Company Name:
ANZ SECURITIES, INC.
Address:
FLOOR 31, 277 PARK AVENUE, NEW YORK, NY 10172-0003
CRD Number:
36654
CIK Number:
926388
SEC File Number:
847390
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1831392
CHARLES LEVINE
started on 1995-01-11
CDR: 2358088
Mark Rogers
MARK GEOFFREY ROGERS
started on 1995-01-19
CDR: 2575752
PEDRO CANAS
started on 1995-03-14
CDR: 2057652
DAVID LIVINGSTON
DAVID J LIVINGSTON
started on 1995-01-17
CDR: 2358088
Mark Rogers
MARK GEOFFREY ROGERS
ended on 1995-11-30
CDR: 2217497
NANCY KALMUS
NANCY ELISSA STIGLIANESE
started on 1998-08-19
CDR: 2204985
JOYCE YEE
started on 1998-08-19
CDR: 2542422
WILLIAM CLARK
BILL CLARK
started on 1998-11-03
CDR: 2204985
JOYCE YEE
ended on 1998-10-27
CDR: 1831392
CHARLES LEVINE
ended on 1998-08-19
CDR: 2575752
PEDRO CANAS
ended on 1998-11-19
CDR: 2057652
DAVID LIVINGSTON
DAVID J LIVINGSTON
ended on 1998-11-20
CDR: 1043191
ANN VARALLI MCCLELLAND
ANN L V MCCLELLAND ANN VARALLI MCCLELLAND ANN LOUISE MCCLELLAND VARALLI ANN LOUISE VARALLI ANN L VARALLI MCCLELLAND
started on 1999-09-29
CDR: 2204985
JOYCE YEE
started on 1999-08-03
CDR: 2217497
NANCY KALMUS
NANCY ELISSA STIGLIANESE
ended on 1999-03-31
CDR: 2542422
WILLIAM CLARK
BILL CLARK
ended on 1999-08-24
CDR: 4144173
MARK CHRISTENSEN
started on 2000-03-09
CDR: 1327492
GARY STUBER
started on 2000-03-13
CDR: 4144173
MARK CHRISTENSEN
ended on 2003-07-31
CDR: 2536911
ALOYSIUS CHIRCOP
AL CHIRCOP ALOYSIUS R CHIRCOP
started on 2007-03-02
CDR: 837910
PAUL STEINBORN
started on 2008-05-16
CDR: 5242315
MICHAEL HALEVI
started on 2008-02-29
CDR: 5572721
FRANCISCO ALLEGUE
FRAN ALLEGUE MR FRANCISCO JAVIER ALLEGUE MR
started on 2008-10-15
CDR: 4784606
DOUGLAS STOLBERG
started on 2008-05-08
CDR: 2536911
ALOYSIUS CHIRCOP
AL CHIRCOP ALOYSIUS R CHIRCOP
ended on 2008-10-03
CDR: 5659371
VIBHU JUNEJA
started on 2009-07-24
CDR: 5658356
DAMODAR MENON
started on 2009-06-30
CDR: 2362535
Paolo de Alessandrini
PAOLO MICHAEL DE ALESSANDRINI PAOLO M DEALESSANDRINI PAOLO MICHAEL DEALESSANDRINI PAOLO DEALESSANDRINI
started on 2009-07-17
CDR: 1590053
GEOFFREY PACK
started on 2009-09-07
CDR: 5572721
FRANCISCO ALLEGUE
FRAN ALLEGUE MR FRANCISCO JAVIER ALLEGUE MR
ended on 2009-02-02
CDR: 1032874
EDWIN SUTPHIN
started on 2010-10-01
CDR: 4503181
JONATHAN BEER
started on 2010-05-24
CDR: 5750019
ESTHER ROSENSTEIN
started on 2010-04-28
CDR: 2635159
NANCY SWONG
NANCY S SWONG
started on 2010-05-03
CDR: 4463083
SIMON IRELAND
started on 2010-04-29
CDR: 5062481
MARKUS SCHMALHOFER
started on 2010-05-24
CDR: 2396786
JAMES GRUPPO
JAMES STEPHEN GRUPPO
started on 2010-04-28
CDR: 5775982
MORGAN GRIFFITHS
started on 2010-04-28
CDR: 2573889
AMIEL AHARON
AMI AHARON AMIEL L AHARON
started on 2010-02-10
CDR: 826971
WILLIAM THOMAS CLAY IV
WILL CLAY WILLIAM THOMAS CLAY IV
started on 2011-11-29
CDR: 4389141
Oscar Cabrera
Oscar Enrique Cabrera
started on 2011-05-11
CDR: 4986167
JASON LATORRE
started on 2011-10-03
CDR: 4947944
MARK ALDRIDGE
started on 2011-11-04
CDR: 2521700
KHALID AZIM
started on 2011-01-20
CDR: 1032874
EDWIN SUTPHIN
ended on 2011-10-18
CDR: 5805107
PAMELA COUCH
started on 2012-01-26
CDR: 2374857
HECTOR GUENTHER
started on 2012-02-10
CDR: 6124870
AARON KEENAN
started on 2012-11-16
CDR: 5111788
ANNABEL SQUIER
ANNABEL JANE HELEN SQUIER
started on 2012-02-01
CDR: 4503181
JONATHAN BEER
ended on 2012-01-03
CDR: 837910
PAUL STEINBORN
ended on 2012-08-10
CDR: 2521700
KHALID AZIM
ended on 2012-02-03
CDR: 5242315
MICHAEL HALEVI
ended on 2012-09-13
CDR: 1327492
GARY STUBER
ended on 2012-03-27
CDR: 5563824
BRIAN SARGENTI
started on 2013-05-17
CDR: 5999457
ABEL PICARDI
ABEL P PICARDI
started on 2013-01-04
CDR: 4627474
RAVI NURSEY
started on 2013-01-23
CDR: 4613494
ERIC SO
ERIC H SO ERIC HOI SO
started on 2013-05-10
CDR: 4471736
VINCENT FAUST
Vincent J Faust Vincent Faust
started on 2013-01-02
CDR: 1941271
MICHAEL EMERSON
started on 2013-03-13
CDR: 3105907
PATRICIA KOO
PATRICIA TAIHSUAN KOO PATRICIA KOO
started on 2013-03-11
CDR: 5563824
BRIAN SARGENTI
ended on 2013-06-20
CDR: 5999457
ABEL PICARDI
ABEL P PICARDI
ended on 2013-10-31
CDR: 4986167
JASON LATORRE
ended on 2013-02-20
CDR: 4613494
ERIC SO
ERIC H SO ERIC HOI SO
ended on 2013-09-13
CDR: 2635159
NANCY SWONG
NANCY S SWONG
ended on 2013-01-31
CDR: 3083726
KEVIN ONEIL
KEVIN W ONEIL
started on 2014-12-08
CDR: 6307090
CHRISTINE REYLING
CHRISTINE S. REYLING CHRISTINE SPIRITOSANTO REYLING CHRISTINE REYLING CHRISTINE MARIE SPIRITOSANTO Christine Marie Spiritosanto
started on 2014-05-17
CDR: 2767961
ASHWANI FODAR
started on 2014-04-17
CDR: 2586580
PAUL RODRIGUEZ
PAUL A RODRIGUEZ
started on 2014-12-05
CDR: 3097404
ANDREW GECZY
started on 2014-08-07
CDR: 1891121
ROBERT TOHER
ROB TOHER
started on 2014-04-28
CDR: 2204985
JOYCE YEE
ended on 2014-12-08
CDR: 4947944
MARK ALDRIDGE
ended on 2014-03-05
CDR: 1837938
JOSEPH MAURO
SCOTT JOSEPH MAURO
started on 2015-01-05
CDR: 4442973
TIGRAN HAKOBIAN
TICO HAKOBIAN
started on 2015-06-24
CDR: 4134355
SAMIR LALVANI
started on 2015-10-09
CDR: 4755378
JIMMY TSE
started on 2015-05-11
CDR: 2690974
SATISH CHELLARAM
started on 2015-09-21
CDR: 826971
WILLIAM THOMAS CLAY IV
WILL CLAY WILLIAM THOMAS CLAY IV
ended on 2015-08-04
CDR: 5805107
PAMELA COUCH
ended on 2015-02-21
CDR: 2374857
HECTOR GUENTHER
ended on 2015-06-30
CDR: 1941271
MICHAEL EMERSON
ended on 2015-04-02
CDR: 2362535
Paolo de Alessandrini
PAOLO MICHAEL DE ALESSANDRINI PAOLO M DEALESSANDRINI PAOLO MICHAEL DEALESSANDRINI PAOLO DEALESSANDRINI
ended on 2015-08-04
CDR: 6187111
JUSTIN HENKEL
JUSTIN DANIEL HENKEL
started on 2016-07-21
CDR: 6153662
SMITHA SHIVAPRASAD
SMITHA SHIVAPRASAD
started on 2016-05-31
CDR: 6672034
Nicholas DeSantis
started on 2016-09-22
CDR: 6448975
VENKATRAO KAPUGANTY
started on 2016-02-04
CDR: 1990346
ELIZABETH PADOVA-HANSON
ELIZABETH ANN PADOVA ELIZABETH PADOVA ELIZABETH A PADOVA HANSON
started on 2016-08-08
CDR: 6609757
William Trautmann
started on 2016-05-23
CDR: 6682947
Matthew Clark
started on 2016-07-22
CDR: 4389141
Oscar Cabrera
Oscar Enrique Cabrera
ended on 2016-06-29
CDR: 2586580
PAUL RODRIGUEZ
PAUL A RODRIGUEZ
ended on 2016-11-09
CDR: 3097404
ANDREW GECZY
ended on 2016-11-07
CDR: 4134355
SAMIR LALVANI
ended on 2016-11-07
CDR: 1590053
GEOFFREY PACK
ended on 2016-05-26
CDR: 6790879
Andrew Lusk
ANDREW LUSK Drew Lusk
started on 2017-10-23
CDR: 6774333
Daniel Wilson
started on 2017-05-24
CDR: 6493827
JENNIFER LAI
started on 2017-10-31
CDR: 5248017
NATALIA SUCHA
started on 2017-08-11
CDR: 6786893
Thomas Gow-gates
started on 2017-08-11
CDR: 4829653
JORGEN OSTERGAARD
started on 2017-01-12
CDR: 1043191
ANN VARALLI MCCLELLAND
ANN L V MCCLELLAND ANN VARALLI MCCLELLAND ANN LOUISE MCCLELLAND VARALLI ANN LOUISE VARALLI ANN L VARALLI MCCLELLAND
ended on 2017-10-10
CDR: 6187111
JUSTIN HENKEL
JUSTIN DANIEL HENKEL
ended on 2017-06-25
CDR: 6153662
SMITHA SHIVAPRASAD
SMITHA SHIVAPRASAD
ended on 2017-05-03
CDR: 4463083
SIMON IRELAND
ended on 2017-05-03
CDR: 4471736
VINCENT FAUST
Vincent J Faust Vincent Faust
ended on 2017-10-10
CDR: 6609757
William Trautmann
ended on 2017-05-31
CDR: 5111788
ANNABEL SQUIER
ANNABEL JANE HELEN SQUIER
ended on 2017-05-03
CDR: 1891121
ROBERT TOHER
ROB TOHER
ended on 2017-04-20
CDR: 2690974
SATISH CHELLARAM
ended on 2017-04-26
CDR: 7007793
Christopher Braid
started on 2018-09-25
CDR: 4463083
SIMON IRELAND
started on 2018-12-14
CDR: 6307090
CHRISTINE REYLING
CHRISTINE S. REYLING CHRISTINE SPIRITOSANTO REYLING CHRISTINE REYLING CHRISTINE MARIE SPIRITOSANTO Christine Marie Spiritosanto
ended on 2018-01-06
CDR: 5750019
ESTHER ROSENSTEIN
ended on 2018-04-21
CDR: 4627474
RAVI NURSEY
ended on 2018-07-11
CDR: 6124870
AARON KEENAN
ended on 2018-03-07
CDR: 6786893
Thomas Gow-gates
ended on 2018-05-29
CDR: 5062481
MARKUS SCHMALHOFER
ended on 2018-03-01
CDR: 3105907
PATRICIA KOO
PATRICIA TAIHSUAN KOO PATRICIA KOO
ended on 2018-04-28
CDR: 5111788
ANNABEL SQUIER
ANNABEL JANE HELEN SQUIER
started on 2019-02-26
CDR: 7169876
Kristina Kulik
started on 2019-10-04
CDR: 7099433
Hanyue Zhu
Hanyne Zhu
started on 2019-11-18
CDR: 5911008
ROBERT NAPOLITANO
started on 2019-02-05
CDR: 7099876
David Goode
started on 2019-06-26
CDR: 6790879
Andrew Lusk
ANDREW LUSK Drew Lusk
ended on 2019-08-30
CDR: 6682947
Matthew Clark
ended on 2019-01-04
CDR: 2396786
JAMES GRUPPO
JAMES STEPHEN GRUPPO
ended on 2019-04-11
CDR: 4784606
DOUGLAS STOLBERG
ended on 2019-04-01
CDR: 7227876
Anne Ngo
started on 2020-11-21
CDR: 7112298
Matthew Quinn
Mathew Timothy Quinn
started on 2020-02-01
CDR: 6543957
PATRICIA FESTEJO
PATRICIA M FESTEJO PATRICIA DAVID MANIEGO
started on 2020-02-07
CDR: 5658356
DAMODAR MENON
ended on 2020-07-13



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