Company Name:
BAII CAPITAL MARKETS, INC.
CRD Number:
21928
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
started on 1988-04-22
CDR: 711929
JEFFREY ROTHENBERG
started on 1990-07-05
CDR: 703860
JAMES VALENTE
JIM VALENTE JR
started on 1990-07-12
CDR: 1252347
RICHARD WILLIAMS
started on 1991-05-03
CDR: 1584304
STEPHEN PUCKOWITZ
started on 1991-07-08
CDR: 711929
JEFFREY ROTHENBERG
ended on 1991-10-22
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
ended on 1992-12-17
CDR: 1252347
RICHARD WILLIAMS
ended on 1992-11-24
CDR: 703860
JAMES VALENTE
JIM VALENTE JR
ended on 1992-10-27
CDR: 1584304
STEPHEN PUCKOWITZ
ended on 1993-01-19



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