Company Name:
ALETHEIA SECURITIES, INC.,
CRD Number:
44784
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
CDR: 721033
PETER EICHLER
started on 1998-12-01
CDR: 1207636
PATRICIA DUPUIS
PATRICIA BAHL BUHL BARNES PATRICIA CAMP BARNES PATRICIA BUHL
started on 1998-12-01
CDR: 3012336
ROGER PEIKIN
started on 1998-12-01
CDR: 2953718
JESSE FELDER
started on 1998-12-01
CDR: 1547108
David Bunzel
started on 1999-04-13
CDR: 473115
CHRISTINE ROPER
CHRISTINE BEVERLY WRIGHT
started on 2000-01-05
CDR: 2953718
JESSE FELDER
ended on 2000-05-01
CDR: 2438658
RINA ECHAVEZ
started on 2001-11-08
CDR: 4827322
LORAN GRAHAM
LORAN SHANE FINK LORAN SHANE FINK-GRAHAM
started on 2004-07-26
CDR: 5041432
JOHN MCDOWELL
JOHN MCDOWELL
started on 2005-10-20
CDR: 5073138
CHAD COOK
CHAD W. COOK
started on 2005-12-19
CDR: 4658844
DAVID ATTIE
started on 2005-09-29
CDR: 2203086
LAURA YEAGER
LAURA LYNN GLASS LYNN GLASS LAURA LYNN YEAGER
started on 2006-03-27
CDR: 4147439
SHEILA CU
CU CU SHEILA EILEEN LIM
started on 2006-10-27
CDR: 2968357
CHRISTA MCMULLIN
CHRISTA L THOMPSON CHRISTA LOUISE THOMPSON
started on 2007-05-23
CDR: 3087741
ROYA SALEHIRAD
started on 2007-05-23
CDR: 2203086
LAURA YEAGER
LAURA LYNN GLASS LYNN GLASS LAURA LYNN YEAGER
ended on 2007-03-15
CDR: 4827322
LORAN GRAHAM
LORAN SHANE FINK LORAN SHANE FINK-GRAHAM
ended on 2007-11-16
CDR: 1835271
WILLIAM KENNEDY
started on 2008-11-05
CDR: 5529478
ALYSSA KENNEDY
started on 2008-05-21
CDR: 2365455
MARK SCALZO
started on 2009-01-30
CDR: 5673723
RICHARD REES
RICHARD E. REES
started on 2009-06-15
CDR: 5357372
PETER EICHLER
PETER JAMES EICHLER
started on 2009-07-17
CDR: 4072327
TODD BARNEY
started on 2009-03-19
CDR: 1835271
WILLIAM KENNEDY
ended on 2009-12-17
CDR: 5073138
CHAD COOK
CHAD W. COOK
ended on 2009-01-29
CDR: 4072327
TODD BARNEY
ended on 2009-12-17
CDR: 4147439
SHEILA CU
CU CU SHEILA EILEEN LIM
ended on 2009-07-01
CDR: 4823123
ALEEMA MICHAL
ALEEMA BATH
started on 2010-05-12
CDR: 5858199
SARI BERMAN
started on 2010-12-20
CDR: 5574701
ERNEST C'DEBACA
ERNIE C'DEBACA ERNEST JOHN CDEBACA
started on 2010-02-23
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
started on 2010-07-15
CDR: 3012336
ROGER PEIKIN
ended on 2010-08-25
CDR: 5574701
ERNEST C'DEBACA
ERNIE C'DEBACA ERNEST JOHN CDEBACA
ended on 2010-08-25
CDR: 2227183
DIANA BURKE
started on 2011-11-17
CDR: 5904369
PADRAIG CONNOLLY
started on 2011-07-18
CDR: 2212036
PATRICK MCSHERRY
PATRICK BARRY PATRICK THADDEUS MCSHERRY III
started on 2011-04-06
CDR: 1547108
David Bunzel
ended on 2011-09-29
CDR: 4658844
DAVID ATTIE
ended on 2011-10-25
CDR: 2227183
DIANA BURKE
ended on 2012-08-27
CDR: 4823123
ALEEMA MICHAL
ALEEMA BATH
ended on 2012-04-30
CDR: 5041432
JOHN MCDOWELL
JOHN MCDOWELL
ended on 2012-07-30
CDR: 5904369
PADRAIG CONNOLLY
ended on 2012-06-22
CDR: 2212036
PATRICK MCSHERRY
PATRICK BARRY PATRICK THADDEUS MCSHERRY III
ended on 2012-04-30
CDR: 5673723
RICHARD REES
RICHARD E. REES
ended on 2012-03-26
CDR: 5858199
SARI BERMAN
ended on 2012-04-30
CDR: 3087741
ROYA SALEHIRAD
ended on 2012-05-30
CDR: 2438658
RINA ECHAVEZ
ended on 2013-02-22
CDR: 721033
PETER EICHLER
ended on 2013-02-25
CDR: 2365455
MARK SCALZO
ended on 2013-02-22
CDR: 2968357
CHRISTA MCMULLIN
CHRISTA L THOMPSON CHRISTA LOUISE THOMPSON
ended on 2013-01-07
CDR: 1207636
PATRICIA DUPUIS
PATRICIA BAHL BUHL BARNES PATRICIA CAMP BARNES PATRICIA BUHL
ended on 2013-02-22
CDR: 5357372
PETER EICHLER
PETER JAMES EICHLER
ended on 2013-01-07
CDR: 473115
CHRISTINE ROPER
CHRISTINE BEVERLY WRIGHT
ended on 2013-01-07
CDR: 5529478
ALYSSA KENNEDY
ended on 2013-02-22
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
ended on 2013-02-22



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