2017-04-28
Lee, Frank Kuo Wei 李国威
(Frank Kuo Wei Lee)
ceased on 2017-04-28
Yu, Adrianne Jia Yan 余家延
(Adrianne Jia Yan Yu)
ceased on 2017-04-28
Du, Yanyi 杜延奕
(Yanyi Du)
ceased on 2017-04-28
Gao, Xinyu 高新宇
(Xinyu Gao)
ceased on 2017-04-28
Luk, Tsz Yan 陸梓欣
(Tsz Yan Luk)
ceased on 2017-06-16
Stonberg, David Stanley
(David Stanley Stonberg)
ceased on 2017-10-18
Weng, Youyi 翁有誼
(Youyi Weng)
ceased on 2017-04-28
Ke, Wei 柯伟
(Wei Ke)
ceased on 2017-04-28
Wong, Calvin Su-Chi 黃書棋
(Calvin Su-Chi Wong)
ceased on 2017-04-28
Choy, Elina Elaine Yee Ling 蔡懿翎
(Elina Elaine Yee Ling Choy)
ceased on 2017-02-01
Okita, Bradley
(Bradley Okita)
ceased on 2017-04-28
Liu, Du 劉都
(Du Liu)
ceased on 2017-04-28
Williams, Douglas Brock
(Douglas Brock Williams)
ceased on 2017-07-14
Yao, Yulin 姚毓林
(Yulin Yao)
ceased on 2017-04-28
Chiu, Ching Yuan 邱敬媛
(Ching Yuan Chiu)
ceased on 2017-10-31
Zhai, Baoying 翟寶瑩
(Baoying Zhai)
appointed on 2018-05-07
Lai, Andrew Kai-Jie 賴凱杰
(Andrew Kai-Jie Lai)
appointed on 2018-11-09
Chiu, Man Yung 趙文用
(Man Yung Chiu)
ceased on 2018-12-13
Zhai, Baoying 翟寶瑩
(Baoying Zhai)
ceased on 2018-11-30
Sachdeva, Amit
(Amit Sachdeva)
ceased on 2018-08-20
Tan, Charlotte Claire Ser Ying 陳思穎
(Charlotte Claire Ser Ying Tan)
ceased on 2018-03-09
Tang, Ka Nam 鄧嘉南
(Ka Nam Tang)
ceased on 2018-11-02
Ng, Gabriel Jun Peng 黃俊鵬
(Gabriel Jun Peng Ng)
appointed on 2019-01-10
Haas, Ian Stewart
(Ian Stewart Haas)
appointed on 2019-01-08
Ru, Patrick Cheng
(Patrick Cheng Ru)
appointed on 2019-07-08
Ie, Kuen Ning Natalie 余堃寧
(Kuen Ning Natalie Ie)
appointed on 2019-05-16
Kim, Jeong Yoon 金楨倫
(Jeong Yoon Kim)
appointed on 2019-06-14
Park, Soo Jin
(Soo Jin Park)
appointed on 2019-01-17
Yip, Alan Pak Kin 葉栢堅
(Alan Pak Kin Yip)
appointed on 2019-07-16
Tong, Ka Lai 唐嘉麗
(Ka Lai Tong)
appointed on 2019-02-22
Haas, Ian Stewart
(Ian Stewart Haas)
ceased on 2019-01-11
Tam, Kin Wo 譚健和
(Kin Wo Tam)
ceased on 2019-03-19
Lin, Xiaohan 林晓晗
(Xiaohan Lin)
ceased on 2019-03-29
Miao, Gang 苗剛
(Gang Miao)
ceased on 2019-06-30
Zhang, Yi 張艾
(Yi Zhang)
ceased on 2019-07-31
Yu, Bin 余斌
(Bin Yu)
ceased on 2019-06-30
Dyer, Michael John
(Michael John Dyer)
ceased on 2019-04-28
Chan, Sai Yiu 陳世耀
(Sai Yiu Chan)
appointed on 2020-02-12
Zhu, Yunhan 朱韫晗
(Yunhan Zhu)
appointed on 2020-06-30
Li, Jingyi 李婧怡
(Jingyi Li)
appointed on 2020-05-18
Hung, Cheuk Ting 洪綽廷
(Cheuk Ting Hung)
appointed on 2020-04-02
Xiao, Zongheng 肖宗恒
(Zongheng Xiao)
appointed on 2020-01-15
Chan, Christy Wai Nga 陳慧雅
(Christy Wai Nga Chan)
ceased on 2020-05-11



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