Company Name:
CGS-CIMB Securities (UK) Limited
Address:
53 New Broad Street EC2M 1JJ UNITED KINGDOM
Firm Reference Number:
163037
Company Number:
2719607
Phone:
2072012197
Email:
james.johnstone@cgs-cimb.com
Financial Regulator:
Financial Conduct Authority/ Prudential Regulation Authority
Status:
Authorised on 2001-12-01
Role started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
IRN: SBC01031
Susan Barbara Clark
started on 2001-12-01
IRN: LJW01040
Lisa Jane Walsh
started on 2001-12-01
IRN: TRP01024
Timothy Richard Parry
started on 2001-12-01
IRN: YLG01001
Yew Lin Goh
started on 2001-12-01
IRN: NLD01007
Nicola Lucy Dodd
started on 2001-12-01
IRN: SDA01034
Stephen Dale Archer
started on 2001-12-01
IRN: GKG01006
Geok Khim Goh
started on 2001-12-01
IRN: MJC01265
Michael John Clarke
started on 2001-12-01
IRN: WTM01005
William Terence Murray
started on 2002-04-22
IRN: AKD01009
Asish Kumar Dey
started on 2002-07-31
IRN: MHL01025
Miles Henry Morgan Lampson
started on 2002-06-05
IRN: DAB01201
David Austin Allen Bates
started on 2002-07-31
IRN: SBC01031
Susan Barbara Clark
ended on 2002-04-30
IRN: AHM01028
Amanda Heather MacKinnon
started on 2003-02-24
IRN: SXK01286
Spencer Krett
started on 2003-08-01
IRN: MCY01007
Mary Ching Yu
started on 2003-09-01
IRN: NLD01007
Nicola Lucy Dodd
ended on 2003-01-04
IRN: RWD01043
Ronald William Downey
started on 2004-07-05
IRN: EPW01012
Edward Paul Wilson
started on 2004-09-22
IRN: LXC01279
Lindsay Clappe
started on 2004-06-23
IRN: AJG01167
Andrew James Griffiths
started on 2004-12-03
IRN: LJW01040
Lisa Jane Walsh
ended on 2004-12-20
IRN: RWD01043
Ronald William Downey
ended on 2004-11-24
IRN: DAB01201
David Austin Allen Bates
ended on 2004-06-20
IRN: SXK01286
Spencer Krett
ended on 2004-09-01
IRN: CSC01046
Carolina Swee Liang Chan
started on 2005-12-15
IRN: AXB02046
Alastair Barclay Barr
started on 2005-10-31
IRN: RXY01023
Rahiyah Yahya
started on 2005-10-03
IRN: TMC01058
Thomas Michael Caddick
started on 2005-10-27
IRN: BXW01257
Bryan Watkins
started on 2005-05-13
IRN: TWH01029
Todd William Hadden
started on 2005-11-14
IRN: YLG01001
Yew Lin Goh
ended on 2005-09-20
IRN: AHM01028
Amanda Heather MacKinnon
ended on 2005-11-11
IRN: EPW01012
Edward Paul Wilson
ended on 2005-05-25
IRN: SDA01034
Stephen Dale Archer
ended on 2005-08-21
IRN: GKG01006
Geok Khim Goh
ended on 2005-07-21
IRN: MHL01025
Miles Henry Morgan Lampson
ended on 2005-07-31
IRN: BXW01257
Bryan Watkins
ended on 2006-03-16
IRN: GFP01023
Gregory Frank Peacock
started on 2007-10-30
IRN: JWS01089
John Wai Kwok Szeto
started on 2007-05-31
IRN: SGW01048
Stephen George Manuka Whiu
started on 2007-01-24
IRN: RRA01014
Ruzi Rani Binti Ajith
started on 2007-04-27
IRN: ETG01003
Erwin Tiongguan Go
started on 2007-09-07
IRN: TRP01024
Timothy Richard Parry
ended on 2007-03-30
IRN: AXB02046
Alastair Barclay Barr
ended on 2007-06-30
IRN: RXY01023
Rahiyah Yahya
ended on 2007-03-30
IRN: LXC01279
Lindsay Clappe
ended on 2007-02-22
IRN: CEJ01034
Caroline Elizabeth Jones
started on 2008-05-16
IRN: JXH02152
Julia Hashim
started on 2008-06-16
IRN: MCY01007
Mary Ching Yu
ended on 2008-03-03
IRN: GFP01023
Gregory Frank Peacock
ended on 2008-06-03
IRN: TMC01058
Thomas Michael Caddick
ended on 2008-08-13
IRN: TWH01029
Todd William Hadden
ended on 2008-05-22
IRN: SBM01060
Sofia Binti Mohamed Rafi
started on 2009-04-03
IRN: JXF01561
Julia Fuini
started on 2009-05-15
IRN: HJS01035
Henry John Labron Snell
started on 2010-09-13
IRN: WTM01005
William Terence Murray
ended on 2010-09-13
IRN: JWS01089
John Wai Kwok Szeto
ended on 2010-09-13
IRN: SBM01060
Sofia Binti Mohamed Rafi
ended on 2010-09-13
IRN: HJS01035
Henry John Labron Snell
ended on 2010-09-13
IRN: RRA01014
Ruzi Rani Binti Ajith
ended on 2010-09-13
IRN: JXF01561
Julia Fuini
ended on 2010-05-08
IRN: MJC01265
Michael John Clarke
ended on 2010-07-01
IRN: TMC01058
Thomas Michael Caddick
started on 2011-09-01
IRN: MEB01151
Matthew Edward Ross Brown
started on 2011-12-07
IRN: SGW01048
Stephen George Manuka Whiu
ended on 2011-10-31
IRN: AYM01006
Arjun Yash Mahajan
started on 2012-07-04
IRN: AAK01018
Ali Asif Khan
started on 2012-05-15
IRN: MIR01010
Michael Ian Ridsdill Smith
started on 2012-07-09
IRN: WSC01032
Wan Shen Chan
started on 2012-07-03
IRN: DJS01268
David John MacGregor Sandison
started on 2012-02-02
IRN: PCH01088
Patrick, Chung-Ho Han
started on 2012-07-06
IRN: EPY01001
Elizabeth Pei Yu Yang
started on 2012-07-02
IRN: AXJ01507
Aman Jairath
started on 2012-10-26
IRN: LMB01076
Lucy Monica Bernays
started on 2012-07-02
IRN: RRN01008
Rajiv Ramesh Nihalani Shroft
started on 2012-07-06
IRN: JXC02564
John Choi
started on 2012-10-15
IRN: SAC01213
Suzy Cremer
started on 2012-07-02
IRN: DAS01292
David Alexander Schiller
started on 2012-07-02
IRN: AAS01151
Anthony Andrew Skotnicki
started on 2012-09-28
IRN: TMC01058
Thomas Michael Caddick
ended on 2012-07-02
IRN: CEJ01034
Caroline Elizabeth Jones
ended on 2012-06-30
IRN: JXH02152
Julia Hashim
ended on 2012-10-16
IRN: ACT01072
Aaron Chee Ming Tan
started on 2013-11-04
IRN: SXC01443
Shao Kang Steven Chang
started on 2013-12-01
IRN: GXS02018
Gaurav Sharma
started on 2013-06-10
IRN: AXS02292
Abhinav Sinha
started on 2013-10-31
IRN: HSC01008
Helen Suming Cunningham
started on 2013-12-10
IRN: AYM01006
Arjun Yash Mahajan
ended on 2013-09-20
IRN: DJS01268
David John MacGregor Sandison
ended on 2013-03-01
IRN: AXJ01507
Aman Jairath
ended on 2013-11-01
IRN: AKD01009
Asish Kumar Dey
ended on 2013-01-23
IRN: ETG01003
Erwin Tiongguan Go
ended on 2013-02-05
IRN: MEB01151
Matthew Edward Ross Brown
ended on 2013-03-13
IRN: DAS01292
David Alexander Schiller
ended on 2013-09-19
IRN: JDM01246
Julian Dominic Monteiro
started on 2014-09-10
IRN: RPW01058
Rohan Pelham White
started on 2014-09-02
IRN: PXA01452
Paul An
started on 2014-09-08
IRN: AAG01014
Audrey Ann Parker
started on 2014-05-13
IRN: ACT01072
Aaron Chee Ming Tan
ended on 2014-11-24
IRN: AAK01018
Ali Asif Khan
ended on 2014-08-29
IRN: AJG01167
Andrew James Griffiths
ended on 2014-10-08
IRN: LMB01076
Lucy Monica Bernays
ended on 2014-03-10
IRN: GXS02018
Gaurav Sharma
ended on 2014-05-22
IRN: AXS02292
Abhinav Sinha
ended on 2014-03-20
IRN: AAS01151
Anthony Andrew Skotnicki
ended on 2014-08-22
IRN: LFT01007
Lucian Francis Michael Townsend
started on 2015-08-24
IRN: DXZ01021
Deng Zhang
started on 2015-03-10
IRN: SXC01443
Shao Kang Steven Chang
ended on 2015-09-07
IRN: RRN01008
Rajiv Ramesh Nihalani Shroft
ended on 2015-08-17
IRN: SAC01213
Suzy Cremer
ended on 2015-04-27
IRN: IPH01014
Ian Philip Hamilton
started on 2016-03-31
IRN: AJG01167
Andrew James Griffiths
started on 2016-06-06
IRN: WSC01032
Wan Shen Chan
ended on 2016-07-20
IRN: PCH01088
Patrick, Chung-Ho Han
ended on 2016-04-22
IRN: PXA01452
Paul An
ended on 2016-07-20
IRN: HSC01008
Helen Suming Cunningham
ended on 2016-02-15
IRN: AAG01014
Audrey Ann Parker
ended on 2016-03-09
IRN: DAA01050
David Alan Attree
started on 2017-04-24
IRN: SSM01021
Shant Sasson Manoukian
started on 2017-08-29
IRN: LFT01007
Lucian Francis Michael Townsend
ended on 2017-10-03
IRN: DXZ01021
Deng Zhang
ended on 2017-02-24
IRN: IPH01014
Ian Philip Hamilton
ended on 2017-04-06
IRN: SJB01389
Stephen john Bower
started on 2018-11-19
IRN: NTP01010
Nigel Timothy Pitt
started on 2018-11-15
IRN: CSC01046
Carolina Swee Liang Chan
ended on 2018-11-21
IRN: WXM13824
WILLIAM MARSTERS
started on 2019-04-12
IRN: AXD16868
Ashley Dyer
started on 2019-07-10
IRN: WXH12605
WAI CHU HO
started on 2019-06-14
IRN: RGC01090
ROBERT GEORGE CRAIG
started on 2019-02-18
IRN: PXW12617
POH'EE WONG
started on 2019-06-25
IRN: WXM13824
WILLIAM MARSTERS
ended on 2019-12-08
IRN: SSM01021
Shant Sasson Manoukian
ended on 2019-09-06
IRN: MIR01010
Michael Ian Ridsdill Smith
ended on 2019-04-09
IRN: JXC02564
John Choi
ended on 2019-12-08
IRN: RGC01090
ROBERT GEORGE CRAIG
ended on 2019-12-08
IRN: AJG01167
Andrew James Griffiths
ended on 2019-12-08
IRN: AJG01167
Andrew James Griffiths
started on 2020-12-09
IRN: RGC01090
ROBERT GEORGE CRAIG
started on 2020-12-09
IRN: WXM13824
WILLIAM MARSTERS
started on 2020-12-09
IRN: JMJ01022
JAMES MACKENZIE JOHNSTONE
started on 2020-05-28
IRN: DAA01050
David Alan Attree
ended on 2020-02-28



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