a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
ARCADIA SECURITIES, LLC
Address:
29TH FL, 1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
CRD Number:
44656
CIK Number:
1053731
SEC File Number:
850764
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1327613
CHARLES KONTULIS
CHARLES PHEDON KONTULIS CHUCK KONTULIS
started on
1998-08-28
CDR: 1198536
THOMAS KIKIS
started on
1998-08-28
CDR: 1008943
MARC STOLTZ
started on
1998-08-28
CDR: 2742658
PHILIP ROBERTS
PHIL ROBERTS PHILIP A ROBERTS
started on
1998-08-28
CDR: 2742658
PHILIP ROBERTS
PHIL ROBERTS PHILIP A ROBERTS
ended on
1998-08-28
CDR: 730249
BRUCE GALLOWAY
BRUCE ROBERT GALLOWAY
started on
2005-08-31
CDR: 2983755
GARY HERMAN
started on
2005-02-15
CDR: 2707886
DANIEL WESTON
started on
2006-10-25
CDR: 2707886
DANIEL WESTON
started on
2006-11-20
CDR: 2707886
DANIEL WESTON
ended on
2006-10-26
CDR: 2270257
KURT RUEHMAN
started on
2007-01-29
CDR: 3080104
BEHNAM SHAMSIAN
BEN SHAMSIAN
started on
2008-06-05
CDR: 2630887
WILLIAM BRATTON
WILLIAM THOMAS BRATTON
started on
2008-01-01
CDR: 3080104
BEHNAM SHAMSIAN
BEN SHAMSIAN
ended on
2008-11-12
CDR: 4305810
ALEXIS GRAHAM
started on
2009-05-27
CDR: 1382724
MICHAEL FITZSIMMONS
started on
2009-05-27
CDR: 2671047
HAMED MOGHADDAM
started on
2009-02-25
CDR: 5412080
IAN TRACY
started on
2009-05-21
CDR: 2942363
JOHN HALASZ
started on
2009-05-27
CDR: 862074
GARY HINDES
started on
2010-12-14
CDR: 4200439
STEVEN FREITAS
STEVEN FRIETAS
started on
2010-10-28
CDR: 1267283
THOMAS ESPY
TOM ESPY
started on
2010-08-26
CDR: 2942363
JOHN HALASZ
ended on
2010-03-22
CDR: 5899521
WANYI ZHOU
ALISA ZHOU
started on
2011-04-06
CDR: 1267283
THOMAS ESPY
TOM ESPY
ended on
2011-05-13
CDR: 2630887
WILLIAM BRATTON
WILLIAM THOMAS BRATTON
ended on
2011-04-01
CDR: 1382724
MICHAEL FITZSIMMONS
ended on
2012-04-10
CDR: 730249
BRUCE GALLOWAY
BRUCE ROBERT GALLOWAY
ended on
2012-10-15
CDR: 1267283
THOMAS ESPY
TOM ESPY
started on
2013-05-09
CDR: 1357423
ROBERT LOFTUS
started on
2013-07-29
CDR: 1544521
LEAH HARTMAN
LEAH HARTMAN
started on
2013-01-10
CDR: 1362613
MARK MOORBERG
started on
2013-02-04
CDR: 1267283
THOMAS ESPY
TOM ESPY
ended on
2013-08-06
CDR: 1362613
MARK MOORBERG
ended on
2014-07-08
CDR: 2128089
GEOFFREY HARRIS
started on
2015-04-21
CDR: 4305810
ALEXIS GRAHAM
ended on
2015-10-22
CDR: 5412080
IAN TRACY
ended on
2015-03-06
CDR: 4200439
STEVEN FREITAS
STEVEN FRIETAS
ended on
2015-07-20
CDR: 2269143
GARY GLASSER
started on
2016-05-14
CDR: 5899521
WANYI ZHOU
ALISA ZHOU
ended on
2017-07-06
CDR: 1544521
LEAH HARTMAN
LEAH HARTMAN
ended on
2018-01-12
CDR: 7152072
HENRY MOORE
started on
2019-09-17
CDR: 4339297
MICHAEL FONTAINE
MIKE DAMIAN FONTAINE
started on
2019-05-23
CDR: 5984076
SAMUEL WERTHEIMER
started on
2019-05-24
CDR: 2290795
BASIL CHRISTAKOS
started on
2019-12-11
CDR: 6712468
JOSEPH FIELDS
Joseph Harrison Fields
started on
2019-05-23
CDR: 5128238
PATRICK STURGEON
started on
2019-05-31
CDR: 2313019
ALBERT RUDICK
A. JOSEPH RUDICK ALBERT JOSEPH RUDICK JR JOE RUDICK
started on
2019-05-23
CDR: 2780799
JOHN TANNER
BILL TANNER
started on
2019-06-18
CDR: 1796845
HARRIS LYDON
started on
2019-05-23
CDR: 5839804
KUMARAGURU RAJA
started on
2019-06-14
CDR: 1946694
Jeanine Oburchay
JEANINE MARLEY JEANINE MORLEY JEANINE MORLEY OBURCAY JEANINE MORLEY OBURCHAY
started on
2019-05-24
CDR: 2251612
ANDREW DANIELS
started on
2019-05-23
CDR: 6408523
WESTLEY MCGEOGHEGAN
started on
2019-05-23
CDR: 2916471
JOHN FOLEY
JOHN A FOLEY
started on
2019-06-06
CDR: 1087840
SCOTT KATZMANN
started on
2019-05-30
CDR: 5368878
MATTHEW HOBAN
MATTHEW HOBAN
started on
2019-05-23
CDR: 6089887
ZACHARY ROSS-NASH
ZACHARY ROSS-NASH
started on
2019-05-23
CDR: 2420999
GRAHAM POWIS
started on
2019-05-31
CDR: 1048722
WILLIAM BUCHANAN
WILLIAM BARCLAY BUCHANAN WILLIAM BARCLAY JR BUCHANAN
started on
2019-05-22
CDR: 1544833
GEORGE KOGAN
started on
2019-06-14
CDR: 1582416
MICHAEL RHEA
started on
2019-06-06
CDR: 6712468
JOSEPH FIELDS
Joseph Harrison Fields
ended on
2019-12-23
CDR: 2780799
JOHN TANNER
BILL TANNER
ended on
2019-09-17
CDR: 2269143
GARY GLASSER
ended on
2019-05-15
CDR: 4731685
JOSEPH O'NEILL
JOSEPH WILLIAM O'NEILL JR JOSEPH WILLIAM O'NEILL JR.
started on
2020-08-17
CDR: 2772582
ABIRAMAN SUBRAMANIAN
ABI SUBRAMANIAN
started on
2020-01-06
CDR: 4196309
HENRY FULOP
started on
2020-01-02
CDR: 3174773
Kuni Chen
KUNI MICHAEL CHEN KUNI CHEN
started on
2020-06-03
CDR: 2011984
SALLY YANCHUS
started on
2020-01-02
CDR: 7224725
Scott Katzmann
started on
2020-08-08
CDR: 6505625
Matthew Jachera
started on
2020-10-05
CDR: 1389464
BRENDAN DYSON
started on
2020-01-02
CDR: 2298675
LEAH CANN
LEAH VIVIAN RUSH
started on
2020-06-01
CDR: 1357423
ROBERT LOFTUS
ended on
2020-10-27
CDR: 1946694
Jeanine Oburchay
JEANINE MARLEY JEANINE MORLEY JEANINE MORLEY OBURCAY JEANINE MORLEY OBURCHAY
ended on
2020-06-15
CDR: 2251612
ANDREW DANIELS
ended on
2020-04-13
CDR: 6408523
WESTLEY MCGEOGHEGAN
ended on
2020-03-10
CDR: 2011984
SALLY YANCHUS
ended on
2020-12-18
CDR: 2916471
JOHN FOLEY
JOHN A FOLEY
ended on
2020-02-10
CDR: 2983755
GARY HERMAN
ended on
2020-12-21
CDR: 7328803
James Simmons
started on
2021-01-25
CDR: 6505625
Matthew Jachera
ended on
2021-04-07
Copyright 2022 EmployProof.org All rights reserved.
Court Diary