Company Name:
Wells Fargo Securities Asia Limited
Registration Number:
1168095
Financial Regulator:
Securities and Futures Commission of Hong Kong
Mao, Shuguang 毛曙光
(Shuguang Mao)
appointed on 2008-05-05
McDermott, Glen Michael
(Glen Michael McDermott)
appointed on 2008-09-01
Espineli, Reynaldo Miguel Nazareno
(Reynaldo Miguel Nazareno Espineli)
appointed on 2008-09-05
Leung, Lai Woon 梁禮桓
(Lai Woon Leung)
appointed on 2008-07-31
Lin, Chun Ju 林純如
(Chun Ju Lin)
appointed on 2008-05-21
Ahn, Junsang 安俊相
(Junsang Ahn)
appointed on 2008-05-05
Donohugh, William Hugh McGregor 唐威林
(William Hugh McGregor Donohugh)
appointed on 2008-04-25
Boice Iii, James Hillyer
(James Hillyer Boice Iii)
appointed on 2008-04-25
Sheh, Ho Kwong 佘浩光
(Ho Kwong Sheh)
appointed on 2008-05-19
Ching, Kerry Kim Wai 程劍慧
(Kerry Kim Wai Ching)
appointed on 2008-10-23
Chang, Hwa-Ping 張華平
(Hwa-Ping Chang)
appointed on 2008-05-21
Peng, Yu Yuan 彭鈺元
(Yu Yuan Peng)
appointed on 2008-05-21
Wang, Yu-Ming 王裕閔
(Yu-Ming Wang)
appointed on 2008-04-25
Chow, King Man 周敬民
(King Man Chow)
appointed on 2008-05-05
Auger, Kevin D'Arcy
(Kevin D'Arcy Auger)
appointed on 2008-09-10
Ho, Noelle Ying 何熒
(Noelle Ying Ho)
appointed on 2008-05-05
Lee, Jih-Pao 李日寶
(Jih-Pao Lee)
appointed on 2008-05-21
Antweiler Iii, John Christian
(John Christian Antweiler Iii)
appointed on 2008-10-30
Lam, Cham 林箴
(Cham Lam)
appointed on 2008-05-19
Chiang, Pei Yun 蔣佩芸
(Pei Yun Chiang)
appointed on 2008-07-31
Mao, Shuguang 毛曙光
(Shuguang Mao)
ceased on 2008-05-30
Ching, Kerry Kim Wai 程劍慧
(Kerry Kim Wai Ching)
ceased on 2008-12-01
Choong, Ignatius Wooi Kean
(Ignatius Wooi Kean Choong)
appointed on 2009-08-10
Chu, Betty Kar Chun 朱家珍
(Betty Kar Chun Chu)
appointed on 2009-10-30
Kwon, Sung Wook
(Sung Wook Kwon)
appointed on 2009-08-17
Song, Sally
(Sally Song)
appointed on 2009-07-24
McDermott, Glen Michael
(Glen Michael McDermott)
ceased on 2009-03-13
Espineli, Reynaldo Miguel Nazareno
(Reynaldo Miguel Nazareno Espineli)
ceased on 2009-04-24
Chang, Hwa-Ping 張華平
(Hwa-Ping Chang)
ceased on 2009-03-11
Peng, Yu Yuan 彭鈺元
(Yu Yuan Peng)
ceased on 2009-03-12
Wang, Yu-Ming 王裕閔
(Yu-Ming Wang)
ceased on 2009-02-27
Chow, King Man 周敬民
(King Man Chow)
ceased on 2009-03-13
Auger, Kevin D'Arcy
(Kevin D'Arcy Auger)
ceased on 2009-04-13
Lee, Jih-Pao 李日寶
(Jih-Pao Lee)
ceased on 2009-03-12
Banson, Eric Laurea
(Eric Laurea Banson)
appointed on 2010-12-07
Shen, Xiaoyi 沈曉懿
(Xiaoyi Shen)
appointed on 2010-12-13
Chu, Betty Kar Chun 朱家珍
(Betty Kar Chun Chu)
ceased on 2010-09-29
Huang, Haiming 黃海明
(Haiming Huang)
appointed on 2011-03-16
McCullough, Ian Thomas
(Ian Thomas McCullough)
appointed on 2011-09-14
Geng, Cong 耿聰
(Cong Geng)
appointed on 2011-02-28
Choong, Ignatius Wooi Kean
(Ignatius Wooi Kean Choong)
ceased on 2011-05-13
Ahn, Junsang 安俊相
(Junsang Ahn)
ceased on 2011-12-04
Song, Sally
(Sally Song)
ceased on 2011-05-06
Boice Iii, James Hillyer
(James Hillyer Boice Iii)
ceased on 2011-08-09
Lau, Sing Chong 劉承浚
(Sing Chong Lau)
appointed on 2012-06-26
An, Sang Beom
(Sang Beom An)
appointed on 2012-03-15
Jacobson, John Michael
(John Michael Jacobson)
appointed on 2012-09-21
Sciulli, Michael Joseph
(Michael Joseph Sciulli)
appointed on 2012-03-02
Guha, Somit
(Somit Guha)
appointed on 2012-02-20
Kun, In 管弦
(In Kun)
appointed on 2012-07-03
Choong, Ignatius Wooi Kean
(Ignatius Wooi Kean Choong)
appointed on 2013-03-15
Boice Iii, James Hillyer
(James Hillyer Boice Iii)
appointed on 2013-08-30
Lau, David Kwok Hei 劉國熙
(David Kwok Hei Lau)
appointed on 2013-10-22
Lin, Chun Ju 林純如
(Chun Ju Lin)
ceased on 2013-12-31
Donohugh, William Hugh McGregor 唐威林
(William Hugh McGregor Donohugh)
ceased on 2013-08-31
Jacobson, John Michael
(John Michael Jacobson)
ceased on 2013-03-31
Guha, Somit
(Somit Guha)
ceased on 2013-07-31
Antweiler Iii, John Christian
(John Christian Antweiler Iii)
ceased on 2013-01-07
An, Jun Wye 安峻位
(Jun Wye An)
appointed on 2014-03-25
Leung, Delia Wai Ting 梁惠婷
(Delia Wai Ting Leung)
appointed on 2014-08-29
Sun, Shu I 孫樹怡
(Shu I Sun)
appointed on 2014-07-07
Ngai, Chi Sheng 倪智承
(Chi Sheng Ngai)
appointed on 2014-08-14
Jones, Mark Dean
(Mark Dean Jones)
appointed on 2014-07-16
Wan, Mandy Man Yi 尹敏兒
(Mandy Man Yi Wan)
appointed on 2014-04-29
Forsman, Elisabeth Wang 王如玉
(Elisabeth Wang Forsman)
appointed on 2014-03-06
Koo, George Chen Yu 顧震宇
(George Chen Yu Koo)
appointed on 2014-04-04
Li, Yijuan 李禕娟
(Yijuan Li)
appointed on 2014-10-17
Ho, Hsin Lun 何欣倫
(Hsin Lun Ho)
appointed on 2014-02-27
Dela Cruz, Daniel
(Daniel Dela Cruz)
appointed on 2014-07-07
Kwok, Jonathan Chun Wai 郭秦瑋
(Jonathan Chun Wai Kwok)
appointed on 2014-11-07
Wong, Barbara 黃曼君
(Barbara Wong)
appointed on 2014-12-09
Lau, Sing Chong 劉承浚
(Sing Chong Lau)
ceased on 2014-05-16
Sun, Shu I 孫樹怡
(Shu I Sun)
ceased on 2014-07-18
Forsman, Elisabeth Wang 王如玉
(Elisabeth Wang Forsman)
ceased on 2014-06-20
Ho, Hsin Lun 何欣倫
(Hsin Lun Ho)
ceased on 2014-10-06
Lam, Cham 林箴
(Cham Lam)
ceased on 2014-06-03
Fu, Frederick Cheuk Kei 符卓基
(Frederick Cheuk Kei Fu)
appointed on 2015-10-16
Porwal, Pradyot
(Pradyot Porwal)
appointed on 2015-09-14
Luo, Peng 羅鵬
(Peng Luo)
appointed on 2015-02-17
Wai, Pak Fai Chris 衛柏暉
(Pak Fai Chris Wai)
appointed on 2015-10-29
Wong, Timothy Ting Fung
(Timothy Ting Fung Wong)
appointed on 2015-12-22
Aggarwal, Mayur
(Mayur Aggarwal)
appointed on 2015-02-03
Zhang, Junchen 章俊晨
(Junchen Zhang)
appointed on 2015-01-20
Shi, Ran 施冉
(Ran Shi)
appointed on 2015-07-07
Cheung, Gregory Chi-Ho 蔣自浩
(Gregory Chi-Ho Cheung)
appointed on 2015-11-30
Ottery, Gavin John
(Gavin John Ottery)
appointed on 2015-03-11
Oh, Dee Xiang
(Dee Xiang Oh)
appointed on 2015-03-10
Xie, Yijing 謝奕菁
(Yijing Xie)
appointed on 2015-10-07
Lin, Jung Fang 林榕芳
(Jung Fang Lin)
appointed on 2015-03-09
Wong, Alan Ka Lun 黃嘉倫
(Alan Ka Lun Wong)
appointed on 2015-07-13
Huang, Haiming 黃海明
(Haiming Huang)
ceased on 2015-01-30
McCullough, Ian Thomas
(Ian Thomas McCullough)
ceased on 2015-03-04
Leung, Lai Woon 梁禮桓
(Lai Woon Leung)
ceased on 2015-10-23
Li, Yijuan 李禕娟
(Yijuan Li)
ceased on 2015-08-18
Zhang, Junchen 章俊晨
(Junchen Zhang)
ceased on 2015-07-03
Ho, Noelle Ying 何熒
(Noelle Ying Ho)
ceased on 2015-08-31
Hahn, Daniel Sangwon 韓相元
(Daniel Sangwon Hahn)
appointed on 2016-10-19
Lai, Albert Ka Tak 賴家德
(Albert Ka Tak Lai)
appointed on 2016-07-18
Yu, Jue 郁珏
(Jue Yu)
appointed on 2016-04-01
Yung, Kathryn Ka Sing 榮嘉信
(Kathryn Ka Sing Yung)
appointed on 2016-03-14
Phoon, Priscilla Yilin 潘藝琳
(Priscilla Yilin Phoon)
appointed on 2016-03-14
Hong, Yong Wha 洪用和
(Yong Wha Hong)
appointed on 2016-10-31
Hsieh, Fu Jen 謝輔仁
(Fu Jen Hsieh)
appointed on 2016-08-02
Ho, Edward Man Tat 何聞達
(Edward Man Tat Ho)
appointed on 2016-04-13
Wang, Kun 王堃
(Kun Wang)
appointed on 2016-01-13
Lin, Xiao Xiao 林瀟瀟
(Xiao Xiao Lin)
appointed on 2016-03-14
Fu, Ruowei 傅若偉
(Ruowei Fu)
appointed on 2016-12-14
Cala, Carlos
(Carlos Cala)
appointed on 2016-09-12
Askalany, Nermin
(Nermin Askalany)
appointed on 2016-12-19
Chung, Jong Hun
(Jong Hun Chung)
appointed on 2016-08-01
Leung, Delia Wai Ting 梁惠婷
(Delia Wai Ting Leung)
ceased on 2016-06-03
Ngai, Chi Sheng 倪智承
(Chi Sheng Ngai)
ceased on 2016-03-27
Sciulli, Michael Joseph
(Michael Joseph Sciulli)
ceased on 2016-06-28
Boice Iii, James Hillyer
(James Hillyer Boice Iii)
ceased on 2016-03-23
Oh, Dee Xiang
(Dee Xiang Oh)
ceased on 2016-03-31
Huang, Chin Lun 黃敬倫
(Chin Lun Huang)
appointed on 2017-11-24
Welch, Peter Joseph
(Peter Joseph Welch)
appointed on 2017-03-23
Suen, Pik Wang 孫碧泓
(Pik Wang Suen)
appointed on 2017-03-01
Oumary, Sophia Isabelle
(Sophia Isabelle Oumary)
appointed on 2017-02-03
Friedheim, Arie
(Arie Friedheim)
appointed on 2017-07-06
Erikci, Serkan
(Serkan Erikci)
appointed on 2017-01-03
Lau, Sing Chong 劉承浚
(Sing Chong Lau)
appointed on 2017-07-18
Chen, Wei Chia 陳偉嘉
(Wei Chia Chen)
appointed on 2017-12-21
Zhang, Tianyu 張天鈺
(Tianyu Zhang)
appointed on 2017-11-15
Liu, Yik Yu 廖翊宇
(Yik Yu Liu)
appointed on 2017-07-06
Leung, Chi Hin 梁梓軒
(Chi Hin Leung)
appointed on 2017-03-06
Wai, Pak Fai Chris 衛柏暉
(Pak Fai Chris Wai)
ceased on 2017-05-10
Xie, Yijing 謝奕菁
(Yijing Xie)
ceased on 2017-04-26
Wong, Alan Ka Lun 黃嘉倫
(Alan Ka Lun Wong)
ceased on 2017-05-27
Goh, Brandon Qing Ryung
(Brandon Qing Ryung Goh)
appointed on 2018-01-25
Brennan, Thomas Michael Jr
(Thomas Michael Jr Brennan)
appointed on 2018-09-14
Kikuchi, Tomomi
(Tomomi Kikuchi)
appointed on 2018-01-31
Liao, Maggie Mei Qi
(Maggie Mei Qi Liao)
appointed on 2018-01-25
Uehara, Shiro
(Shiro Uehara)
appointed on 2018-01-31
Liu, Tze Fung Ryan 廖梓楓
(Tze Fung Ryan Liu)
appointed on 2018-02-21
Le, Quoc Benoit Khanh Jacques
(Quoc Benoit Khanh Jacques Le)
appointed on 2018-09-05
Spungin, Charles Adrian Edward
(Charles Adrian Edward Spungin)
appointed on 2018-09-26
Goh, Brandon Qing Ryung
(Brandon Qing Ryung Goh)
ceased on 2018-04-24
Lai, Albert Ka Tak 賴家德
(Albert Ka Tak Lai)
ceased on 2018-05-31
Jones, Mark Dean
(Mark Dean Jones)
ceased on 2018-12-10
Lau, Sing Chong 劉承浚
(Sing Chong Lau)
ceased on 2018-05-31
Ho, Edward Man Tat 何聞達
(Edward Man Tat Ho)
ceased on 2018-11-01
Fu, Ruowei 傅若偉
(Ruowei Fu)
ceased on 2018-10-11
Cala, Carlos
(Carlos Cala)
ceased on 2018-06-26
Kun, In 管弦
(In Kun)
ceased on 2018-05-14
Peters, Ludger
(Ludger Peters)
appointed on 2019-09-04
Koda, Ritsubun 黃田立文
(Ritsubun Koda)
appointed on 2019-04-08
Huang, Kangli 黃康力
(Kangli Huang)
appointed on 2019-06-05
Zhang, Zhaohan 張釗涵
(Zhaohan Zhang)
appointed on 2019-04-02
Chu, Siqi 褚思琦
(Siqi Chu)
appointed on 2019-05-15
Kim, Doyoung
(Doyoung Kim)
appointed on 2019-07-24
Yu, Jue 郁珏
(Jue Yu)
ceased on 2019-08-02
Sheh, Ho Kwong 佘浩光
(Ho Kwong Sheh)
ceased on 2019-09-30
Brennan, Thomas Michael Jr
(Thomas Michael Jr Brennan)
ceased on 2019-05-31
Kikuchi, Tomomi
(Tomomi Kikuchi)
ceased on 2019-05-31
Friedheim, Arie
(Arie Friedheim)
ceased on 2019-01-27
Banson, Eric Laurea
(Eric Laurea Banson)
ceased on 2019-05-16
Hong, Yong Wha 洪用和
(Yong Wha Hong)
ceased on 2019-09-30
Kwon, Sung Wook
(Sung Wook Kwon)
ceased on 2019-09-30
Uehara, Shiro
(Shiro Uehara)
ceased on 2019-05-31
Leung, Chi Hin 梁梓軒
(Chi Hin Leung)
ceased on 2019-10-17
Chen, Wei Chia 陳偉嘉
(Wei Chia Chen)
ceased on 2019-09-30
Wang, Kun 王堃
(Kun Wang)
ceased on 2019-04-30
Askalany, Nermin
(Nermin Askalany)
ceased on 2019-05-16
Chu, Siqi 褚思琦
(Siqi Chu)
ceased on 2019-10-17
Zhang, Tianyu 張天鈺
(Tianyu Zhang)
ceased on 2019-01-18
Liu, Yik Yu 廖翊宇
(Yik Yu Liu)
ceased on 2019-10-17
Geng, Cong 耿聰
(Cong Geng)
ceased on 2019-05-16
Le, Quoc Benoit Khanh Jacques
(Quoc Benoit Khanh Jacques Le)
ceased on 2019-09-09
Spungin, Charles Adrian Edward
(Charles Adrian Edward Spungin)
ceased on 2019-03-29
An, Sang Beom
(Sang Beom An)
ceased on 2019-05-16
Chung, Jong Hun
(Jong Hun Chung)
ceased on 2019-10-02
Lai, Ming Wai 黎銘煒
(Ming Wai Lai)
appointed on 2020-05-15
Zhou, Huaisong 周懷松
(Huaisong Zhou)
appointed on 2020-09-08
Hahn, Daniel Sangwon 韓相元
(Daniel Sangwon Hahn)
ceased on 2020-12-03
Fu, Frederick Cheuk Kei 符卓基
(Frederick Cheuk Kei Fu)
ceased on 2020-10-27
Welch, Peter Joseph
(Peter Joseph Welch)
ceased on 2020-10-27
Koda, Ritsubun 黃田立文
(Ritsubun Koda)
ceased on 2020-08-05
Dela Cruz, Daniel
(Daniel Dela Cruz)
ceased on 2020-12-03
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