Company Name:
AIA CAPITAL MARKETS LLC
CRD Number:
44156
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
started on 1998-07-13
CDR: 1718365
WILLIAM RAPAVY
BILL RAPAVY
started on 2003-04-09
CDR: 4899225
MICHAEL POCHNA
started on 2005-02-07
CDR: 1378183
THEODORE DUMBAULD
TED DUMBAULD
started on 2005-01-01
CDR: 4465893
XIAOYAN LI
MARIA LI
started on 2006-09-27
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
ended on 2006-09-27
CDR: 4084903
HUGUES DE LA ROCHEFOUCAULD
HUGUES M. DE LA ROCHFOUCAULD
started on 2007-10-23
CDR: 2040332
MILES EDWARDS
MYLES JOSHUA EDWARDS IV MYLES JOSHUA EDWARDS
started on 2007-04-16
CDR: 1718365
WILLIAM RAPAVY
BILL RAPAVY
ended on 2007-06-04
CDR: 1378183
THEODORE DUMBAULD
TED DUMBAULD
ended on 2007-02-16
CDR: 4430582
CHRISTOPHER CUTLER
started on 2008-09-04
CDR: 5417549
JULIET CARTER
started on 2008-01-04
CDR: 5500851
ILINA STAMOVA
ILINA S. STAMOVA
started on 2008-11-17
CDR: 4465893
XIAOYAN LI
MARIA LI
ended on 2008-11-17
CDR: 1121231
PAUL EBERT
started on 2009-02-27
CDR: 4899225
MICHAEL POCHNA
ended on 2009-03-24
CDR: 1121231
PAUL EBERT
ended on 2009-07-30
CDR: 4430582
CHRISTOPHER CUTLER
ended on 2009-03-24
CDR: 4084903
HUGUES DE LA ROCHEFOUCAULD
HUGUES M. DE LA ROCHFOUCAULD
ended on 2009-02-17
CDR: 2040332
MILES EDWARDS
MYLES JOSHUA EDWARDS IV MYLES JOSHUA EDWARDS
ended on 2009-07-30
CDR: 5417549
JULIET CARTER
ended on 2009-03-24
CDR: 5500851
ILINA STAMOVA
ILINA S. STAMOVA
ended on 2009-02-03



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