Company Name:
AGM SECURITIES LLC
Address:
SUITE 12-129, 42 BROADWAY, NEW YORK, NY 10004
CRD Number:
132197
CIK Number:
1295234
SEC File Number:
866568
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1691610
ALAN MNUCHIN
started on 2004-10-12
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
started on 2004-10-12
CDR: 2168277
ANTHONY ANTONUCCI
started on 2005-07-22
CDR: 4928400
SAIF RAHMAN
started on 2005-07-11
CDR: 2019251
ADAM GREENBERG
started on 2006-11-06
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 2007-01-04
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
ended on 2007-01-08
CDR: 4814826
JUAN MEJIA
JUAN MEJIA
started on 2008-09-26
CDR: 4842197
TOMER PERRY
started on 2008-09-26
CDR: 4814826
JUAN MEJIA
JUAN MEJIA
ended on 2009-06-29
CDR: 4842197
TOMER PERRY
ended on 2009-06-30
CDR: 2125785
JAMES KERN
JAMES KERN
started on 2015-02-27
CDR: 4928400
SAIF RAHMAN
ended on 2016-03-01
CDR: 2125785
JAMES KERN
JAMES KERN
ended on 2016-01-29
CDR: 6779339
Ophir Lupu
Ophir Lupu
started on 2017-08-03
CDR: 4928400
SAIF RAHMAN
started on 2017-07-13
CDR: 6779342
Shefali Shah
Kosha Shah Shefali Shah
started on 2017-08-01
CDR: 5686409
AARON WIZENFELD
AARON Z WIZENFELD
started on 2017-04-25
CDR: 6779346
David Spingarn
David Spingarn
started on 2017-08-01
CDR: 6779355
Sam Wick
Sam Wick
started on 2017-08-07
CDR: 3248100
KATHY EFREM
KATHY K EFREM KATHY K EFREM SIPINICK
started on 2018-09-27
CDR: 2581251
James Verdone
JAMES J VERDONE JIM JOSEPH VERDONE
started on 2019-07-27
CDR: 2168277
ANTHONY ANTONUCCI
ended on 2019-07-09
CDR: 4928400
SAIF RAHMAN
ended on 2019-07-09
CDR: 1691610
ALAN MNUCHIN
ended on 2019-07-09
CDR: 3248100
KATHY EFREM
KATHY K EFREM KATHY K EFREM SIPINICK
ended on 2019-11-18
CDR: 2019251
ADAM GREENBERG
ended on 2019-07-09
CDR: 6034227
Eric Zacharias
started on 2020-06-03
CDR: 5686409
AARON WIZENFELD
AARON Z WIZENFELD
ended on 2021-04-20



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