Company Name:
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
Registration Number:
602928
Registered on:
1997-04-09
Financial Regulator:
Securities and Futures Commission of Hong Kong
SFC ID:
AFH614
Licensed on:
2008-12-18
Licensee appointed
Ceased
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
Lee, Peter Ching Wah 李清華
(Peter Ching Wah Lee)
appointed on 2003-07-16
Chow, Yin Shan 周燕珊
(Yin Shan Chow)
appointed on 2003-10-17
Kwok, Stephen Chee King 郭子敬
(Stephen Chee King Kwok)
appointed on 2003-10-23
Wong, Kenneth Chin Pang 黃展鵬
(Kenneth Chin Pang Wong)
appointed on 2003-06-24
Pang, Ching Lok 彭正樂
(Ching Lok Pang)
appointed on 2003-04-16
Chan, Wing Yin 陳永賢
(Wing Yin Chan)
appointed on 2003-11-21
Ip, Pui Lan 葉佩蘭
(Pui Lan Ip)
appointed on 2003-09-24
Chow, Eric Wai Tat 鄒偉達
(Eric Wai Tat Chow)
appointed on 2003-11-04
Cheng, Chor Ki 鄭礎祺
(Chor Ki Cheng)
appointed on 2003-06-24
Tsoi, Yuen Hoi 蔡元開
(Yuen Hoi Tsoi)
appointed on 2003-12-18
Tse, Ka Chun 謝家俊
(Ka Chun Tse)
appointed on 2003-11-21
Lee, Peter Ching Wah 李清華
(Peter Ching Wah Lee)
ceased on 2003-09-08
Pang, Ching Lok 彭正樂
(Ching Lok Pang)
ceased on 2003-07-17
Tse, Ka Chun 謝家俊
(Ka Chun Tse)
ceased on 2003-12-22
Poon, Lung Sang 潘龍生
(Lung Sang Poon)
appointed on 2004-02-09
Tam, Kin San 譚建新
(Kin San Tam)
appointed on 2004-07-28
Lam, Mandy Choi Ying 林賽盈
(Mandy Choi Ying Lam)
appointed on 2004-04-30
Cheung, Felix Cheuk Leung 張焯樑
(Felix Cheuk Leung Cheung)
appointed on 2004-03-24
Pun, Tit Shan 潘鐵珊
(Tit Shan Pun)
appointed on 2004-09-21
Lee, Tat Yuen 李達源
(Tat Yuen Lee)
appointed on 2004-05-31
Li, Shing 李誠
(Shing Li)
appointed on 2004-07-14
Lau, Sze Ming 劉思明
(Sze Ming Lau)
ceased on 2004-09-21
Poon, Lung Sang 潘龍生
(Lung Sang Poon)
ceased on 2004-05-03
Poon, Chi Wai 潘志偉
(Chi Wai Poon)
ceased on 2004-05-02
Chow, Eric Wai Tat 鄒偉達
(Eric Wai Tat Chow)
ceased on 2004-06-27
Cheung, Felix Cheuk Leung 張焯樑
(Felix Cheuk Leung Cheung)
ceased on 2004-04-29
Li, Shing 李誠
(Shing Li)
ceased on 2004-11-10
Yeung, Ching 楊靜
(Ching Yeung)
appointed on 2005-04-21
Kwok, Ka Yiu 郭家耀
(Ka Yiu Kwok)
appointed on 2005-04-18
Fung, Hoi 馮凱
(Hoi Fung)
appointed on 2005-06-29
Mok, Kit Ling 莫潔玲
(Kit Ling Mok)
appointed on 2005-04-13
Yip, Lai Mei 葉麗薇
(Lai Mei Yip)
ceased on 2005-03-14
Kwok, Stephen Chee King 郭子敬
(Stephen Chee King Kwok)
ceased on 2005-03-14
Wong, Kenneth Chin Pang 黃展鵬
(Kenneth Chin Pang Wong)
ceased on 2005-03-14
Chan, Wing Yin 陳永賢
(Wing Yin Chan)
ceased on 2005-03-02
Ip, Pui Lan 葉佩蘭
(Pui Lan Ip)
ceased on 2005-05-20
Cheng, Chor Ki 鄭礎祺
(Chor Ki Cheng)
ceased on 2005-03-14
Tsoi, Yuen Hoi 蔡元開
(Yuen Hoi Tsoi)
ceased on 2005-02-04
Pun, Hau Wai 潘巧惠
(Hau Wai Pun)
appointed on 2006-03-23
Tam, Hin Fai 譚顯輝
(Hin Fai Tam)
appointed on 2006-11-03
Chan, Chi Shing 陳志成
(Chi Shing Chan)
appointed on 2006-09-28
Lee, Chi Wing 李之穎
(Chi Wing Lee)
appointed on 2006-12-20
Lau, Richard Kwok Kuen 劉國權
(Richard Kwok Kuen Lau)
appointed on 2006-12-20
Ma, Cho Hong 馬祖匡
(Cho Hong Ma)
appointed on 2006-03-27
Chan, Percy Pak Hin 陳柏軒
(Percy Pak Hin Chan)
appointed on 2006-10-17
Chan, Lai Yin 陳麗賢
(Lai Yin Chan)
appointed on 2006-03-20
Fung, Kin Wing 馮鍵嶸
(Kin Wing Fung)
appointed on 2006-09-18
Yue, Wing Man 俞穎文
(Wing Man Yue)
appointed on 2006-11-28
Wong, Yee Hing 黃綺卿
(Yee Hing Wong)
appointed on 2006-02-24
Kam, Dickson Chun Wah 甘鎮華
(Dickson Chun Wah Kam)
appointed on 2006-03-20
Lee, Wai Yip 李偉業
(Wai Yip Lee)
appointed on 2006-06-09
Ying, Chien Huang 英建煌
(Chien Huang Ying)
appointed on 2006-03-24
Yiu, Kwing Sum 姚炯深
(Kwing Sum Yiu)
appointed on 2006-10-12
Pun, Hau Wai 潘巧惠
(Hau Wai Pun)
ceased on 2006-06-14
Chan, Chi Shing 陳志成
(Chi Shing Chan)
ceased on 2006-12-01
Tam, Kin San 譚建新
(Kin San Tam)
ceased on 2006-07-13
Wong, Yee Hing 黃綺卿
(Yee Hing Wong)
ceased on 2006-06-01
Lee, Tat Yuen 李達源
(Tat Yuen Lee)
ceased on 2006-01-04
Chung, Sandy Lai Sze 鍾麗詩
(Sandy Lai Sze Chung)
ceased on 2006-08-14
Fung, Hoi 馮凱
(Hoi Fung)
ceased on 2006-01-16
Mok, Kit Ling 莫潔玲
(Kit Ling Mok)
ceased on 2006-08-07
Yiu, Kwing Sum 姚炯深
(Kwing Sum Yiu)
ceased on 2006-12-01
Ma, Chin Man 馬展文
(Chin Man Ma)
appointed on 2007-01-09
Cheung, Vancy Wai Ching 張慧菁
(Vancy Wai Ching Cheung)
appointed on 2007-08-23
Liu, Ka Po 廖嘉寶
(Ka Po Liu)
appointed on 2007-02-03
Tsui, Ching Wan 徐青雲
(Ching Wan Tsui)
appointed on 2007-07-12
Lee, Hung Kwong 李鴻光
(Hung Kwong Lee)
appointed on 2007-03-21
Chan, Fung Chu 陳鳳珠
(Fung Chu Chan)
appointed on 2007-08-20
Yeung, Man Choi 楊文彩
(Man Choi Yeung)
appointed on 2007-01-17
Lam, Sheung Lai 林尚禮
(Sheung Lai Lam)
appointed on 2007-09-24
Tong, Johnson Shing 唐誠
(Johnson Shing Tong)
appointed on 2007-01-16
Choy, Chak Wai 蔡澤偉
(Chak Wai Choy)
appointed on 2007-03-09
Ng, Burgess Hon Ki 吳漢基
(Burgess Hon Ki Ng)
appointed on 2007-12-05
Pao, Lik 鮑力
(Lik Pao)
appointed on 2007-12-20
Chu, Wai Chau 朱緯洲
(Wai Chau Chu)
appointed on 2007-01-10
Cheung, Kevin Ka Ho 張家豪
(Kevin Ka Ho Cheung)
appointed on 2007-02-12
Lai, Yu Ling 黎悅怜
(Yu Ling Lai)
appointed on 2007-01-29
Koo, Kit Yi 古潔儀
(Kit Yi Koo)
appointed on 2007-02-06
Tam, Hin Fai 譚顯輝
(Hin Fai Tam)
ceased on 2007-01-03
Ma, Chin Man 馬展文
(Chin Man Ma)
ceased on 2007-01-19
Lee, Chi Wing 李之穎
(Chi Wing Lee)
ceased on 2007-08-06
Lau, Richard Kwok Kuen 劉國權
(Richard Kwok Kuen Lau)
ceased on 2007-03-14
Liu, Ka Po 廖嘉寶
(Ka Po Liu)
ceased on 2007-12-29
Ma, Cho Hong 馬祖匡
(Cho Hong Ma)
ceased on 2007-02-09
Chan, Percy Pak Hin 陳柏軒
(Percy Pak Hin Chan)
ceased on 2007-02-17
Yeung, Man Choi 楊文彩
(Man Choi Yeung)
ceased on 2007-01-23
Fung, Kin Wing 馮鍵嶸
(Kin Wing Fung)
ceased on 2007-05-13
Lam, Sheung Lai 林尚禮
(Sheung Lai Lam)
ceased on 2007-11-08
Kam, Dickson Chun Wah 甘鎮華
(Dickson Chun Wah Kam)
ceased on 2007-01-08
Lee, Wai Yip 李偉業
(Wai Yip Lee)
ceased on 2007-01-30
Chu, Wai Chau 朱緯洲
(Wai Chau Chu)
ceased on 2007-02-07
Cheung, Kevin Ka Ho 張家豪
(Kevin Ka Ho Cheung)
ceased on 2007-07-27
Lai, Yu Ling 黎悅怜
(Yu Ling Lai)
ceased on 2007-03-02
Lau, Elaine Yim Ling 劉艷玲
(Elaine Yim Ling Lau)
appointed on 2008-01-23
Chan, Lap Chung 陳立中
(Lap Chung Chan)
appointed on 2008-12-18
Au, Chi Ming 歐智明
(Chi Ming Au)
appointed on 2008-08-26
Lam, Dennis Che Chung 林志聰
(Dennis Che Chung Lam)
appointed on 2008-12-18
Koo, Kit Yi 古潔儀
(Kit Yi Koo)
ceased on 2008-01-14
Cheung, Vancy Wai Ching 張慧菁
(Vancy Wai Ching Cheung)
ceased on 2008-07-13
Tsui, Ching Wan 徐青雲
(Ching Wan Tsui)
ceased on 2008-02-02
Lee, Hung Kwong 李鴻光
(Hung Kwong Lee)
ceased on 2008-06-01
Yue, Wing Man 俞穎文
(Wing Man Yue)
ceased on 2008-02-07
Choy, Chak Wai 蔡澤偉
(Chak Wai Choy)
ceased on 2008-10-21
Pun, Tit Shan 潘鐵珊
(Tit Shan Pun)
ceased on 2008-01-01
Ying, Chien Huang 英建煌
(Chien Huang Ying)
ceased on 2008-03-06
Wong, Ivis Long Sau 黃朗修
(Ivis Long Sau Wong)
appointed on 2009-09-21
Chan, Ka Kit 陳嘉傑
(Ka Kit Chan)
appointed on 2009-09-11
Yu, Shiu Hang 余兆衡
(Shiu Hang Yu)
appointed on 2009-04-17
Sung, Yuk Yin 宋煜賢
(Yuk Yin Sung)
appointed on 2009-12-21
Lai, Chun Wing 賴雋永
(Chun Wing Lai)
appointed on 2009-03-02
Chui, Man Nga 崔雯雅
(Man Nga Chui)
appointed on 2009-05-06
Chua, Tsz Lan 蔡紫蘭
(Tsz Lan Chua)
appointed on 2009-09-30
Ho, Vivien Wai Wan 何慧韻
(Vivien Wai Wan Ho)
appointed on 2009-12-14
Lee, Po Chu 李寶珠
(Po Chu Lee)
appointed on 2009-08-10
Tsang, Long 曾朗
(Long Tsang)
appointed on 2009-10-09
Kwok, Tsz Chung 郭子聰
(Tsz Chung Kwok)
appointed on 2009-12-30
Tang, Andrew Ping Sum 鄧炳森
(Andrew Ping Sum Tang)
appointed on 2009-03-20
Chan, Lai Yin 陳麗賢
(Lai Yin Chan)
ceased on 2009-04-01
Yu, Shiu Hang 余兆衡
(Shiu Hang Yu)
ceased on 2009-10-31
Lai, Chun Wing 賴雋永
(Chun Wing Lai)
ceased on 2009-08-20
Lam, Mandy Choi Ying 林賽盈
(Mandy Choi Ying Lam)
ceased on 2009-02-01
Kwok, Ka Yiu 郭家耀
(Ka Yiu Kwok)
ceased on 2009-08-03
Ng, Burgess Hon Ki 吳漢基
(Burgess Hon Ki Ng)
ceased on 2009-01-22
Au, Chi Ming 歐智明
(Chi Ming Au)
ceased on 2009-09-10
Tong, Johnson Shing 唐誠
(Johnson Shing Tong)
ceased on 2009-01-20
Tang, Andrew Ping Sum 鄧炳森
(Andrew Ping Sum Tang)
ceased on 2009-06-12
Ng, Sing Hing 伍承興
(Sing Hing Ng)
appointed on 2010-01-18
Poon, Mung Yu 潘夢如
(Mung Yu Poon)
appointed on 2010-10-05
Choi, Sheung Hang 蔡尚衡
(Sheung Hang Choi)
appointed on 2010-03-02
Li, Hon Wai Anthony 李漢威
(Hon Wai Anthony Li)
appointed on 2010-06-17
Chin, Chi Kui 錢智駒
(Chi Kui Chin)
appointed on 2010-05-05
Sze, Chun Wai 施俊威
(Chun Wai Sze)
appointed on 2010-12-21
Wong, Ho Chuen 黃浩全
(Ho Chuen Wong)
appointed on 2010-01-18
Fan, Suet Heung Fanny 范雪香
(Suet Heung Fanny Fan)
appointed on 2010-03-04
Chan, Fung Chu 陳鳳珠
(Fung Chu Chan)
ceased on 2010-01-11
Sung, Yuk Yin 宋煜賢
(Yuk Yin Sung)
ceased on 2010-05-19
Chua, Tsz Lan 蔡紫蘭
(Tsz Lan Chua)
ceased on 2010-08-13
Ho, Vivien Wai Wan 何慧韻
(Vivien Wai Wan Ho)
ceased on 2010-07-03
Tsang, Long 曾朗
(Long Tsang)
ceased on 2010-06-18
Kwok, Tsz Chung 郭子聰
(Tsz Chung Kwok)
ceased on 2010-06-18
Chow, Ronny Wai Man 周偉民
(Ronny Wai Man Chow)
appointed on 2011-07-06
Nip, Yiu Chuen 聶耀泉
(Yiu Chuen Nip)
appointed on 2011-08-01
Lok, Sam Wan Wai 駱穩威
(Sam Wan Wai Lok)
appointed on 2011-08-16
Lin, Ben Peng 林芃
(Ben Peng Lin)
appointed on 2011-12-19
Wong, Ivis Long Sau 黃朗修
(Ivis Long Sau Wong)
ceased on 2011-01-28
Chow, Ronny Wai Man 周偉民
(Ronny Wai Man Chow)
ceased on 2011-11-10
Yeung, Ching 楊靜
(Ching Yeung)
ceased on 2011-12-30
Poon, Mung Yu 潘夢如
(Mung Yu Poon)
ceased on 2011-08-01
Chan, Lap Chung 陳立中
(Lap Chung Chan)
ceased on 2011-04-07
Lok, Sam Wan Wai 駱穩威
(Sam Wan Wai Lok)
ceased on 2011-12-15
Choi, Sheung Hang 蔡尚衡
(Sheung Hang Choi)
ceased on 2011-05-18
Chin, Chi Kui 錢智駒
(Chi Kui Chin)
ceased on 2011-07-01
Sze, Chun Wai 施俊威
(Chun Wai Sze)
ceased on 2011-08-23
Wong, Ho Chuen 黃浩全
(Ho Chuen Wong)
ceased on 2011-03-01
Lee, Po Chu 李寶珠
(Po Chu Lee)
ceased on 2011-05-09
Fan, Suet Heung Fanny 范雪香
(Suet Heung Fanny Fan)
ceased on 2011-01-27
Siu, William Wai Wai 蕭衛威
(William Wai Wai Siu)
appointed on 2012-02-03
Kwok, Shiu Man 郭兆文
(Shiu Man Kwok)
appointed on 2012-05-29
Tang, Davina Tak-wai 鄧德慧
(Davina Tak-wai Tang)
appointed on 2012-07-20
Tam, Howard King Ho 譚景豪
(Howard King Ho Tam)
appointed on 2012-09-14
Lee, Yeuk Yu Ross 李若愚
(Yeuk Yu Ross Lee)
appointed on 2012-05-29
Takei, Akio
(Akio Takei)
appointed on 2012-11-01
Siu, William Wai Wai 蕭衛威
(William Wai Wai Siu)
ceased on 2012-07-10
Chan, Ka Kit 陳嘉傑
(Ka Kit Chan)
ceased on 2012-07-27
Kwok, Shiu Man 郭兆文
(Shiu Man Kwok)
ceased on 2012-10-22
Chui, Man Nga 崔雯雅
(Man Nga Chui)
ceased on 2012-01-02
Tang, Davina Tak-wai 鄧德慧
(Davina Tak-wai Tang)
ceased on 2012-10-18
Lam, Dennis Che Chung 林志聰
(Dennis Che Chung Lam)
ceased on 2012-08-09
Yeung, Flora Fung Yee 楊鳳儀
(Flora Fung Yee Yeung)
appointed on 2013-09-02
Chong, Ching 莊正
(Ching Chong)
appointed on 2013-12-12
Tong, Johnson Shing 唐誠
(Johnson Shing Tong)
appointed on 2013-12-30
Lee, Kwok Wan 李冠潤
(Kwok Wan Lee)
appointed on 2013-01-10
Wong, Jackson Chi Yeung 黃志陽
(Jackson Chi Yeung Wong)
appointed on 2013-09-17
Chow, Yin Shan 周燕珊
(Yin Shan Chow)
ceased on 2013-07-01
Lee, Kwok Wan 李冠潤
(Kwok Wan Lee)
ceased on 2013-12-31
Li, Hon Wai Anthony 李漢威
(Hon Wai Anthony Li)
ceased on 2013-09-26
Lee, Yeuk Yu Ross 李若愚
(Yeuk Yu Ross Lee)
ceased on 2013-01-12
Choi, Pok Man 蔡博汶
(Pok Man Choi)
appointed on 2014-01-06
Fung, Sze Yu 馮時裕
(Sze Yu Fung)
appointed on 2014-03-12
Choi, Pok Man 蔡博汶
(Pok Man Choi)
ceased on 2014-11-19
Wong, Jackson Chi Yeung 黃志陽
(Jackson Chi Yeung Wong)
ceased on 2014-08-31
Tam, Howard King Ho 譚景豪
(Howard King Ho Tam)
ceased on 2014-02-26
Ching, Yung Fai 程容輝
(Yung Fai Ching)
appointed on 2015-02-16
Tam, Ho Kei 譚浩基
(Ho Kei Tam)
appointed on 2015-03-09
Ching, Yung Fai 程容輝
(Yung Fai Ching)
ceased on 2015-12-31
Takei, Akio
(Akio Takei)
ceased on 2015-06-30
Xiong, Ying 熊英
(Ying Xiong)
appointed on 2016-05-24
Liu, Xiaoquan 劉曉全
(Xiaoquan Liu)
appointed on 2016-10-04
Cheung, Wai Yin 張緯賢
(Wai Yin Cheung)
appointed on 2016-01-08
Liang, Hao 梁昊
(Hao Liang)
appointed on 2016-05-24
Lau, Ka Fung Adrian 劉家灃
(Ka Fung Adrian Lau)
appointed on 2016-05-19
Kung, Wai Ting 龔偉廷
(Wai Ting Kung)
appointed on 2016-07-26
Xu, Yachuan 徐亞川
(Yachuan Xu)
appointed on 2016-05-24
Tam, Ho Kei 譚浩基
(Ho Kei Tam)
ceased on 2016-02-02
Pao, Lik 鮑力
(Lik Pao)
ceased on 2016-03-21
Chan, Lee Yeung 陳利揚
(Lee Yeung Chan)
ceased on 2016-04-30
Sun, Hui 孫慧
(Hui Sun)
appointed on 2017-07-03
Niu, Xiao 牛筱
(Xiao Niu)
appointed on 2017-06-08
Pan, Wenang 潘文昂
(Wenang Pan)
appointed on 2017-11-09
Tsang, Chi Yuen 曾志遠
(Chi Yuen Tsang)
appointed on 2017-10-26
Feng, Yibiao 馮一飆
(Yibiao Feng)
appointed on 2017-06-08
Chan, Sai Yuen 陳世源
(Sai Yuen Chan)
appointed on 2017-11-09
Xiong, Ying 熊英
(Ying Xiong)
ceased on 2017-10-14
Lin, Ben Peng 林芃
(Ben Peng Lin)
ceased on 2017-04-09
Liu, Xiaoquan 劉曉全
(Xiaoquan Liu)
ceased on 2017-08-20
Lau, Ka Fung Adrian 劉家灃
(Ka Fung Adrian Lau)
ceased on 2017-05-20
Ng, Sing Hing 伍承興
(Sing Hing Ng)
ceased on 2018-06-01
Lau, Elaine Yim Ling 劉艷玲
(Elaine Yim Ling Lau)
ceased on 2018-09-04
Chan, Sai Yuen 陳世源
(Sai Yuen Chan)
ceased on 2018-08-31
Cheung, Wai Yin 張緯賢
(Wai Yin Cheung)
ceased on 2019-10-16
Tsang, Chi Yuen 曾志遠
(Chi Yuen Tsang)
ceased on 2019-06-30
Kung, Wai Ting 龔偉廷
(Wai Ting Kung)
ceased on 2019-03-14
Feng, Yibiao 馮一飆
(Yibiao Feng)
ceased on 2019-11-11
Xu, Yachuan 徐亞川
(Yachuan Xu)
ceased on 2019-06-06
Zhang, Sirui 張思睿
(Sirui Zhang)
appointed on 2020-03-30
Lee, Yiu Keung 李耀强
(Yiu Keung Lee)
appointed on 2020-07-28
Yu, Chunyan 俞春燕
(Chunyan Yu)
appointed on 2020-07-28
Chong, Ching 莊正
(Ching Chong)
ceased on 2020-01-18
Niu, Xiao 牛筱
(Xiao Niu)
ceased on 2020-12-28
Pan, Wenang 潘文昂
(Wenang Pan)
ceased on 2020-07-28
Zhang, Sirui 張思睿
(Sirui Zhang)
ceased on 2020-12-04



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