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0 - 9
Company Name:
AXIA CAPITAL MARKETS, LLC
Address:
555 MADISON AVENUE, SUITE 11A, NEW YORK, NY 10022
CRD Number:
172245
CIK Number:
1612322
SEC File Number:
869504
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
CDR: 3170898
DIMITRIOS ATHANASOPOULOS
started on
2015-03-27
CDR: 1782401
JEFFREY EVANS
started on
2015-05-18
CDR: 730139
JAMES TAORMINA
JAMES TAORMINA
started on
2015-04-02
CDR: 2685751
ROBERT PERRI
started on
2015-04-02
CDR: 1715384
John Chrysikopoulos
JOHN SPYRIDON CHRYSIKOPOULOS
started on
2015-03-27
CDR: 4915741
FRANCISCO LUME
Francisco Baptista Ribeiro Lume FRANCISCO LUME
started on
2015-04-30
CDR: 2515569
PETER KAROS
started on
2015-10-05
CDR: 6030339
JOHN MOULOPOULOS
started on
2016-10-12
CDR: 2685751
ROBERT PERRI
ended on
2016-11-22
CDR: 2515569
PETER KAROS
ended on
2016-05-13
CDR: 2543936
SUSANNA HONG
SUSAN HONG SUSANNA SOOHWA HONG RODZYNEK
started on
2017-01-31
CDR: 6198930
CLINTON WEBB
started on
2017-01-04
CDR: 2650571
WILLIAM HOOD
WILL HOOD WILLIAM S J HOOD WILLIAM STEPHEN J HOOD
started on
2017-09-20
CDR: 6661716
Xiao Dong
Sean Dong
started on
2017-11-06
CDR: 2681034
MICHAEL PAK
started on
2017-05-09
CDR: 6030339
JOHN MOULOPOULOS
ended on
2017-07-10
CDR: 1715384
John Chrysikopoulos
JOHN SPYRIDON CHRYSIKOPOULOS
ended on
2017-11-14
CDR: 5932056
ALEXANDER COTE
ALEX JEFFREY COTE ALEX COTE
started on
2018-04-19
CDR: 2543936
SUSANNA HONG
SUSAN HONG SUSANNA SOOHWA HONG RODZYNEK
ended on
2018-05-11
CDR: 6198930
CLINTON WEBB
ended on
2018-04-12
CDR: 1782401
JEFFREY EVANS
ended on
2018-04-12
CDR: 4915741
FRANCISCO LUME
Francisco Baptista Ribeiro Lume FRANCISCO LUME
ended on
2018-11-26
CDR: 5932056
ALEXANDER COTE
ALEX JEFFREY COTE ALEX COTE
ended on
2018-09-04
CDR: 2650571
WILLIAM HOOD
WILL HOOD WILLIAM S J HOOD WILLIAM STEPHEN J HOOD
ended on
2018-09-04
CDR: 6661716
Xiao Dong
Sean Dong
ended on
2018-09-04
CDR: 2681034
MICHAEL PAK
ended on
2019-06-25
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