Company Name:
BAKER, WATTS & CO., INC.
CRD Number:
68
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
CDR: 27651
EDGAR BOYD
started on 1946-09-17
CDR: 433163
MICHAEL STAFFORD
started on 1961-11-17
CDR: 464044
JULIUS WESTHEIMER
started on 1961-12-18
CDR: 419498
CHARLES SHAEFFER
PETE SHAEFFER
started on 1963-10-11
CDR: 472087
ROBERT WOOD
started on 1964-02-14
CDR: 249718
ROBERT HOOPER
started on 1967-06-30
CDR: 350522
RICHARD OBRIEN
started on 1968-03-02
CDR: 339567
NORMAN MORAN
started on 1969-09-05
CDR: 401029
JOSEPH ROBERTS
started on 1970-06-23
CDR: 217393
IRA GANSLER
started on 1970-09-08
CDR: 474493
CARROLL YINGLING
started on 1971-07-16
CDR: 234619
BURTON HALPERT
started on 1971-05-21
CDR: 417958
LLOYD SEESTED JR.
LLOYD VICTOR SEESTED JR VICTOR VICTOR SEESTED JR LLOYD VICTOR SEESTED JR JR VICTOR VICTOR SEESTED JR. JR
started on 1971-01-13
CDR: 374634
EDWIN REYNOLDS
TED REYNOLDS
started on 1972-01-01
CDR: 215840
EDWARD FUNK
EDWARD LEWIS FUNK
started on 1973-02-07
CDR: 234619
BURTON HALPERT
ended on 1973-06-29
CDR: 602086
DONALD O'SHEA
DONALD OSHEA DONE OSHEA
started on 1974-10-08
CDR: 202284
CHARLES ESHMAN
CHARLES EFFINGER ESHMAN JR THOMAS EFFINGER ESHMAN TOM ESHMAN JR
started on 1974-08-15
CDR: 500019
JAMES BERKEY
started on 1975-11-26
CDR: 815568
WILLIAM RIENHOFF
started on 1975-11-21
CDR: 26305
ROBERT BORNSCHEIN
BOB DANIEL BORNSCHEIN
started on 1975-10-08
CDR: 341771
EDWIN MOWBRAY
EDWIN ROWLAND MOWBRAY
started on 1975-06-30
CDR: 602086
DONALD O'SHEA
DONALD OSHEA DONE OSHEA
ended on 1975-10-09
CDR: 350522
RICHARD OBRIEN
ended on 1975-10-09
CDR: 820597
RANDOLPH BRINTON
started on 1976-04-01
CDR: 825417
MARK DYER
started on 1976-07-22
CDR: 812846
CHRIS OSBORNE
started on 1976-04-08
CDR: 843347
BRIAN COFFIN
started on 1977-10-03
CDR: 19237
PAUL BERGHAUS
started on 1977-06-24
CDR: 366412
K POTTER
DOUG POTTER KENNETH DOUGLAS POTTER
started on 1977-01-19
CDR: 501917
RICHARD KRUG
started on 1977-07-29
CDR: 822429
WILLIAM KELLY
started on 1977-08-04
CDR: 812846
CHRIS OSBORNE
ended on 1977-05-19
CDR: 410855
MARTIN SAPOSNICK
MARTIN SAPOSNICK
started on 1978-06-02
CDR: 855217
JAMIE LAPIN
JAMIE LAPIN GALLANT JAMIE S GALLANT JAMIE SUZANNE GALLANT
started on 1978-07-24
CDR: 855093
R. SLINGLUFF
DEV SLINGLUFF ROBERT DEVEREUX SLINGLUFF
started on 1978-07-24
CDR: 472087
ROBERT WOOD
ended on 1978-11-24
CDR: 874352
JOHN CUTSHALL
started on 1979-11-26
CDR: 870435
JOHN ATKINSON
JAY ATKINSON
started on 1979-08-27
CDR: 806269
RANDAL MARSH
RANDY MARSH
started on 1979-12-27
CDR: 26305
ROBERT BORNSCHEIN
BOB DANIEL BORNSCHEIN
ended on 1979-10-19
CDR: 410855
MARTIN SAPOSNICK
MARTIN SAPOSNICK
ended on 1979-02-17
CDR: 712323
WILLIAM SOCHA
BILL SOCHA
started on 1980-07-22
CDR: 714174
JOHN MEACHAM
JOHN B MEACHAM
started on 1980-08-20
CDR: 226940
JOHN GRAEBNER
started on 1980-01-02
CDR: 713821
TIMOTHY SAINTMAXENS
TIM SAINTMAXENS
started on 1980-08-19
CDR: 704515
ROBERT DREW
ROBERT DREW DREW
started on 1980-02-22
CDR: 226940
JOHN GRAEBNER
ended on 1980-02-28
CDR: 855217
JAMIE LAPIN
JAMIE LAPIN GALLANT JAMIE S GALLANT JAMIE SUZANNE GALLANT
ended on 1980-02-03
CDR: 1019433
SCOTT AYRES
started on 1981-12-24
CDR: 856848
CHARLES SCHUTTE
started on 1981-03-16
CDR: 1004551
LAWRENCE BAKIN
LARRY BATOZYNSKI LAWRENCE EDWARD BATOZYNSKI
started on 1981-11-25
CDR: 734988
DIANA GEROMETTA
DIANA A SMITH
started on 1981-07-20
CDR: 843347
BRIAN COFFIN
ended on 1981-01-29
CDR: 1026793
KEVIN NOLAN
started on 1982-01-25
CDR: 1031611
JAMES BURNER
started on 1982-04-30
CDR: 1046624
JOHN DANZ
started on 1982-06-25
CDR: 1028918
GOODLOE BYRON
GEB EDGAR BRYON JR BYRON BYRON GEB BYRON GOODLOE EDGAR BYRON JEB BYRON JR
started on 1982-02-26
CDR: 1018856
CHARLES STEELE
started on 1982-01-06
CDR: 1006358
charles murphy
started on 1982-08-30
CDR: 816878
DARRELL MOORHEAD
started on 1982-01-29
CDR: 1056399
ANGUS BURTON
started on 1982-07-22
CDR: 1031611
JAMES BURNER
ended on 1982-11-24
CDR: 500019
JAMES BERKEY
ended on 1982-10-20
CDR: 815568
WILLIAM RIENHOFF
ended on 1982-03-10
CDR: 1199237
BERYL BUGATCH
BUD BUGATCH BUDD BUGATCH BERYL BURGATCH BUDD BURGATCH
started on 1983-11-23
CDR: 1124501
BRUCE BETZ
started on 1983-05-24
CDR: 1144881
HERBERT SMITH
started on 1983-10-19
CDR: 443528
THOMAS TAYLOR
started on 1983-04-14
CDR: 1142155
STEPHEN KELLY
started on 1983-07-20
CDR: 351311
ROBERT OFFUTT
started on 1983-04-14
CDR: 1096221
GEOFFREY BRENT
started on 1983-05-20
CDR: 714174
JOHN MEACHAM
JOHN B MEACHAM
ended on 1983-12-19
CDR: 202284
CHARLES ESHMAN
CHARLES EFFINGER ESHMAN JR THOMAS EFFINGER ESHMAN TOM ESHMAN JR
ended on 1983-12-20
CDR: 1006358
charles murphy
ended on 1983-09-13
CDR: 1004551
LAWRENCE BAKIN
LARRY BATOZYNSKI LAWRENCE EDWARD BATOZYNSKI
ended on 1983-01-07
CDR: 734988
DIANA GEROMETTA
DIANA A SMITH
ended on 1983-03-17
CDR: 806269
RANDAL MARSH
RANDY MARSH
ended on 1983-11-09
CDR: 236025
DAVID HANNETT
DAVID LEONARD HANNETT
started on 1984-06-05
CDR: 1231061
RUTH NORTON
started on 1984-08-21
CDR: 1201770
CHARLES FOX
CURT FOX
started on 1984-01-31
CDR: 1239543
THOMAS TOTH
THOMAS ANDREW TOTH TOM TOTH SR TOM TOTH
started on 1984-04-18
CDR: 1270645
SANDRA MORAWSKI
SANDRA MARIE ALLGEIER SANDRA MARIE MORAWSKI
started on 1984-06-20
CDR: 1253938
JULIA COHEY
JILL LEE JULIA SWANN LEE
started on 1984-04-18
CDR: 328278
DANIEL MCHUGH
DANIEL T MCHUGH
started on 1984-06-04
CDR: 1300821
John Riina
started on 1984-09-21
CDR: 472087
ROBERT WOOD
started on 1984-03-23
CDR: 1322065
PETER ROSENWALD
started on 1984-12-18
CDR: 602147
MARVIN RAPHAEL
started on 1984-04-02
CDR: 353253
NORMAN OREMLAND
started on 1984-08-03
CDR: 1300829
BROOKS ROBINSON
started on 1984-09-21
CDR: 1261127
Carol Lewis
CAROL MARIE LEWIS
started on 1984-05-22
CDR: 1239543
THOMAS TOTH
THOMAS ANDREW TOTH TOM TOTH SR TOM TOTH
ended on 1984-07-20
CDR: 19237
PAUL BERGHAUS
ended on 1984-12-11
CDR: 443528
THOMAS TAYLOR
ended on 1984-11-29
CDR: 713821
TIMOTHY SAINTMAXENS
TIM SAINTMAXENS
ended on 1984-01-12
CDR: 339567
NORMAN MORAN
ended on 1984-06-04
CDR: 351311
ROBERT OFFUTT
ended on 1984-11-29
CDR: 704515
ROBERT DREW
ROBERT DREW DREW
ended on 1984-02-13
CDR: 353253
NORMAN OREMLAND
ended on 1984-08-22
CDR: 855093
R. SLINGLUFF
DEV SLINGLUFF ROBERT DEVEREUX SLINGLUFF
ended on 1984-10-09
CDR: 1096221
GEOFFREY BRENT
ended on 1984-12-07
CDR: 1031246
ROBERT HAMMERMAN
started on 1985-07-22
CDR: 1121102
ALAN SEIDER
started on 1985-04-23
CDR: 1343463
DARLEAN WAGNER
DARLEAN JEAN ALDRIDGE DARLEAN JEAN HEROSIAN
started on 1985-04-23
CDR: 1103837
DONALD STONE
DON STONE DONALD PAUL PAUL STONE
started on 1985-01-04
CDR: 1026793
KEVIN NOLAN
ended on 1985-01-14
CDR: 1028918
GOODLOE BYRON
GEB EDGAR BRYON JR BYRON BYRON GEB BYRON GOODLOE EDGAR BYRON JEB BYRON JR
ended on 1985-04-04
CDR: 1300821
John Riina
ended on 1985-02-28
CDR: 856848
CHARLES SCHUTTE
ended on 1985-03-14
CDR: 838288
STEVEN SWITLICK
started on 1986-05-23
CDR: 1485343
GARY PADUSSIS
GARY PADUSSIS, ST. JOHN
started on 1986-04-23
CDR: 1500389
KATHLEEN COSTLOW
KATHLEEN ANN MARTZ
started on 1986-05-22
CDR: 1201665
MICHAEL BLAKE
MICHAEL STEVEN BLAKE
started on 1986-09-15
CDR: 1559978
KIMBERLY WOODWARD
started on 1986-11-21
CDR: 1559971
DURWARD FARLEY
DEE FARLEY
started on 1986-12-26
CDR: 272974
STEVEN KOCHEL
started on 1986-04-28
CDR: 1589391
ROBERT SCOTT
DON SCOTT
started on 1986-11-21
CDR: 866448
DONNA LEVIN
DONNA LAURIE GOLDSMITH DONNA LEVIN GOLDSMITH DONNA L LEVIN
started on 1986-09-25
CDR: 812847
BRETT HAGEN
started on 1986-09-29
CDR: 1500423
VICKI KINER
started on 1986-05-23
CDR: 1485251
WILLIAM MCCORMAC
BILL MCCORMAC
started on 1986-05-22
CDR: 1504063
JUDITH SCHWARTZ
JUDY SCHWARTZ
started on 1986-05-27
CDR: 1046624
JOHN DANZ
ended on 1986-01-15
CDR: 1188039
JOHN BOO
started on 1987-06-01
CDR: 1622910
MORRY ZOLET
started on 1987-02-26
CDR: 1669178
DONNA MISLAK
DONNA ALVAREZ
started on 1987-05-21
CDR: 728410
HERBERT OTTO
HERBERT FRANK OTTO
started on 1987-08-07
CDR: 1622921
ALAN GOLDSTEIN
started on 1987-02-26
CDR: 1350998
KEVIN RAST
started on 1987-07-29
CDR: 1345883
ROBERT MCCARTHY
started on 1987-05-01
CDR: 1231061
RUTH NORTON
ended on 1987-02-18
CDR: 1019433
SCOTT AYRES
ended on 1987-11-13
CDR: 1142155
STEPHEN KELLY
ended on 1987-02-20
CDR: 602147
MARVIN RAPHAEL
ended on 1987-11-13
CDR: 1485251
WILLIAM MCCORMAC
BILL MCCORMAC
ended on 1987-03-20
CDR: 1121294
STEPHEN HOLLAND
started on 1988-01-22
CDR: 1391199
DAVID BEEGHLY
started on 1988-01-07
CDR: 1783950
KATHERINE MALFA
KATHERINE MALFA
started on 1988-01-19
CDR: 1831379
LINDA SCHWAB
started on 1988-05-20
CDR: 1788274
GARVIN TANKERSLEY
started on 1988-01-19
CDR: 1019433
SCOTT AYRES
started on 1988-01-05
CDR: 712323
WILLIAM SOCHA
BILL SOCHA
ended on 1988-10-24
CDR: 236025
DAVID HANNETT
DAVID LEONARD HANNETT
ended on 1988-10-24
CDR: 1121294
STEPHEN HOLLAND
ended on 1988-10-24
CDR: 1391199
DAVID BEEGHLY
ended on 1988-10-24
CDR: 215840
EDWARD FUNK
EDWARD LEWIS FUNK
ended on 1988-10-24
CDR: 1188039
JOHN BOO
ended on 1988-10-24
CDR: 1199237
BERYL BUGATCH
BUD BUGATCH BUDD BUGATCH BERYL BURGATCH BUDD BURGATCH
ended on 1988-10-24
CDR: 838288
STEVEN SWITLICK
ended on 1988-10-24
CDR: 1201770
CHARLES FOX
CURT FOX
ended on 1988-10-24
CDR: 1485343
GARY PADUSSIS
GARY PADUSSIS, ST. JOHN
ended on 1988-07-14
CDR: 474493
CARROLL YINGLING
ended on 1988-10-24
CDR: 874352
JOHN CUTSHALL
ended on 1988-10-24
CDR: 249718
ROBERT HOOPER
ended on 1988-10-24
CDR: 1500389
KATHLEEN COSTLOW
KATHLEEN ANN MARTZ
ended on 1988-10-24
CDR: 1270645
SANDRA MORAWSKI
SANDRA MARIE ALLGEIER SANDRA MARIE MORAWSKI
ended on 1988-10-24
CDR: 1253938
JULIA COHEY
JILL LEE JULIA SWANN LEE
ended on 1988-10-24
CDR: 1622910
MORRY ZOLET
ended on 1988-10-24
CDR: 1031246
ROBERT HAMMERMAN
ended on 1988-10-24
CDR: 374634
EDWIN REYNOLDS
TED REYNOLDS
ended on 1988-10-24
CDR: 1201665
MICHAEL BLAKE
MICHAEL STEVEN BLAKE
ended on 1988-10-24
CDR: 433163
MICHAEL STAFFORD
ended on 1988-10-24
CDR: 1559978
KIMBERLY WOODWARD
ended on 1988-10-24
CDR: 366412
K POTTER
DOUG POTTER KENNETH DOUGLAS POTTER
ended on 1988-10-24
CDR: 1124501
BRUCE BETZ
ended on 1988-10-24
CDR: 1669178
DONNA MISLAK
DONNA ALVAREZ
ended on 1988-10-24
CDR: 1783950
KATHERINE MALFA
KATHERINE MALFA
ended on 1988-10-24
CDR: 1559971
DURWARD FARLEY
DEE FARLEY
ended on 1988-10-15
CDR: 870435
JOHN ATKINSON
JAY ATKINSON
ended on 1988-05-06
CDR: 501917
RICHARD KRUG
ended on 1988-06-28
CDR: 328278
DANIEL MCHUGH
DANIEL T MCHUGH
ended on 1988-10-15
CDR: 1018856
CHARLES STEELE
ended on 1988-10-24
CDR: 401029
JOSEPH ROBERTS
ended on 1988-06-21
CDR: 1144881
HERBERT SMITH
ended on 1988-10-24
CDR: 822429
WILLIAM KELLY
ended on 1988-10-24
CDR: 272974
STEVEN KOCHEL
ended on 1988-10-24
CDR: 1589391
ROBERT SCOTT
DON SCOTT
ended on 1988-10-15
CDR: 866448
DONNA LEVIN
DONNA LAURIE GOLDSMITH DONNA LEVIN GOLDSMITH DONNA L LEVIN
ended on 1988-10-24
CDR: 1831379
LINDA SCHWAB
ended on 1988-10-24
CDR: 217393
IRA GANSLER
ended on 1988-10-24
CDR: 27651
EDGAR BOYD
ended on 1988-10-24
CDR: 812847
BRETT HAGEN
ended on 1988-10-24
CDR: 1500423
VICKI KINER
ended on 1988-10-24
CDR: 816878
DARRELL MOORHEAD
ended on 1988-10-24
CDR: 1056399
ANGUS BURTON
ended on 1988-10-24
CDR: 820597
RANDOLPH BRINTON
ended on 1988-10-24
CDR: 1788274
GARVIN TANKERSLEY
ended on 1988-10-24
CDR: 419498
CHARLES SHAEFFER
PETE SHAEFFER
ended on 1988-10-24
CDR: 1121102
ALAN SEIDER
ended on 1988-10-24
CDR: 1343463
DARLEAN WAGNER
DARLEAN JEAN ALDRIDGE DARLEAN JEAN HEROSIAN
ended on 1988-10-24
CDR: 1019433
SCOTT AYRES
ended on 1988-02-23
CDR: 472087
ROBERT WOOD
ended on 1988-10-24
CDR: 825417
MARK DYER
ended on 1988-10-24
CDR: 728410
HERBERT OTTO
HERBERT FRANK OTTO
ended on 1988-10-24
CDR: 1622921
ALAN GOLDSTEIN
ended on 1988-10-24
CDR: 1322065
PETER ROSENWALD
ended on 1988-10-24
CDR: 341771
EDWIN MOWBRAY
EDWIN ROWLAND MOWBRAY
ended on 1988-10-24
CDR: 1350998
KEVIN RAST
ended on 1988-10-24
CDR: 1300829
BROOKS ROBINSON
ended on 1988-09-01
CDR: 1261127
Carol Lewis
CAROL MARIE LEWIS
ended on 1988-10-24
CDR: 464044
JULIUS WESTHEIMER
ended on 1988-10-24
CDR: 1504063
JUDITH SCHWARTZ
JUDY SCHWARTZ
ended on 1988-10-24
CDR: 1103837
DONALD STONE
DON STONE DONALD PAUL PAUL STONE
ended on 1988-02-23
CDR: 417958
LLOYD SEESTED JR.
LLOYD VICTOR SEESTED JR VICTOR VICTOR SEESTED JR LLOYD VICTOR SEESTED JR JR VICTOR VICTOR SEESTED JR. JR
ended on 1988-10-24
CDR: 1345883
ROBERT MCCARTHY
ended on 1988-10-24



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