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0 - 9
Company Name:
ASSANTE CAPITAL MANAGEMENT INC.
CRD Number:
46337
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
CDR: 864688
ELIZABETH KABANEK
ELIZABETH JEAN MCCARTHY
started on
1998-12-22
CDR: 851940
JOHN BOWEN
JOHN JACOB BOWEN JR
started on
1998-12-03
CDR: 1314761
HAROLD KERN
HAROLD GAMBILL KERN SKIP KERN
started on
1999-01-01
CDR: 2776507
RICHARD MACKIE
DEVIN MACKIE
started on
1999-01-01
CDR: 1506632
DANIEL GOLDIE
started on
1999-01-01
CDR: 2190770
KIM LAWSON
KIMBERLY LAWSON KIM ANN REYNOLDS
started on
1999-01-01
CDR: 2900231
MONESSA SANTIAGO
MONESSA BARBARA CRUZ
started on
2000-06-14
CDR: 3271670
DONALD MCDONALD
started on
2000-01-06
CDR: 864688
ELIZABETH KABANEK
ELIZABETH JEAN MCCARTHY
ended on
2000-09-07
CDR: 4371267
DORIS YIP
DORIS Y YIP DORIS YIP Doris Y Yip Doris Yip
started on
2001-07-18
CDR: 4288303
DAVID HUTMACHER
started on
2001-01-04
CDR: 4329479
SOPHIA VALENTIM
started on
2001-05-09
CDR: 1485203
ANNE RADCLIFFE
ANNE HERRING ANN E HERRINGRADCLIFFE ANNE ELIZABETH HERRINGRADCLIFFE ANNE H RADCLIFFE
started on
2001-02-05
CDR: 2668179
JOHN JONES
started on
2001-10-18
CDR: 4407900
MICHAEL PETTIT
started on
2001-07-17
CDR: 4288303
DAVID HUTMACHER
ended on
2001-02-02
CDR: 851940
JOHN BOWEN
JOHN JACOB BOWEN JR
ended on
2001-08-29
CDR: 3271670
DONALD MCDONALD
ended on
2001-01-12
CDR: 4239521
PATRICK KEATING
started on
2002-11-21
CDR: 4371267
DORIS YIP
DORIS Y YIP DORIS YIP Doris Y Yip Doris Yip
ended on
2002-11-27
CDR: 1314761
HAROLD KERN
HAROLD GAMBILL KERN SKIP KERN
ended on
2002-11-18
CDR: 4329479
SOPHIA VALENTIM
ended on
2002-09-03
CDR: 2190770
KIM LAWSON
KIMBERLY LAWSON KIM ANN REYNOLDS
ended on
2002-07-16
CDR: 4407900
MICHAEL PETTIT
ended on
2002-11-25
CDR: 2721577
MICHAEL CLINTON
started on
2003-09-01
CDR: 4458443
FARUK JAFFER
FARUK S JAFFER
started on
2003-09-11
CDR: 1141623
MARY BELL
MARY ELLEN DACUMOS MARY ELLEN DACUMOSFOURKAN
started on
2003-08-08
CDR: 4262907
LAURA GILMAN
started on
2003-06-24
CDR: 4239521
PATRICK KEATING
ended on
2003-01-06
CDR: 2900231
MONESSA SANTIAGO
MONESSA BARBARA CRUZ
ended on
2003-11-24
CDR: 2776507
RICHARD MACKIE
DEVIN MACKIE
ended on
2003-09-12
CDR: 1506632
DANIEL GOLDIE
ended on
2003-10-13
CDR: 1141623
MARY BELL
MARY ELLEN DACUMOS MARY ELLEN DACUMOSFOURKAN
ended on
2003-11-25
CDR: 2721577
MICHAEL CLINTON
ended on
2004-03-18
CDR: 1485203
ANNE RADCLIFFE
ANNE HERRING ANN E HERRINGRADCLIFFE ANNE ELIZABETH HERRINGRADCLIFFE ANNE H RADCLIFFE
ended on
2004-03-23
CDR: 4458443
FARUK JAFFER
FARUK S JAFFER
ended on
2004-02-13
CDR: 2668179
JOHN JONES
ended on
2004-09-21
CDR: 4262907
LAURA GILMAN
ended on
2004-05-10
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