Company Name:
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
Registration Number:
811825
Registered on:
2002-08-28
Financial Regulator:
Securities and Futures Commission of Hong Kong
SFC ID:
AIC042
Website:
Licensee appointed
Ceased
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
Sit, Kenneth Kar Kin 薛家鍵
(Kenneth Kar Kin Sit)
appointed on 2003-06-10
Siu, Wai Kit 蕭偉杰
(Wai Kit Siu)
appointed on 2003-07-29
Yeung, Francis Yiu Wah 楊耀華
(Francis Yiu Wah Yeung)
appointed on 2004-10-04
Chan, Yu Wai 陳宇威
(Yu Wai Chan)
appointed on 2004-08-06
Pak, Hiu Ching 白曉青
(Hiu Ching Pak)
appointed on 2004-09-30
Cheung, Michael Po Kuen 張寶權
(Michael Po Kuen Cheung)
appointed on 2004-10-06
Siu, Wai Kit 蕭偉杰
(Wai Kit Siu)
ceased on 2004-09-15
Cheung, Michael Po Kuen 張寶權
(Michael Po Kuen Cheung)
ceased on 2004-12-29
Yip, Shek Hung 葉錫洪
(Shek Hung Yip)
appointed on 2005-04-21
Yeung, Francis Yiu Wah 楊耀華
(Francis Yiu Wah Yeung)
ceased on 2005-01-27
Wong, Chun Wa 黃春華
(Chun Wa Wong)
ceased on 2005-03-23
Ho, Lok Yan 何樂昕
(Lok Yan Ho)
appointed on 2006-05-29
Chan, Andy Wai Kit 陳偉傑
(Andy Wai Kit Chan)
appointed on 2006-08-31
Yip, Shek Hung 葉錫洪
(Shek Hung Yip)
ceased on 2006-04-26
Pak, Hiu Ching 白曉青
(Hiu Ching Pak)
ceased on 2006-07-14
Ng, Ying Kit 吳映吉
(Ying Kit Ng)
appointed on 2007-01-08
Mung, Chi Kin 蒙賜健
(Chi Kin Mung)
appointed on 2007-03-14
Sit, Kenneth Kar Kin 薛家鍵
(Kenneth Kar Kin Sit)
ceased on 2007-01-28
Ho, Lok Yan 何樂昕
(Lok Yan Ho)
ceased on 2007-01-24
Ng, Ying Kit 吳映吉
(Ying Kit Ng)
ceased on 2007-02-22
Chan, Yu Wai 陳宇威
(Yu Wai Chan)
ceased on 2007-05-04
Poon, Tai Cheung 潘泰章
(Tai Cheung Poon)
appointed on 2008-06-23
Wong, Ivis Long Sau 黃朗修
(Ivis Long Sau Wong)
appointed on 2009-09-21
Tsang, Keith Hei Ho 曾希豪
(Keith Hei Ho Tsang)
appointed on 2009-03-25
Tang, Andrew Ping Sum 鄧炳森
(Andrew Ping Sum Tang)
appointed on 2009-01-05
Kwan, Hoi Wang 關開宏
(Hoi Wang Kwan)
appointed on 2009-02-19
Ng, Ying Kit 吳映吉
(Ying Kit Ng)
appointed on 2009-02-04
Tang, Andrew Ping Sum 鄧炳森
(Andrew Ping Sum Tang)
ceased on 2009-06-12
Chung, Wai 鍾尉
(Wai Chung)
appointed on 2010-06-01
Chan, Suet Ying 陳雪瑩
(Suet Ying Chan)
appointed on 2010-02-02
Chan, Justin Sano 陳生樂
(Justin Sano Chan)
appointed on 2010-10-27
Poon, Tai Cheung 潘泰章
(Tai Cheung Poon)
ceased on 2010-03-01
Chan, Suet Ying 陳雪瑩
(Suet Ying Chan)
ceased on 2010-06-16
Kwan, Hoi Wang 關開宏
(Hoi Wang Kwan)
ceased on 2010-04-23
Ko, Christine Ying 高英
(Christine Ying Ko)
appointed on 2011-05-13
Cheung, Chi Long 張子朗
(Chi Long Cheung)
appointed on 2011-12-30
Lee, Alan Yiu Chung 李耀宗
(Alan Yiu Chung Lee)
appointed on 2011-05-16
Lo, Hiu Tung 勞曉彤
(Hiu Tung Lo)
appointed on 2011-05-17
Lam, Martha Suk Yee 林淑儀
(Martha Suk Yee Lam)
appointed on 2011-01-28
Lo, Philip Chung Ho 盧頌濠
(Philip Chung Ho Lo)
appointed on 2011-07-25
Sung, Pui Yu 宋沛榆
(Pui Yu Sung)
appointed on 2011-02-16
Wong, Ivis Long Sau 黃朗修
(Ivis Long Sau Wong)
ceased on 2011-01-28
Tsang, Keith Hei Ho 曾希豪
(Keith Hei Ho Tsang)
ceased on 2011-01-28
Lo, Hiu Tung 勞曉彤
(Hiu Tung Lo)
ceased on 2011-07-29
Chan, Justin Sano 陳生樂
(Justin Sano Chan)
ceased on 2011-04-02
Mung, Chi Kin 蒙賜健
(Chi Kin Mung)
ceased on 2011-04-18
Sung, Pui Yu 宋沛榆
(Pui Yu Sung)
ceased on 2011-10-31
Ng, Ying Kit 吳映吉
(Ying Kit Ng)
ceased on 2011-04-01
Peng, Chen 彭辰
(Chen Peng)
appointed on 2012-09-14
Chung, Wai 鍾尉
(Wai Chung)
ceased on 2012-05-01
Lam, Martha Suk Yee 林淑儀
(Martha Suk Yee Lam)
ceased on 2012-05-01
Peng, Chen 彭辰
(Chen Peng)
ceased on 2012-12-08
Chung, Yan Hei 鍾欣熹
(Yan Hei Chung)
appointed on 2013-03-18
Song, Yuxi 宋禹熹
(Yuxi Song)
appointed on 2013-10-21
Cheung, Chi Long 張子朗
(Chi Long Cheung)
ceased on 2013-06-20
Wan, Joseph Jason 尹宸賢
(Joseph Jason Wan)
appointed on 2014-12-08
Cheung, Yin Ling 張賢寧
(Yin Ling Cheung)
appointed on 2014-09-02
Wong, Jenny Mei Ying 黃美盈
(Jenny Mei Ying Wong)
appointed on 2014-12-16
Cheung, Victor Chor Keung 張楚強
(Victor Chor Keung Cheung)
appointed on 2014-08-20
Lam, Hiram Long Hin 林朗軒
(Hiram Long Hin Lam)
appointed on 2014-12-09
Cui, Ran 崔然
(Ran Cui)
appointed on 2014-10-23
Ying, Yan Kei 應仁基
(Yan Kei Ying)
appointed on 2014-11-13
Li, Zhengrong 李崢嶸
(Zhengrong Li)
appointed on 2014-09-04
Chung, Yan Hei 鍾欣熹
(Yan Hei Chung)
ceased on 2014-03-26
Ko, Christine Ying 高英
(Christine Ying Ko)
ceased on 2014-06-12
Song, Yuxi 宋禹熹
(Yuxi Song)
ceased on 2014-06-14
Lee, Alan Yiu Chung 李耀宗
(Alan Yiu Chung Lee)
ceased on 2014-06-12
Li, Wai Kuen 李惠娟
(Wai Kuen Li)
ceased on 2014-07-18
Lo, Philip Chung Ho 盧頌濠
(Philip Chung Ho Lo)
ceased on 2014-06-08
Chan, Andy Wai Kit 陳偉傑
(Andy Wai Kit Chan)
ceased on 2014-06-09
Ng, Thomas Cheng Kiong 黃貞強
(Thomas Cheng Kiong Ng)
appointed on 2015-10-12
Sun, Lianghao 孫梁浩
(Lianghao Sun)
appointed on 2015-04-27
Tse, Cho Wan 謝棗韻
(Cho Wan Tse)
appointed on 2015-03-30
Lui, Tak Yan 呂德仁
(Tak Yan Lui)
appointed on 2015-01-06
Wong, Pakern King Ho 黃敬皓
(Pakern King Ho Wong)
appointed on 2015-10-29
Li, Junyi 李俊儀
(Junyi Li)
appointed on 2015-05-26
Yiu, Benjamin Chung Him 姚仲謙
(Benjamin Chung Him Yiu)
appointed on 2015-05-08
Luo, Yi 羅毅
(Yi Luo)
appointed on 2015-03-26
Sun, Anthony Chuen Wah 孫村華
(Anthony Chuen Wah Sun)
appointed on 2015-03-31
Gao, Xiaoshan 高小杉
(Xiaoshan Gao)
appointed on 2015-05-22
Zhan, Juli 詹居里
(Juli Zhan)
appointed on 2015-09-10
Cheung, Yin Ling 張賢寧
(Yin Ling Cheung)
ceased on 2015-08-21
Wong, Jenny Mei Ying 黃美盈
(Jenny Mei Ying Wong)
ceased on 2015-11-26
Cheung, Victor Chor Keung 張楚強
(Victor Chor Keung Cheung)
ceased on 2015-03-09
Li, Zhengrong 李崢嶸
(Zhengrong Li)
ceased on 2015-10-31
Lam, Hiram Long Hin 林朗軒
(Hiram Long Hin Lam)
ceased on 2015-12-15
Lui, Tak Yan 呂德仁
(Tak Yan Lui)
ceased on 2015-12-16
Yiu, Benjamin Chung Him 姚仲謙
(Benjamin Chung Him Yiu)
ceased on 2015-11-26
Ng, Wing Sang 吳榮燊
(Wing Sang Ng)
appointed on 2016-08-12
Wang, Ao 王奧
(Ao Wang)
appointed on 2016-01-04
Cheng, Xiaomin 程晓敏
(Xiaomin Cheng)
appointed on 2016-08-11
Xu, Di 許迪
(Di Xu)
appointed on 2016-01-14
Lin, Shanshan 林姍姍
(Shanshan Lin)
appointed on 2016-02-26
Mou, Yang 牟洋
(Yang Mou)
appointed on 2016-07-15
Pan, Jiao 潘姣
(Jiao Pan)
appointed on 2016-11-15
Chan, Chung Hin 陳頌軒
(Chung Hin Chan)
appointed on 2016-03-31
Chu, Ka Siu 朱嘉兆
(Ka Siu Chu)
appointed on 2016-06-20
Lo, Chi Leung 盧志良
(Chi Leung Lo)
appointed on 2016-02-04
Lo, Steven Wing Shing 盧永成
(Steven Wing Shing Lo)
appointed on 2016-02-12
Zhang, Senquan 張森泉
(Senquan Zhang)
appointed on 2016-04-15
Chai, Wei Yen 蔡威燕
(Wei Yen Chai)
appointed on 2016-05-16
How, Sze Ming 侯思明
(Sze Ming How)
appointed on 2016-03-14
Zhao, Tao 趙濤
(Tao Zhao)
appointed on 2016-05-30
Chen, Cheng 陳誠
(Cheng Chen)
appointed on 2016-06-15
Sun, Lianghao 孫梁浩
(Lianghao Sun)
ceased on 2016-04-27
Tse, Cho Wan 謝棗韻
(Cho Wan Tse)
ceased on 2016-04-28
Xu, Di 許迪
(Di Xu)
ceased on 2016-12-12
Wan, Joseph Jason 尹宸賢
(Joseph Jason Wan)
ceased on 2016-02-15
Lo, Chi Leung 盧志良
(Chi Leung Lo)
ceased on 2016-02-29
Sun, Anthony Chuen Wah 孫村華
(Anthony Chuen Wah Sun)
ceased on 2016-03-15
Gao, Xiaoshan 高小杉
(Xiaoshan Gao)
ceased on 2016-05-27
Wong, Tsz Ying 王子盈
(Tsz Ying Wong)
appointed on 2017-12-27
Lo, Hei Tung 羅曦彤
(Hei Tung Lo)
appointed on 2017-11-15
Tse, Kwok On 謝國安
(Kwok On Tse)
appointed on 2017-05-29
Ng, Kin Kwan 吳建群
(Kin Kwan Ng)
appointed on 2017-06-14
Lau, Yan Ki 劉欣琪
(Yan Ki Lau)
appointed on 2017-09-25
Xie, Xinxin 謝心馨
(Xinxin Xie)
appointed on 2017-09-28
Huang, Yun Tong 黃蘊彤
(Yun Tong Huang)
appointed on 2017-09-13
Ng, Wing Fai 吳永輝
(Wing Fai Ng)
appointed on 2017-07-07
Yu, Tsz Kam 余子淦
(Tsz Kam Yu)
appointed on 2017-04-06
Wang, Ao 王奧
(Ao Wang)
ceased on 2017-08-24
Ying, Yan Kei 應仁基
(Yan Kei Ying)
ceased on 2017-07-25
Zhao, Tao 趙濤
(Tao Zhao)
ceased on 2017-05-31
Lin, Shanshan 林姍姍
(Shanshan Lin)
ceased on 2017-03-23
Zhang, Senquan 張森泉
(Senquan Zhang)
ceased on 2017-06-30
Zhan, Juli 詹居里
(Juli Zhan)
ceased on 2017-08-27
Chen, Cheng 陳誠
(Cheng Chen)
ceased on 2017-03-03
Gao, Xiong 高雄
(Xiong Gao)
appointed on 2018-10-22
Zou, Mengtong 鄒梦桐
(Mengtong Zou)
appointed on 2018-06-25
Leung, Yin Fai 梁燕煇
(Yin Fai Leung)
appointed on 2018-03-08
Ng, Geoffrey Junxiong 吳駿雄
(Geoffrey Junxiong Ng)
appointed on 2018-06-05
Chen, Pei Jie 陳佩婕
(Pei Jie Chen)
appointed on 2018-11-15
Tang, Wing Him 鄧穎謙
(Wing Him Tang)
appointed on 2018-07-09
Sun, Peilun 孫培倫
(Peilun Sun)
appointed on 2018-06-20
Chiang, Ka Chun 蔣嘉駿
(Ka Chun Chiang)
appointed on 2018-06-28
Mak, Kwok Kei 麥國基
(Kwok Kei Mak)
appointed on 2018-07-10
Ng, Thomas Cheng Kiong 黃貞強
(Thomas Cheng Kiong Ng)
ceased on 2018-03-01
Wong, Pakern King Ho 黃敬皓
(Pakern King Ho Wong)
ceased on 2018-05-02
Mou, Yang 牟洋
(Yang Mou)
ceased on 2018-04-20
Cui, Ran 崔然
(Ran Cui)
ceased on 2018-04-08
Chai, Wei Yen 蔡威燕
(Wei Yen Chai)
ceased on 2018-04-23
Qiu, Qingzi 仇慶子
(Qingzi Qiu)
appointed on 2019-03-12
Leung, Yin Fai 梁燕煇
(Yin Fai Leung)
ceased on 2019-11-22
Pan, Jiao 潘姣
(Jiao Pan)
ceased on 2019-10-15
Chen, Pei Jie 陳佩婕
(Pei Jie Chen)
ceased on 2019-01-21
Li, Junyi 李俊儀
(Junyi Li)
ceased on 2019-01-19
Luo, Yi 羅毅
(Yi Luo)
ceased on 2019-02-27
Huang, Yun Tong 黃蘊彤
(Yun Tong Huang)
ceased on 2019-01-24
Tang, Wing Him 鄧穎謙
(Wing Him Tang)
ceased on 2019-04-05
Chiang, Ka Chun 蔣嘉駿
(Ka Chun Chiang)
ceased on 2019-01-24
Yu, Tsz Kam 余子淦
(Tsz Kam Yu)
ceased on 2019-12-13
Mak, Kwok Kei 麥國基
(Kwok Kei Mak)
ceased on 2019-01-09
Wang, Kaixu 王凱旭
(Kaixu Wang)
appointed on 2020-04-24
Cheng, Jie 程劼
(Jie Cheng)
appointed on 2020-09-24
Lau, Pak Sun 劉栢燊
(Pak Sun Lau)
appointed on 2020-03-16
Lam, Choi Wan 林彩雲
(Choi Wan Lam)
appointed on 2020-03-16
Hai, Yangguangyi 海楊广益
(Yangguangyi Hai)
appointed on 2020-05-18
Kwok, Wing Yuet 郭永悅
(Wing Yuet Kwok)
appointed on 2020-09-18
Xiao, Peiwei 肖培煒
(Peiwei Xiao)
appointed on 2020-11-06
Gao, Xiong 高雄
(Xiong Gao)
ceased on 2020-08-07
Zou, Mengtong 鄒梦桐
(Mengtong Zou)
ceased on 2020-09-23
Tse, Kwok On 謝國安
(Kwok On Tse)
ceased on 2020-03-09
Lo, Hei Tung 羅曦彤
(Hei Tung Lo)
ceased on 2020-04-05
Ng, Geoffrey Junxiong 吳駿雄
(Geoffrey Junxiong Ng)
ceased on 2020-05-10
Ng, Kin Kwan 吳建群
(Kin Kwan Ng)
ceased on 2020-08-28
Chu, Ka Siu 朱嘉兆
(Ka Siu Chu)
ceased on 2020-01-12
Xie, Xinxin 謝心馨
(Xinxin Xie)
ceased on 2020-04-17
Ng, Wing Fai 吳永輝
(Wing Fai Ng)
ceased on 2020-02-10



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