Company Name:
ASG SECURITIES GROUP, INC.
CRD Number:
44534
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
CDR: 2563404
GEOFFREY HODGSON
started on 1999-08-27
CDR: 2554479
ADAM DESMOND
started on 1999-09-08
CDR: 4184573
ERIC LAWLESS
started on 2001-02-08
CDR: 3070270
ANDONI YTURRALDE
started on 2001-04-09
CDR: 1693213
MICHAEL GODBY
started on 2002-06-06
CDR: 840677
STEVEN GORDON
STEVEN CHARLES GORDON MR.
started on 2002-06-20
CDR: 2008048
DAVID PARR
started on 2002-06-20
CDR: 840677
STEVEN GORDON
STEVEN CHARLES GORDON MR.
ended on 2002-10-16
CDR: 3070270
ANDONI YTURRALDE
ended on 2002-06-06
CDR: 2938989
GEORGE TENPOW
started on 2003-09-12
CDR: 1693213
MICHAEL GODBY
ended on 2003-07-14
CDR: 2563404
GEOFFREY HODGSON
ended on 2003-06-30
CDR: 2938989
GEORGE TENPOW
ended on 2003-12-01
CDR: 2554479
ADAM DESMOND
ended on 2003-07-11
CDR: 4184573
ERIC LAWLESS
ended on 2003-07-11
CDR: 2008048
DAVID PARR
ended on 2003-06-30
CDR: 2589449
DANIEL LANCER
started on 2004-05-03
CDR: 1384741
Vera Reid
VERA ALBERTHA NEAL VERA ALBERTHA REID
started on 2004-06-02
CDR: 2824966
MICHAEL DUGAN
MICHAEL J DUGAN MICHAEL JOE DUGAN
started on 2004-07-28
CDR: 2938989
GEORGE TENPOW
started on 2004-02-06
CDR: 4299650
SEAN RYAN
SEAN P RYAN
started on 2004-06-02
CDR: 416774
MICHAEL SCILLIA
MICHAEL V SCILLIA
started on 2004-05-24
CDR: 2803241
SCOTT CUSUMANO
started on 2004-06-02
CDR: 1592332
JAMES HARRINGTON
(JR) JAY HARRINGTON JAY HARRINGTON
started on 2004-06-29
CDR: 2824966
MICHAEL DUGAN
MICHAEL J DUGAN MICHAEL JOE DUGAN
ended on 2004-11-26
CDR: 4299650
SEAN RYAN
SEAN P RYAN
ended on 2004-08-11
CDR: 811596
WILLIAM CANTRELL
BILL CANTRELL
started on 2005-09-28
CDR: 2589449
DANIEL LANCER
ended on 2005-12-31
CDR: 2803241
SCOTT CUSUMANO
ended on 2005-01-07
CDR: 1592332
JAMES HARRINGTON
(JR) JAY HARRINGTON JAY HARRINGTON
ended on 2005-01-07
CDR: 811596
WILLIAM CANTRELL
BILL CANTRELL
ended on 2006-05-30
CDR: 5542808
CHANDEL BRENNER
started on 2008-08-08
CDR: 2643369
KENNETH GEORGE
KEN GEORGE
started on 2008-05-01
CDR: 1790406
RAYMOND DOWD
started on 2008-01-15
CDR: 2003239
WILLIAM SLIVKA
WILLIAM R SLIVKA
started on 2008-03-11
CDR: 2938989
GEORGE TENPOW
ended on 2008-04-29
CDR: 5646773
WILLIAM PARKER JR.
WILLIAM S PARKER WILLIAM SCOTT PARKER
started on 2009-03-02
CDR: 811596
WILLIAM CANTRELL
BILL CANTRELL
started on 2009-12-22
CDR: 2339793
JAMES DEPELISI
JIM DEPELISI
started on 2009-06-12
CDR: 5646773
WILLIAM PARKER JR.
WILLIAM S PARKER WILLIAM SCOTT PARKER
ended on 2009-06-16
CDR: 433908
GEORGE STARKE
started on 2010-04-09
CDR: 1790406
RAYMOND DOWD
ended on 2010-08-25
CDR: 2947789
MICHAEL FUGLER
started on 2011-02-17
CDR: 2898444
STEPHEN BREWER
started on 2011-09-08
CDR: 1216645
KYLE KENNEDY
started on 2011-02-03
CDR: 2003239
WILLIAM SLIVKA
WILLIAM R SLIVKA
ended on 2011-10-25
CDR: 4735443
WARREN BLANCHARD
WARREN WHEELOCK BLANCHARD
started on 2012-01-31
CDR: 4777736
VICTOR SILVA
VICTOR AUGUSTO SILVA
started on 2012-05-14
CDR: 2456948
FARIBORZ ZOJAJI
started on 2012-12-12
CDR: 5542808
CHANDEL BRENNER
ended on 2013-09-10
CDR: 4777736
VICTOR SILVA
VICTOR AUGUSTO SILVA
ended on 2013-11-08
CDR: 1384741
Vera Reid
VERA ALBERTHA NEAL VERA ALBERTHA REID
ended on 2013-02-21
CDR: 2643369
KENNETH GEORGE
KEN GEORGE
ended on 2013-09-10
CDR: 1828415
SWATANTRA ROHATGI
SANTU ROHATGI
started on 2014-06-18
CDR: 2643369
KENNETH GEORGE
KEN GEORGE
started on 2014-06-30
CDR: 4735443
WARREN BLANCHARD
WARREN WHEELOCK BLANCHARD
ended on 2014-03-04
CDR: 1216645
KYLE KENNEDY
ended on 2014-08-19
CDR: 2947789
MICHAEL FUGLER
ended on 2015-06-24
CDR: 1828415
SWATANTRA ROHATGI
SANTU ROHATGI
ended on 2015-06-24
CDR: 2898444
STEPHEN BREWER
ended on 2015-06-24
CDR: 811596
WILLIAM CANTRELL
BILL CANTRELL
ended on 2015-06-24
CDR: 2643369
KENNETH GEORGE
KEN GEORGE
ended on 2015-06-24
CDR: 2339793
JAMES DEPELISI
JIM DEPELISI
ended on 2015-06-24
CDR: 416774
MICHAEL SCILLIA
MICHAEL V SCILLIA
ended on 2015-06-24
CDR: 2456948
FARIBORZ ZOJAJI
ended on 2015-06-24
CDR: 433908
GEORGE STARKE
ended on 2015-06-24



Copyright 2022 EmployProof.org All rights reserved.
Court Diary