Company Name:
AQUA SECURITIES L.P.
Address:
125 PARK AVENUE, NEW YORK, NY 10017
CRD Number:
47681
CIK Number:
1088943
SEC File Number:
851866
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1157026
HOWARD LUTNICK
started on 1999-12-14
CDR: 1161513
THOMAS ANZALONE
THOMAS J ANZALONE
started on 2004-07-22
CDR: 2366318
STEPHEN MERKEL
STEPHEN M MERKEL
started on 2004-11-05
CDR: 2378464
RICHARD LIPSON
RICHARD ROBERT LIPSON
started on 2004-11-02
CDR: 1758030
KEVIN FOLEY
KEVIN M FOLEY
started on 2004-11-08
CDR: 1970864
ANDREW WELS
started on 2006-01-23
CDR: 4598758
PAUL PION
started on 2006-10-23
CDR: 4832132
PETER MCGOVERN
PETE MCGOVERN
started on 2007-12-10
CDR: 4240579
JOHN SILVESTRI
started on 2007-12-13
CDR: 2618608
SCHONDA FIELDS
started on 2007-06-07
CDR: 3267078
HELEN VAVILIS
ELENI VAVILIS HELEN ELENI VAVILIS
started on 2007-12-04
CDR: 1693895
ANDREW FISHKIND
Andrew John Fishkind ANDREW PERRIN Andrew Perrin
started on 2007-07-05
CDR: 2903336
THOMAS BALAS
started on 2007-11-12
CDR: 2218090
THOMAS DEFAZIO
started on 2007-06-05
CDR: 2378464
RICHARD LIPSON
RICHARD ROBERT LIPSON
ended on 2007-06-20
CDR: 5529725
ANDREW OPPENHEIMER
ANDREW R OPPENHEIMER
started on 2008-07-15
CDR: 2525612
THOMAS BATTAGLIA
THOMAS ANGELO BATTAGLIA II THOMAS BATTAGLIA II
started on 2008-05-05
CDR: 2618608
SCHONDA FIELDS
ended on 2008-12-22
CDR: 3267078
HELEN VAVILIS
ELENI VAVILIS HELEN ELENI VAVILIS
ended on 2008-10-22
CDR: 2903336
THOMAS BALAS
ended on 2008-05-06
CDR: 4276315
LEONARD PATTI
Len Patti
started on 2009-07-22
CDR: 1540489
GARY DISTELL
started on 2010-02-05
CDR: 1970864
ANDREW WELS
ended on 2011-05-02
CDR: 2218090
THOMAS DEFAZIO
ended on 2011-02-09
CDR: 4288430
ARTHUR PETRAGLIA
ARTHUR JAMIE PETRAGLIA JAMES ARTHUR PETRAGLIA JAMIE PETRAGLIA
started on 2012-06-28
CDR: 4514974
ROSS JOSEPHSON
started on 2012-06-06
CDR: 2891287
DAVID FRISONE
started on 2012-05-01
CDR: 2985991
JEFFREY MARCUS
JEFF SCOTT MARCUS JEFFREY S MARCUS
started on 2012-10-24
CDR: 4135214
INGRID PINA
started on 2012-06-06
CDR: 2854637
ROBERT SMOCK
started on 2012-06-19
CDR: 1715706
BETH HAMBURGER
started on 2012-07-18
CDR: 6033755
REBECCA ATCHANA
started on 2012-04-12
CDR: 5830515
BENJAMIN FRISBEE
BEN F FRISBEE BEN FRISBEE
started on 2012-06-06
CDR: 3066610
WAYNE BUCHAN
started on 2012-06-06
CDR: 2933444
AVI LOPCHINSKY
started on 2012-06-06
CDR: 2904502
LAUREN SBORDONE
started on 2012-06-25
CDR: 5183108
ALANA MARCUS
ALANA B DODSON ALANA BROOKE DODSON
started on 2012-06-06
CDR: 2950158
FRANK DECICCO
FRANK (JR) DECICCO FRANK DECICCO
started on 2012-07-18
CDR: 4514974
ROSS JOSEPHSON
ended on 2012-08-15
CDR: 4240579
JOHN SILVESTRI
ended on 2012-05-07
CDR: 5529725
ANDREW OPPENHEIMER
ANDREW R OPPENHEIMER
ended on 2012-09-17
CDR: 6033755
REBECCA ATCHANA
ended on 2012-07-31
CDR: 5830515
BENJAMIN FRISBEE
BEN F FRISBEE BEN FRISBEE
ended on 2012-08-15
CDR: 1693895
ANDREW FISHKIND
Andrew John Fishkind ANDREW PERRIN Andrew Perrin
ended on 2012-04-05
CDR: 5183108
ALANA MARCUS
ALANA B DODSON ALANA BROOKE DODSON
ended on 2012-10-24
CDR: 2950158
FRANK DECICCO
FRANK (JR) DECICCO FRANK DECICCO
ended on 2012-07-31
CDR: 6150801
LAUREN GRAZIOSO
LAUREN ASHTIN GRAZIOSO
started on 2013-01-28
CDR: 3001094
CHARLES CONSTANT
started on 2013-01-23
CDR: 1699690
JESS MOGUL
started on 2013-12-17
CDR: 2288737
STEVEN HEIN
STEVEN I HEIN
started on 2013-01-11
CDR: 2798079
DOUGLAS BARNARD
started on 2013-03-13
CDR: 3001094
CHARLES CONSTANT
ended on 2013-12-19
CDR: 2933444
AVI LOPCHINSKY
ended on 2013-02-01
CDR: 2288737
STEVEN HEIN
STEVEN I HEIN
ended on 2013-12-19
CDR: 2525612
THOMAS BATTAGLIA
THOMAS ANGELO BATTAGLIA II THOMAS BATTAGLIA II
ended on 2013-03-08
CDR: 2713200
JOSEPH LAGRASTA
JOSEPH LAGRASTA JR JOSEPH LAGRASTA JOSEPH LAGRASTA JR
started on 2014-03-05
CDR: 4764738
BENJAMIN MELNICKI
BEN SCOTT MELNICKI
started on 2014-07-03
CDR: 4288430
ARTHUR PETRAGLIA
ARTHUR JAMIE PETRAGLIA JAMES ARTHUR PETRAGLIA JAMIE PETRAGLIA
ended on 2014-05-13
CDR: 2854637
ROBERT SMOCK
ended on 2014-09-15
CDR: 2713200
JOSEPH LAGRASTA
JOSEPH LAGRASTA JR JOSEPH LAGRASTA JOSEPH LAGRASTA JR
ended on 2014-04-14
CDR: 1699690
JESS MOGUL
ended on 2014-03-07
CDR: 6525318
KIMBERLY JARNOT
DANIELLE KIMBERLY JARNOT DANIELLE KIMBERLY MOORE KIMBERLY ANN MOORE DANIELLE KIMBERLY MOORE-THOMAS KIMBERLY ANN MOORE-THOMAS
started on 2015-07-31
CDR: 4424156
STEVEN BISGAY
STEVE BISGAY
started on 2015-04-30
CDR: 4276315
LEONARD PATTI
Len Patti
ended on 2015-08-14
CDR: 1540489
GARY DISTELL
ended on 2015-04-01
CDR: 2798079
DOUGLAS BARNARD
ended on 2015-05-07
CDR: 1074346
THOMAS QUANE
THOMAS MUCHAEL QUANE
started on 2016-10-28
CDR: 3222866
MICHAEL LALO
started on 2016-10-25
CDR: 2862259
KENNETH PAULSON
started on 2016-10-25
CDR: 5810517
BRADLEY MASS
BRAD MASS BRADLEY J MASS BRADLEY MASS
started on 2016-10-28
CDR: 4790629
LAI KAM ALICE CHAN
ALICE CHAN LAI KAM CHAN
started on 2016-10-25
CDR: 2706582
Arthur Vogel
ARTHUR W VOGEL ARTHUR WILLIAM VOGEL Art Vogel
started on 2016-10-28
CDR: 2417490
BERNICE MCALLISTER
BERNICE DORA LAFERGOLA BERNICE DORA ROTHSTEIN
started on 2016-04-04
CDR: 2891287
DAVID FRISONE
ended on 2016-07-19
CDR: 6525318
KIMBERLY JARNOT
DANIELLE KIMBERLY JARNOT DANIELLE KIMBERLY MOORE KIMBERLY ANN MOORE DANIELLE KIMBERLY MOORE-THOMAS KIMBERLY ANN MOORE-THOMAS
ended on 2016-10-27
CDR: 6150801
LAUREN GRAZIOSO
LAUREN ASHTIN GRAZIOSO
ended on 2016-09-09
CDR: 1715706
BETH HAMBURGER
ended on 2016-04-06
CDR: 4764738
BENJAMIN MELNICKI
BEN SCOTT MELNICKI
ended on 2016-05-25
CDR: 2904502
LAUREN SBORDONE
ended on 2016-04-06
CDR: 5738115
ERIC DRISCOLL
started on 2017-08-29
CDR: 2605647
CHRISTOPHER BAYER
started on 2017-02-10
CDR: 6106448
KEVIN MOONEY
started on 2017-11-03
CDR: 6268582
WOSIM HABAKE
started on 2017-08-30
CDR: 2349690
Rich Greenblatt
RICHARD CARL GREENBLATT
started on 2017-08-29
CDR: 6236681
IRINA GULBRANDSEN
started on 2017-01-05
CDR: 5822898
Alec Wasserman
ALEC WASSERMAN
started on 2017-09-07
CDR: 5527493
GILLIAN HANRAHAN-FREEMAN
GILLIAN HANRAHAN GILLIAN HARVAHAN
started on 2017-08-31
CDR: 4642004
JONATHAN KEPETS
JONATHAN SAMUEL KEPETS
started on 2017-06-27
CDR: 6265946
GISELA MORENO
GISELA ACUNA MORENO GISELA NARCISA MORENO
started on 2017-02-27
CDR: 2535812
HOWARD GREEN
started on 2017-09-19
CDR: 1730936
ANTHONY MANZO
ANTHONY JOHN MANZO
started on 2017-06-26
CDR: 1529819
THOMAS BRODERICK
THOMAS FRANCIS BRODERICK
started on 2017-06-30
CDR: 6431351
ALYSSE SCHUMACHER
ALYSSE H SCHUMACHER
started on 2017-08-31
CDR: 2479510
ROBERT KRUPA
ROBERT A KRUPA
started on 2017-08-29
CDR: 4170938
NICHOLAS CAPPELLERI
started on 2017-06-27
CDR: 2613400
DANIEL BERTHIAUME
DANIEL IRVING BERTHIAUME DANNY BERTHIAUME
started on 2017-03-24
CDR: 3095653
SIMON LEE
started on 2017-08-29
CDR: 5137026
EFRAIN ALCANTARA
started on 2017-09-06
CDR: 4135214
INGRID PINA
ended on 2017-06-22
CDR: 3222866
MICHAEL LALO
ended on 2017-12-04
CDR: 2706582
Arthur Vogel
ARTHUR W VOGEL ARTHUR WILLIAM VOGEL Art Vogel
ended on 2017-03-10
CDR: 5137026
EFRAIN ALCANTARA
ended on 2017-09-15
CDR: 3061589
CARLOS ROQUE
started on 2018-02-02
CDR: 6684760
AMANDA ASTOLFI
started on 2018-05-10
CDR: 6947162
WILLIAM WADE
WILLIAM LEONARD WADE Mr
started on 2018-12-06
CDR: 6566153
ANDREAS VERRIOS
Andreas Panagiotis Verrios Andreas Verrios
started on 2018-01-04
CDR: 4969915
NEIL MEISLICK
started on 2018-01-04
CDR: 6947164
JAMES HOWELL
JAMIE HOWELL
started on 2018-07-31
CDR: 5364084
DOREEN VEGA
DOREEN LEMA MANTHI
started on 2018-05-08
CDR: 6565907
PEIPEI AN
started on 2018-05-10
CDR: 6534539
CLIFFORD WONG
Cliff Wong
started on 2018-02-06
CDR: 6760458
SEAN DUNN
started on 2018-05-10
CDR: 6424147
DANIEL HOROWITZ
started on 2018-05-10
CDR: 5435460
OLGA ONISHCHUK
started on 2018-04-17
CDR: 4377505
ANTHONY RAMOS
started on 2018-12-06
CDR: 5193834
DAVID ROGERS
DAVID J ROGERS
started on 2018-11-09
CDR: 4935409
TIMOTHY NIKOL
started on 2018-05-10
CDR: 6721529
ELIZABETH BOLAND
ELIZABETH S BOLAND
started on 2018-05-10
CDR: 4851209
RICHARD POWERS
RICH M POWERS RICHARD MATTHEW POWERS
started on 2018-12-07
CDR: 6677500
PATRICIA PENUELA
started on 2018-05-10
CDR: 6221748
PASCAL DIB KARAM
started on 2018-05-10
CDR: 6717014
CECILIA KIM
CECILIA PIK CHI CHENG CECILIA CHENG PIK CHI CHENG
started on 2018-05-14
CDR: 1714396
JAMES DEMARINIS
JAMES A DEMARINIS
started on 2018-11-09
CDR: 3022170
JEFFREY MARINO
JEFFREY M MARINO JEFFREY MICHAEL MARINO
started on 2018-09-20
CDR: 5757072
DONALD KEENEY
DONALD J KEENEY DONALD JOSEPH KEENY
started on 2018-05-10
CDR: 6202081
MICHAEL REALI
started on 2018-12-03
CDR: 2097782
STEVEN KIM
STEVEN KIM
started on 2018-12-06
CDR: 6143118
YING MIN ZHAO
started on 2018-05-10
CDR: 6724946
CHRISTOPHER CANNELLOS
started on 2018-05-10
CDR: 1873583
PATRICK AHEARN
started on 2018-05-14
CDR: 5950670
NICHOLAS GUNNING
started on 2018-05-10
CDR: 5529717
MICHAEL ZARENO
started on 2018-05-10
CDR: 6566153
ANDREAS VERRIOS
Andreas Panagiotis Verrios Andreas Verrios
ended on 2018-03-12
CDR: 2349690
Rich Greenblatt
RICHARD CARL GREENBLATT
ended on 2018-07-17
CDR: 5822898
Alec Wasserman
ALEC WASSERMAN
ended on 2018-11-05
CDR: 4935409
TIMOTHY NIKOL
ended on 2018-10-08
CDR: 6677500
PATRICIA PENUELA
ended on 2018-07-02
CDR: 6265946
GISELA MORENO
GISELA ACUNA MORENO GISELA NARCISA MORENO
ended on 2018-05-31
CDR: 2535812
HOWARD GREEN
ended on 2018-07-19
CDR: 5757072
DONALD KEENEY
DONALD J KEENEY DONALD JOSEPH KEENY
ended on 2018-11-27
CDR: 6143118
YING MIN ZHAO
ended on 2018-11-26
CDR: 5789877
RICHARD LEIGHTON
richard james leighton
started on 2019-04-24
CDR: 5404522
SHAINA JUSINO
Shaina S Jusino
started on 2019-03-26
CDR: 4860574
JAMES DOOHAN
JAMES DOOHAN
started on 2019-08-06
CDR: 1924192
SULANG ENG
SUE ENG
started on 2019-08-07
CDR: 6092467
AURI TEJADA
Auri G Tejada Auri Gertrudis Tejada Auri Tejada
started on 2019-08-07
CDR: 7135240
YU WEI
CRYSTIE WEI
started on 2019-12-06
CDR: 7094789
JAMES MATTEN
started on 2019-08-21
CDR: 7046339
CHRISTOPHER DIAZ SOLER
started on 2019-10-02
CDR: 1521204
RoseAnn Munoz
started on 2019-05-06
CDR: 7074360
ANNA KLYMOVA
ANNA KLYMONA Anna Klymova
started on 2019-06-05
CDR: 7030073
DANIELLE DOYLE
started on 2019-02-27
CDR: 7129470
CHUN HOM
started on 2019-10-12
CDR: 7153517
ALEXANDRA LUEHS
started on 2019-11-19
CDR: 2354527
ROSANNE BRISCIONE
ROSANNE C BRISCIONE
started on 2019-08-06
CDR: 5371522
DESIREE MILLAN
Desiree Millan Adames Desiree Millan-Adames
started on 2019-09-17
CDR: 3155370
FRAN QUINN
started on 2019-08-07
CDR: 2702659
ALEX PESTANA
ALEX PESTANA
started on 2019-10-18
CDR: 4969915
NEIL MEISLICK
ended on 2019-03-21
CDR: 6565907
PEIPEI AN
ended on 2019-09-09
CDR: 6760458
SEAN DUNN
ended on 2019-04-24
CDR: 6721529
ELIZABETH BOLAND
ELIZABETH S BOLAND
ended on 2019-04-01
CDR: 4642004
JONATHAN KEPETS
JONATHAN SAMUEL KEPETS
ended on 2019-02-14
CDR: 6431351
ALYSSE SCHUMACHER
ALYSSE H SCHUMACHER
ended on 2019-08-21
CDR: 3095653
SIMON LEE
ended on 2019-11-25
CDR: 7039981
BRIDGET SHANLEY
started on 2020-01-23
CDR: 6711554
KEVIN REED
Kevin REED
started on 2020-11-27
CDR: 6476786
DAVID STERN
started on 2020-01-29
CDR: 4350038
STEVEN SADOFF
started on 2020-03-09
CDR: 5140905
ERIC HIRSCHHORN
ERIC HIRSCHHORN
started on 2020-02-18
CDR: 1554529
ADAM BRICKNER
started on 2020-07-06
CDR: 3269547
JAMES BANG
JAMES JAE HYUK BANG James J Bang
started on 2020-03-13
CDR: 5015946
Nickolas Reynolds
started on 2020-07-21
CDR: 7146557
ANDREW WATSON
started on 2020-09-28
CDR: 3061589
CARLOS ROQUE
ended on 2020-05-04
CDR: 5404522
SHAINA JUSINO
Shaina S Jusino
ended on 2020-01-16
CDR: 6684760
AMANDA ASTOLFI
ended on 2020-07-30
CDR: 1074346
THOMAS QUANE
THOMAS MUCHAEL QUANE
ended on 2020-08-12
CDR: 2366318
STEPHEN MERKEL
STEPHEN M MERKEL
ended on 2020-09-17
CDR: 5364084
DOREEN VEGA
DOREEN LEMA MANTHI
ended on 2020-06-22
CDR: 6092467
AURI TEJADA
Auri G Tejada Auri Gertrudis Tejada Auri Tejada
ended on 2020-07-31
CDR: 7094789
JAMES MATTEN
ended on 2020-09-08
CDR: 6476786
DAVID STERN
ended on 2020-11-20
CDR: 1521204
RoseAnn Munoz
ended on 2020-06-19
CDR: 5435460
OLGA ONISHCHUK
ended on 2020-02-26
CDR: 7030073
DANIELLE DOYLE
ended on 2020-07-14
CDR: 5140905
ERIC HIRSCHHORN
ERIC HIRSCHHORN
ended on 2020-04-02
CDR: 4851209
RICHARD POWERS
RICH M POWERS RICHARD MATTHEW POWERS
ended on 2020-05-04
CDR: 1714396
JAMES DEMARINIS
JAMES A DEMARINIS
ended on 2020-10-06
CDR: 3022170
JEFFREY MARINO
JEFFREY M MARINO JEFFREY MICHAEL MARINO
ended on 2020-07-17
CDR: 5371522
DESIREE MILLAN
Desiree Millan Adames Desiree Millan-Adames
ended on 2020-04-29
CDR: 6202081
MICHAEL REALI
ended on 2020-09-03
CDR: 3155370
FRAN QUINN
ended on 2020-12-11
CDR: 2417490
BERNICE MCALLISTER
BERNICE DORA LAFERGOLA BERNICE DORA ROTHSTEIN
ended on 2020-07-01
CDR: 1873583
PATRICK AHEARN
ended on 2020-12-14
CDR: 5950670
NICHOLAS GUNNING
ended on 2020-03-05
CDR: 5193834
DAVID ROGERS
DAVID J ROGERS
ended on 2021-04-05
CDR: 2097782
STEVEN KIM
STEVEN KIM
ended on 2021-01-11
CDR: 4170938
NICHOLAS CAPPELLERI
ended on 2021-01-06



Copyright 2022 EmployProof.org All rights reserved.
Court Diary