Company Name:
BAKER ELLIS ASSET MANAGEMENT LLC
CRD Number:
121802
SEC Number:
801-61479
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1936839
BRIAN BAKER
started on 2001-04-11
CDR: 1246707
MOHAMMAD RAHMAN
MOHAMID RAHMAN
started on 2002-12-13
CDR: 2662688
BARNES ELLIS
started on 2002-04-01
CDR: 1246707
MOHAMMAD RAHMAN
MOHAMID RAHMAN
ended on 2003-05-22
CDR: 2126765
DAVID HISER
started on 2005-05-04
CDR: 6134042
PHILIP BAGDADE
started on 2012-12-17
CDR: 4755024
CHRISTINE MAXWELL
CHRISTINE NICHOLE HANSEN
started on 2015-10-26
CDR: 2525437
JOHN GROH
JB GROH JOHN B GROH JOHN BECKLEY GROH JOHN GROH
started on 2016-01-13
CDR: 4755024
CHRISTINE MAXWELL
CHRISTINE NICHOLE HANSEN
ended on 2016-03-03
CDR: 6861109
Kelly Odion
started on 2017-09-20
CDR: 6861109
Kelly Odion
ended on 2018-06-26
CDR: 2126765
DAVID HISER
ended on 2018-06-26
CDR: 6802364
Patricia Watson
Patricia Watson
started on 2019-09-24
CDR: 7057801
Jack Dukeminier
started on 2020-01-04



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