EPlicensed - US FINRA/ SEC Record Search

Company Name:

AVALON SECURITIES, LTD.

Address:

SUITE 650, 276 WATER STREET, NEW YORK, NY 10038

CRD Number:

30522

CIK Number:

889537

SEC File Number:

844993

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

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2014

2015

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2017

2018

2019

2020

2021

CDR: 1185760

LYNDA DAVEY

LYNDA J DAVEY

started on 1993-02-23

CDR: 2920940

LAWRENCE COBRIN

started on 1997-10-17

CDR: 268928

GEORGE KHOURI

started on 1999-04-13

CDR: 3070792

EUGENE BRAIGEN

started on 1999-07-06

CDR: 2920940

LAWRENCE COBRIN

ended on 1999-09-01

CDR: 3070792

EUGENE BRAIGEN

ended on 1999-09-13

CDR: 1198963

JACK WEINSTEIN

started on 2002-04-15

CDR: 268928

GEORGE KHOURI

ended on 2003-03-17

CDR: 2489148

AIMEE TROYEN

started on 2004-03-24

CDR: 1198963

JACK WEINSTEIN

ended on 2006-11-16

CDR: 2633927

YOLANDA WARDOWSKI

YOLANDA M WARDOWSKI

started on 2007-12-06

CDR: 1489849

RICHARD SARACINO

RICH SARACINO

started on 2007-02-28

CDR: 2489148

AIMEE TROYEN

ended on 2007-07-25

CDR: 4804633

KAREN STERLING

KAREN HINRICHS KAREN HINRICHS-STERLING

started on 2009-05-13

CDR: 2930352

ARIEL IMAS

started on 2009-05-01

CDR: 4568609

BRADEN FERRARI

started on 2009-05-01

CDR: 4980670

IRA RUBENSTEIN

started on 2010-03-30

CDR: 2006425

PETER BLUMEN

started on 2010-01-14

CDR: 3257081

ALI SAJADIAN

ALI REZA MOSHIRI

started on 2010-06-16

CDR: 2075023

PAUL MARKIS

PAUL MURKIS PAUL MURRIS

started on 2010-12-14

CDR: 4498231

JASON GORSUCH

started on 2010-06-25

CDR: 5157115

THOMAS APPERSON

started on 2010-03-30

CDR: 1758076

RAIMUNDO ARCHIBOLD

started on 2011-04-18

CDR: 3257081

ALI SAJADIAN

ALI REZA MOSHIRI

ended on 2011-12-15

CDR: 2075023

PAUL MARKIS

PAUL MURKIS PAUL MURRIS

ended on 2011-05-23

CDR: 2930352

ARIEL IMAS

ended on 2011-04-26

CDR: 4568609

BRADEN FERRARI

ended on 2011-04-26

CDR: 5468050

MARK CASTIGLIONE

started on 2012-03-12

CDR: 1834758

ANDREW CLAPP

ANDREW D CLAPP

started on 2012-01-03

CDR: 1608075

ROBERT KING

started on 2012-04-04

CDR: 5089761

DANIEL FARRELL

started on 2012-06-14

CDR: 4217904

KELLY WALTERS

started on 2012-11-08

CDR: 4980670

IRA RUBENSTEIN

ended on 2012-03-12

CDR: 1489849

RICHARD SARACINO

RICH SARACINO

ended on 2012-05-01

CDR: 2876899

MARC PENTOPOULOS

started on 2013-03-25

CDR: 1222798

ERIC PHILO

started on 2013-08-24

CDR: 5968756

GEORGE LAWSHE

GEORGE MICHAEL LAWSHE MIKE LAWSHE Michael G Lawshe

started on 2013-02-15

CDR: 6161251

CINDY HSU

started on 2013-03-11

CDR: 5468050

MARK CASTIGLIONE

ended on 2013-10-18

CDR: 2006425

PETER BLUMEN

ended on 2013-04-08

CDR: 5089761

DANIEL FARRELL

ended on 2013-10-16

CDR: 6161251

CINDY HSU

ended on 2013-11-26

CDR: 6034433

DANIEL NEGRON

DANIEL FRANSISCO NEGRON

started on 2014-02-17

CDR: 5346766

ROGER PUCCIO-JOHNSON

ROGER J. PUCCIO-JOHNSON

started on 2015-10-14

CDR: 6122560

KEVIN BAKER

started on 2015-08-11

CDR: 2888549

KENNETH SEGAL

started on 2015-05-08

CDR: 1198963

JACK WEINSTEIN

started on 2015-08-12

CDR: 4580296

BRIAN SHAUGHNESSY

BRIAN P. SHAUGHNESSY BRIAN P. SHAUGNESSY

started on 2015-04-04

CDR: 1834758

ANDREW CLAPP

ANDREW D CLAPP

ended on 2015-07-07

CDR: 1608075

ROBERT KING

ended on 2015-07-20

CDR: 6034433

DANIEL NEGRON

DANIEL FRANSISCO NEGRON

ended on 2015-05-13

CDR: 2006425

PETER BLUMEN

started on 2016-01-11

CDR: 5177686

RICHARD BARTOLO

started on 2016-01-15

CDR: 2273095

RUEDIGER BEUTELL

RUDIGER HORST BEUTELL RUDY BEUTELL

started on 2016-07-06

CDR: 1256552

DAVID ZENKER

started on 2016-12-12

CDR: 2249233

JONATHAN HOOPES

started on 2016-09-14

CDR: 5346766

ROGER PUCCIO-JOHNSON

ROGER J. PUCCIO-JOHNSON

ended on 2016-07-11

CDR: 5177686

RICHARD BARTOLO

ended on 2016-07-01

CDR: 2888549

KENNETH SEGAL

ended on 2016-06-24

CDR: 4498231

JASON GORSUCH

ended on 2016-02-24

CDR: 4580296

BRIAN SHAUGHNESSY

BRIAN P. SHAUGHNESSY BRIAN P. SHAUGNESSY

ended on 2016-07-11

CDR: 5013195

TYLER LIFTON

started on 2017-05-25

CDR: 4598616

JOSH BORG

started on 2017-03-31

CDR: 2888549

KENNETH SEGAL

started on 2017-05-30

CDR: 5769785

JANET ZALKIN

JANET FRANCES LEVITT

started on 2017-03-06

CDR: 6791114

Joern Stoeckhert

J. Malte Stoeckhert Joern M. Stoeckhert Malte Stoeckhert

started on 2017-07-01

CDR: 2362756

KURT JOMO

KURK CLARKE JOMO

started on 2017-10-07

CDR: 2276319

ELIZABETH ZABLUDOFF

LIZ ZABLUDOFF Elizabeth Zabludoff

started on 2017-09-29

CDR: 4404079

DOUGLAS CHRISTENSEN

started on 2017-11-14

CDR: 6579223

HELEN MACKENZIE

started on 2017-04-06

CDR: 6248925

HOOMAN BOLANDIAN

H. ROBERT BOLANDIAN HOOMAN BOLANDIAN ROB BOLANDIAN ROBERT BOLANDIAN

started on 2017-02-06

CDR: 6411985

HOWARD CHERNIN

started on 2017-02-06

CDR: 6616745

THOMAS MCDERMOTT

started on 2017-02-07

CDR: 6762924

Michael Yerina

started on 2017-03-16

CDR: 5289415

DAVID PAULI

started on 2017-02-06

CDR: 5115107

RON KUBICK

RON S KUBICK

started on 2017-06-07

CDR: 5679581

DANIEL FREIRE POLIZZI

started on 2017-02-07

CDR: 2778351

RICHARD JAFFE

started on 2017-10-07

CDR: 4602476

RICHARD TURANO

started on 2017-02-07

CDR: 1924745

PETER SANTRY

started on 2017-11-20

CDR: 5013195

TYLER LIFTON

ended on 2017-10-09

CDR: 6122560

KEVIN BAKER

ended on 2017-06-23

CDR: 2249233

JONATHAN HOOPES

ended on 2017-10-06

CDR: 5679581

DANIEL FREIRE POLIZZI

ended on 2017-07-18

CDR: 4217904

KELLY WALTERS

ended on 2017-07-18

CDR: 1999741

MARIO RAMIREZ

MARIO E RAMIREZ

started on 2018-06-29

CDR: 3117110

Richard Ginn

RICHARD GINN

started on 2018-06-01

CDR: 2652774

GARRY KHASIDY

started on 2018-04-30

CDR: 1802017

Nancy Caldarola

TEX CALDAROLA

started on 2018-05-10

CDR: 2356996

JAMES CELICO

JAMES T CELICO SR JAMES T CELICO JAMES T. CELICO JIM CELICO

started on 2018-02-12

CDR: 6632627

Kenneth Burkus

kenneth Burkus

started on 2018-05-11

CDR: 4424447

SAMUEL STERN

Sam Stern Samuel Shamus Stern

started on 2018-07-02

CDR: 5966380

DAVID MCADAMS

DAVID M MCADAMS JR. DAVID M MCADAMS DAVID MICHAEL MCADAMS DAVID MCADAMS JR. DAVID MCADAMS

started on 2018-05-17

CDR: 2652774

GARRY KHASIDY

ended on 2018-09-04

CDR: 1802017

Nancy Caldarola

TEX CALDAROLA

ended on 2018-12-17

CDR: 4404079

DOUGLAS CHRISTENSEN

ended on 2018-04-03

CDR: 1758076

RAIMUNDO ARCHIBOLD

ended on 2018-10-31

CDR: 1924745

PETER SANTRY

ended on 2018-04-03

CDR: 6710027

ALI MASOUD

started on 2019-02-14

CDR: 2503330

Bryan Simms

started on 2019-04-01

CDR: 849801

JOHN THOMPSON

JOHN E THOMPSON

started on 2019-08-27

CDR: 1605701

KEVIN HART

started on 2019-08-23

CDR: 1455081

JACK LEE

JACK LEE SIEBURG JOHN P SIEBURG JOHN PAUL SIEBURG

started on 2019-04-16

CDR: 4145240

MEGHAN DINNEEN

MEGHAN KATHARINE DINNENN

started on 2019-08-20

CDR: 7129640

Sean Korb

started on 2019-10-16

CDR: 1740872

CHARLES BROWN

CHARLES LINNANE BROWN MR.

started on 2019-05-14

CDR: 7132036

Ross Rabin

ross rabin

started on 2019-06-27

CDR: 2682965

MICHAEL MASIUK

MICHAEL JOHN MASIUK

started on 2019-05-03

CDR: 6165928

BRITT CALVERT

BRITT RYAN CALVERT

started on 2019-02-06

CDR: 2876899

MARC PENTOPOULOS

ended on 2019-12-10

CDR: 3117110

Richard Ginn

RICHARD GINN

ended on 2019-02-12

CDR: 1455081

JACK LEE

JACK LEE SIEBURG JOHN P SIEBURG JOHN PAUL SIEBURG

ended on 2019-06-18

CDR: 7129640

Sean Korb

ended on 2019-12-10

CDR: 2362756

KURT JOMO

KURK CLARKE JOMO

ended on 2019-11-21

CDR: 2276319

ELIZABETH ZABLUDOFF

LIZ ZABLUDOFF Elizabeth Zabludoff

ended on 2019-02-01

CDR: 4804633

KAREN STERLING

KAREN HINRICHS KAREN HINRICHS-STERLING

ended on 2019-12-16

CDR: 5115107

RON KUBICK

RON S KUBICK

ended on 2019-11-21

CDR: 6165928

BRITT CALVERT

BRITT RYAN CALVERT

ended on 2019-09-12

CDR: 4424447

SAMUEL STERN

Sam Stern Samuel Shamus Stern

ended on 2019-09-09

CDR: 7290867

Christopher Czarnecki

Chris Parker Czarnecki

started on 2020-09-04

CDR: 6883978

Lindsey Wendler

Lindsey Wendler Frichment Mrs. Linday Marie Wendler

started on 2020-04-02

CDR: 5549810

ELIZABETH DEAN

ELIZABETH DEAN ELIZABETH ALEX ALEX DEAN

started on 2020-03-02

CDR: 1636362

JOHN BULICEK

started on 2020-01-15

CDR: 5637661

JOHN O'NEILL

started on 2020-03-09

CDR: 4064831

DAVID BAXT

DAVID PETER BAXT

started on 2020-01-15

CDR: 4245281

MARK GOLOMBECK

MARK (NMN) GOLOMBECK

started on 2020-08-20

CDR: 5799902

GAVIN SUSMAN

GABI SUSMAN

started on 2020-03-02

CDR: 7274272

Ian Devendorf

started on 2020-07-23

CDR: 6765729

Daniel Hampton

started on 2020-09-15

CDR: 7294991

Brandon Hurley

Brandon H Hurley Brandon Henry Hurley

started on 2020-11-28

CDR: 728501

BRUCE MCDERMOTT

BRUCE HENRY MCDERMONT

started on 2020-01-30

CDR: 7234593

Gordon Brott

started on 2020-07-01

CDR: 1541287

JAMES BRIDGMAN

JIM BRIDGMAN

started on 2020-02-11

CDR: 4574019

ROBERT MCDONALD

started on 2020-07-27

CDR: 1652255

KEVIN DAHLBERG

started on 2020-09-24

CDR: 6883978

Lindsey Wendler

Lindsey Wendler Frichment Mrs. Linday Marie Wendler

ended on 2020-06-04

CDR: 5637661

JOHN O'NEILL

ended on 2020-06-04

CDR: 4064831

DAVID BAXT

DAVID PETER BAXT

ended on 2020-06-29

CDR: 7274272

Ian Devendorf

ended on 2020-10-27

CDR: 2356996

JAMES CELICO

JAMES T CELICO SR JAMES T CELICO JAMES T. CELICO JIM CELICO

ended on 2020-05-08

CDR: 6762924

Michael Yerina

ended on 2020-11-25

CDR: 2778351

RICHARD JAFFE

ended on 2020-07-06

CDR: 2682965

MICHAEL MASIUK

MICHAEL JOHN MASIUK

ended on 2020-07-31

CDR: 7348165

David Hirsch

started on 2021-04-29

CDR: 6503967

LOUIS COXE

LOUIS HENRY COXE

started on 2021-01-25

CDR: 4154845

PETER MUWONGE

started on 2021-01-28

CDR: 2356996

JAMES CELICO

JAMES T CELICO SR JAMES T CELICO JAMES T. CELICO JIM CELICO

started on 2021-03-19

CDR: 7331234

Vihang Shah

started on 2021-04-28

CDR: 6710027

ALI MASOUD

ended on 2021-04-12

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