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0 - 9
Company Name:
AXIO FINANCIAL LLC
Address:
15TH FLOOR, 489 FIFTH AVENUE, NEW YORK, NY 10017
CRD Number:
118219
CIK Number:
1146254
SEC File Number:
853640
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2249667
DENIS KELLY
started on
2002-05-17
CDR: 2644247
MATTHEW VERTIN
started on
2002-05-17
CDR: 1552704
PAUL SCURA
PAUL V SCURA
started on
2002-05-17
CDR: 2470508
ROBERT AIELLO
started on
2005-12-15
CDR: 1519554
MARC PALEY
started on
2011-12-22
CDR: 2249086
CHARLES WYMAN
started on
2012-07-25
CDR: 2003671
HENRY KLEIN
started on
2013-06-10
CDR: 1650658
JOHN MARCUS
JOHN W MARCUS
started on
2013-09-30
CDR: 867847
NANCY HAMENT
started on
2013-05-10
CDR: 6262093
WILLIAM CROWLEY
started on
2013-10-29
CDR: 6269119
WAYNE PAWLOVICH
started on
2014-05-14
CDR: 4859949
MICHAEL MARRONE
started on
2014-09-04
CDR: 6287321
KEITH VERES
started on
2014-02-14
CDR: 2495230
JENNIFER SCUTTI
started on
2014-04-01
CDR: 6083560
ANDREW OLEARY
started on
2014-10-01
CDR: 6269115
ALLAN WADDELL
started on
2014-04-10
CDR: 1812834
ALBERTO FINALI
ALBERTO MICHELE FINALI ALBERTO MICHELE MARIA FINALI
started on
2015-10-20
CDR: 6426901
TAYLOR COLEMAN
started on
2015-04-15
CDR: 1568492
DOUGLAS BENEDICT
started on
2015-06-19
CDR: 6463238
MACKENZIE FARWELL
started on
2015-05-29
CDR: 1749236
RUSSELL HACKMANN
RUSSELL F HACKMANN Russ Hackmann
started on
2015-06-01
CDR: 1901702
PETER HORACEK
PETER HORACEK
started on
2016-11-18
CDR: 6250949
NICK DENISOV
started on
2016-01-05
CDR: 6689477
Matthew Gray
started on
2016-11-15
CDR: 3027751
ROSEMARY BRAGAN
ROSEMARY MURRAY
started on
2016-09-30
CDR: 2226278
JEFFREY KUSTERER
started on
2016-09-30
CDR: 6673417
Joseph Youmans
started on
2016-08-29
CDR: 5300506
VICTORIA VEITH
VICTORIA VEITH VICTORIA K WAINWRIGHT VICTORIA WAINWRIGHT
started on
2016-09-30
CDR: 6689391
Joshua Robertson
started on
2016-10-13
CDR: 4531611
LANCE BRADY
started on
2016-09-30
CDR: 5776089
ANDREW OLSON
ANDREW J OLSON ANDREW OLSON
started on
2016-09-30
CDR: 4451778
THOMAS BAUGHMAN
THOMAS GILBERT BAUGHMAN
started on
2016-12-19
CDR: 6674371
David Neiman
David Neiman
started on
2016-10-13
CDR: 5925157
ROSS DAVID
started on
2017-11-14
CDR: 2234881
GARRY JENSEN
started on
2017-10-05
CDR: 4243449
CAROLINA ZAHARAKO
CAROLINA E CHAPMAN CAROLINA ELIZABETH CHAPMAN Carolina Zaharako
started on
2017-10-12
CDR: 1190990
JEROME CINCOTTA
JERRY CINCOTTA
started on
2017-08-03
CDR: 6722223
Henry Linde-Elmhirst
started on
2017-01-11
CDR: 1364992
SOHAILA FARSHEED
SOHAILA FARSHEED SORI FARSHEED
started on
2018-05-04
CDR: 4205096
CHRISTOPHER SOLODYNA
CHRIS C SOLODYNA
started on
2018-03-16
CDR: 4038072
PHILIP GRAHAM
started on
2018-04-04
CDR: 5225847
JONATHAN KOESTER
JONATHAN KOESTER
started on
2018-07-05
CDR: 3133677
JASON MUCHNICK
JASON H MUCHNICK
started on
2018-10-05
CDR: 4479730
WILLIAM HARWOOD
WILIAM DAVID HARWOOD
started on
2018-06-08
CDR: 4546625
RANDY OLFERS
started on
2018-06-08
CDR: 3077610
MARK DECOSMO
started on
2018-03-26
CDR: 831557
MICHAEL SMALE
started on
2018-06-29
CDR: 4820265
KARIN SAMMON
started on
2018-05-23
CDR: 7047922
Brad Willits
Brad Allan Willits
started on
2018-12-11
CDR: 2668089
TADAS MISIUNAS
started on
2018-02-02
CDR: 2489723
SUSAN SULLIVAN
SUSAN BRIDGET CAHILL
started on
2018-05-02
CDR: 2184693
MICHAEL GERMAIN
MIKE GERMAIN
started on
2018-02-06
CDR: 5078161
JOHN RAMOS
JOHN EDWARD RAMUS
started on
2018-06-13
CDR: 4415868
Diron Tappin
DIRON M. TAPPIN DIRON TAPPIN DIRON M. TAPPIN
started on
2018-02-02
CDR: 6269119
WAYNE PAWLOVICH
ended on
2018-05-07
CDR: 5225847
JONATHAN KOESTER
JONATHAN KOESTER
ended on
2018-11-07
CDR: 1568492
DOUGLAS BENEDICT
ended on
2018-08-09
CDR: 831557
MICHAEL SMALE
ended on
2018-11-28
CDR: 867847
NANCY HAMENT
ended on
2018-08-17
CDR: 2668089
TADAS MISIUNAS
ended on
2018-09-28
CDR: 2249086
CHARLES WYMAN
ended on
2018-05-23
CDR: 4415868
Diron Tappin
DIRON M. TAPPIN DIRON TAPPIN DIRON M. TAPPIN
ended on
2018-11-07
CDR: 1749236
RUSSELL HACKMANN
RUSSELL F HACKMANN Russ Hackmann
ended on
2018-06-04
CDR: 5358129
LANCE MOGDICS
started on
2019-07-26
CDR: 7162692
Tavia Bernard-Williams
Tavia Bernard
started on
2019-08-13
CDR: 5951377
HUSTON LORENZO
started on
2019-01-23
CDR: 5455061
ANTHONY ROMANO
ANTHONY JOSEPH ROMANO
started on
2019-04-08
CDR: 2822052
CARY CHEUNG
CARY CHEUNG
started on
2019-04-11
CDR: 7160169
Donna Minnig
Donna Lynn Florek
started on
2019-09-10
CDR: 6711739
John Dooley
started on
2019-07-31
CDR: 2601678
GREGORY DIGERONIMO
started on
2019-07-31
CDR: 7154166
Samuel Glady
Sam Glady
started on
2019-10-17
CDR: 2588853
JEAN SAVINO
JEAN KRAMER JEAN M SAVINO
started on
2019-07-01
CDR: 5270253
ARTHUR BROWN
started on
2019-10-02
CDR: 2429532
JOSEPH DEJULIUS
JOSEPH DEJULIUS
started on
2019-11-25
CDR: 5857659
STEPHEN WONNACOTT
started on
2019-07-01
CDR: 5686433
WILLIAM STOREY
started on
2019-02-26
CDR: 6129359
AMY DIETZ
AMY MARIE DIETZ
started on
2019-08-07
CDR: 5830545
THOMAS BOOTHE
started on
2019-04-01
CDR: 1364992
SOHAILA FARSHEED
SOHAILA FARSHEED SORI FARSHEED
ended on
2019-08-06
CDR: 4038072
PHILIP GRAHAM
ended on
2019-02-15
CDR: 2003671
HENRY KLEIN
ended on
2019-04-18
CDR: 4531611
LANCE BRADY
ended on
2019-06-14
CDR: 5776089
ANDREW OLSON
ANDREW J OLSON ANDREW OLSON
ended on
2019-06-07
CDR: 4546625
RANDY OLFERS
ended on
2019-03-22
CDR: 6129359
AMY DIETZ
AMY MARIE DIETZ
ended on
2019-10-18
CDR: 5538176
MICHAEL GIFT
started on
2020-03-24
CDR: 4737157
Antonio Sanchez
ANTONIO BAUGHER Antonio Baugher Tony Baugher Tony Sanchez
started on
2020-03-20
CDR: 7283675
Jack Rutter
Jack Rutter
started on
2020-12-19
CDR: 2373851
SCOTT PANGBOURNE
SCOTT PANGBOURNE
started on
2020-11-23
CDR: 2226146
ALAN CAVIANI
started on
2020-04-02
CDR: 6700455
Jesse Bedard
Jesse Bedard
started on
2020-12-21
CDR: 4007899
MATTHEW BANKS
MATTHEW RICHARD BANKS MR.
started on
2020-10-29
CDR: 7312226
Tyler McDermott
Tyler Lucas Tong McDermott tyler lucas mc dermott
started on
2020-12-24
CDR: 5139169
NATHAN GRAY
started on
2020-01-08
CDR: 5567019
BRYAN DUGAN
started on
2020-03-06
CDR: 1500504
DEXTER MCCORMICK
DECK MCCORMICK
started on
2020-02-11
CDR: 1662889
CARMEN PALLADINO
started on
2020-01-09
CDR: 5306842
JUSTIN REED
started on
2020-12-01
CDR: 5233792
DREW EWING
DREW T EWING
started on
2020-01-03
CDR: 5937637
VALERIE DOYLE
VALERIE FAYE BORGARD VALERIE F DOYLE VALERIE FAYE FISHER
started on
2020-04-23
CDR: 2293529
JAMES NICKENS
JAMES C JR NICKENS JAMES CASSELL NICKENS JIM NICKENS
started on
2020-05-12
CDR: 6179542
MEGHAN EDDY
MEGHAN ELIZABETH MCCORMICK
started on
2020-02-14
CDR: 6720698
Maximilian Kelley
MAXIMILIAN KELLEY
started on
2020-09-11
CDR: 5190540
Paulina Kashirsky
PAULINA BORIS KASHIRSKEY PAULINA KASHIRSKEY PAULINA BORIS KASHIRSKY KASHIRSKY BORIS PAULINA
started on
2020-01-10
CDR: 2804447
DAVID GOLDFARB
started on
2020-07-31
CDR: 7208040
Stephanie Berg
started on
2020-03-05
CDR: 4994000
RYAN CHAMBERS
RYAN CHAMBERS
started on
2020-03-19
CDR: 6250949
NICK DENISOV
ended on
2020-09-01
CDR: 5358129
LANCE MOGDICS
ended on
2020-07-20
CDR: 3133677
JASON MUCHNICK
JASON H MUCHNICK
ended on
2020-11-20
CDR: 5937637
VALERIE DOYLE
VALERIE FAYE BORGARD VALERIE F DOYLE VALERIE FAYE FISHER
ended on
2020-11-09
CDR: 2234881
GARRY JENSEN
ended on
2020-06-22
CDR: 4243449
CAROLINA ZAHARAKO
CAROLINA E CHAPMAN CAROLINA ELIZABETH CHAPMAN Carolina Zaharako
ended on
2020-08-17
CDR: 2495230
JENNIFER SCUTTI
ended on
2020-04-29
CDR: 4479730
WILLIAM HARWOOD
WILIAM DAVID HARWOOD
ended on
2020-04-09
CDR: 2588853
JEAN SAVINO
JEAN KRAMER JEAN M SAVINO
ended on
2020-01-08
CDR: 5190540
Paulina Kashirsky
PAULINA BORIS KASHIRSKEY PAULINA KASHIRSKEY PAULINA BORIS KASHIRSKY KASHIRSKY BORIS PAULINA
ended on
2020-03-10
CDR: 5857659
STEPHEN WONNACOTT
ended on
2020-08-12
CDR: 5078161
JOHN RAMOS
JOHN EDWARD RAMUS
ended on
2020-07-09
CDR: 6262093
WILLIAM CROWLEY
ended on
2020-06-25
CDR: 5830545
THOMAS BOOTHE
ended on
2020-09-11
CDR: 4994000
RYAN CHAMBERS
RYAN CHAMBERS
ended on
2020-09-01
CDR: 3268395
STEPHEN CLANCY
started on
2021-04-14
CDR: 4028287
WARREN KIM
WON MIN KIM
started on
2021-02-02
CDR: 6561805
James Kramer
James Kramer Jim Kramer
started on
2021-03-10
CDR: 2512732
KEITH FREIBAND
started on
2021-03-22
CDR: 6117342
CHRISTOPHER CREIGHTON
CHRISTOPHER CREIGHTON
started on
2021-01-25
CDR: 7323420
Anthony Ciaccia
started on
2021-02-09
CDR: 5951377
HUSTON LORENZO
ended on
2021-02-22
CDR: 7047922
Brad Willits
Brad Allan Willits
ended on
2021-03-05
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