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Company Name:
BABCOCK & BROWN SECURITIES LLC
Address:
SUITE 102, 29 RIVER ROAD, COS COB, CT 06807-2745
CRD Number:
169440
CIK Number:
1589185
SEC File Number:
869368
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2014
2015
2016
2017
2018
2019
2020
CDR: 3176778
MICHAEL MORGAN
MICHAEL SCOTT DICKEY
started on
2014-08-20
CDR: 2555559
MARC LUCIER
started on
2014-08-20
CDR: 2900218
JOONHO LEE
started on
2014-08-20
CDR: 5626669
MARY COHANE
MARY ELIZABETH WRAFTER
started on
2018-02-13
CDR: 3098454
JOHN MORELLO
started on
2019-06-26
CDR: 6623770
Derek Berman
started on
2019-03-18
CDR: 6618793
Laurence Mosse
started on
2020-08-28
CDR: 2080720
DOUGLAS LOGAN
started on
2020-06-15
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