Company Name:
AUFHAUSER SECURITIES, INC.
Address:
112 WEST 56TH STREET, NEW YORK, NY 10019-3841
CRD Number:
39673
CIK Number:
1003108
SEC File Number:
848786
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 2294646
FENG WU
started on 1996-05-01
CDR: 1521134
ROBERT BULL
ROBERT L BULL ROBERT LEE BULL TAD BULL
started on 1996-05-01
CDR: 2639548
PETER WAN
started on 1996-05-16
CDR: 2563289
HONG ONG
HONGMAW ONG WELLY ONG
started on 1997-03-04
CDR: 1073318
ROBERT AUFHAUSER
started on 1997-06-03
CDR: 1555297
DOUGLAS GROVE
DOUGLAS W GROVE
started on 1999-11-06
CDR: 1555297
DOUGLAS GROVE
DOUGLAS W GROVE
ended on 2000-01-10
CDR: 5608806
MATTHEW CHUNG
started on 2008-11-10
CDR: 5608806
MATTHEW CHUNG
ended on 2013-01-23
CDR: 1521134
ROBERT BULL
ROBERT L BULL ROBERT LEE BULL TAD BULL
ended on 2015-01-20
CDR: 2563289
HONG ONG
HONGMAW ONG WELLY ONG
ended on 2016-03-31



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