Company Name:
ASSET STRATEGIES, INC.
Address:
80 WEST AVON RD., AVON CT 6001
CRD Number:
119661/ 115323
SEC Number:
801-61023
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 1490815
ROBERT WAUGH
BOB WAUGH
started on 1995-10-25
CDR: 867340
SHELDON HARBER
started on 1995-10-25
CDR: 236647
MARVIN HARBER
MARVIN L HARBER
started on 1995-10-25
CDR: 4378224
KATHRYN NORRIS
KATHRYN LOUISE KINDL
started on 2002-04-01
CDR: 1490815
ROBERT WAUGH
BOB WAUGH
ended on 2005-11-03
CDR: 236647
MARVIN HARBER
MARVIN L HARBER
ended on 2005-12-31
CDR: 867340
SHELDON HARBER
ended on 2007-03-14
CDR: 3092319
REBECCA GREEN
REBECCA DEWEY PHILLIPS
started on 2009-02-02
CDR: 3092319
REBECCA GREEN
REBECCA DEWEY PHILLIPS
ended on 2011-09-19
CDR: 4818110
DIANN MCCHESNEY
DIANN ELIZABETH WEBSTER
started on 2012-03-07
CDR: 5030137
TIMOTHY BAKER
started on 2013-12-12
CDR: 2939779
BRENDA JANIKOWSKI
BRENDA JEAN KENDRICK BRENDA JEAN WING
started on 2014-09-22
CDR: 4378224
KATHRYN NORRIS
KATHRYN LOUISE KINDL
ended on 2014-11-24
CDR: 6422888
MARISA ROTHSTEIN
started on 2015-01-02
CDR: 6422888
MARISA ROTHSTEIN
ended on 2015-10-27
CDR: 2939779
BRENDA JANIKOWSKI
BRENDA JEAN KENDRICK BRENDA JEAN WING
ended on 2015-10-27
CDR: 5030137
TIMOTHY BAKER
ended on 2015-09-17
CDR: 6012530
EMILY WOOD
started on 2016-01-20
CDR: 6012530
EMILY WOOD
ended on 2018-03-22



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