Company Name:
BABCOCK & BROWN FINANCIAL CO. LLC
CRD Number:
14058
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
CDR: 833549
STEPHEN KINKADE
started on 1989-05-25
CDR: 1999762
HAZEL SPARKS
H SUE SPARKS SUE SPARKS
started on 1990-07-16
CDR: 1467098
TED LACHOWICZ
started on 1994-11-18
CDR: 1578587
DAVID MOORE
started on 1998-05-19
CDR: 2808916
RUSSELL BEER
started on 1998-06-09
CDR: 3176778
MICHAEL MORGAN
MICHAEL SCOTT DICKEY
started on 1999-03-12
CDR: 2999379
KEITH MCWALTER
started on 1999-10-07
CDR: 4271215
MATTHEW LANDESS
started on 2000-11-06
CDR: 1585314
MICHAEL LYPKA
started on 2000-06-21
CDR: 1578587
DAVID MOORE
ended on 2000-07-14
CDR: 2122940
MATT EILERS
MATT EILERS MATTHEW R EILERS MATTHEW ROBERT EILERS MR. MATTHEW ROBERT EILERS
started on 2001-05-17
CDR: 4465681
THOMAS MCGRAW
started on 2001-12-11
CDR: 2808916
RUSSELL BEER
ended on 2001-10-04
CDR: 2605349
OLUSOLA AWOFALA
SHOLA AWOFALA SOLA AWOFALA
started on 2002-10-03
CDR: 4233091
JUNG KIM
JAY IL KIM
started on 2002-07-29
CDR: 2122940
MATT EILERS
MATT EILERS MATTHEW R EILERS MATTHEW ROBERT EILERS MR. MATTHEW ROBERT EILERS
ended on 2003-10-09
CDR: 2605349
OLUSOLA AWOFALA
SHOLA AWOFALA SOLA AWOFALA
ended on 2003-08-15
CDR: 4732860
DAVID GIORDANO
started on 2004-02-18
CDR: 4233091
JUNG KIM
JAY IL KIM
ended on 2004-05-03
CDR: 1999762
HAZEL SPARKS
H SUE SPARKS SUE SPARKS
ended on 2004-05-10
CDR: 4470152
BRIAN CONN
started on 2006-05-22
CDR: 4450314
JANICE INCE
JANICE MOK
started on 2007-05-18
CDR: 5020516
JAIME POU
JAIME POU
started on 2008-03-04
CDR: 2947248
JANET SQUITIERI
started on 2008-08-06
CDR: 4271215
MATTHEW LANDESS
ended on 2008-09-26
CDR: 1467098
TED LACHOWICZ
ended on 2008-01-11
CDR: 3106380
VITTORIO LACAGNINA
started on 2009-03-23
CDR: 4450314
JANICE INCE
JANICE MOK
ended on 2009-05-20
CDR: 4732860
DAVID GIORDANO
ended on 2009-01-22
CDR: 5020516
JAIME POU
JAIME POU
ended on 2009-09-01
CDR: 3106380
VITTORIO LACAGNINA
ended on 2009-05-20
CDR: 4465681
THOMAS MCGRAW
ended on 2009-09-09
CDR: 4470152
BRIAN CONN
ended on 2009-09-09
CDR: 1585314
MICHAEL LYPKA
ended on 2009-02-26
CDR: 3176778
MICHAEL MORGAN
MICHAEL SCOTT DICKEY
ended on 2009-09-15
CDR: 2999379
KEITH MCWALTER
ended on 2009-09-15
CDR: 833549
STEPHEN KINKADE
ended on 2010-05-14
CDR: 2947248
JANET SQUITIERI
ended on 2010-05-14



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