Company Name:
BARCLAY INVESTMENTS LLC
CRD Number:
6159
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 451440
DAVID ULLOM
started on 1974-09-30
CDR: 451003
JAMES TWADDELL
started on 1974-10-02
CDR: 318870
ROBERT MANN
ROBERT K MANN
started on 1976-01-08
CDR: 716238
ROBERT DONOHUE
started on 1982-01-16
CDR: 49158
ALAN COBB
CHIP COBB
started on 1982-01-11
CDR: 1132822
JOHN STEINMETZ
started on 1985-08-29
CDR: 1224299
BEVERLY ARIAS
BEVERLY B ARIAS
started on 1985-07-26
CDR: 333855
ROBERT MIDDLETON
started on 1985-07-26
CDR: 1031294
JOHN DALE
JOHN DENNY DALE
started on 1985-07-26
CDR: 1224299
BEVERLY ARIAS
BEVERLY B ARIAS
ended on 1985-12-26
CDR: 833094
NANCY ANDERSON
started on 1986-10-02
CDR: 318870
ROBERT MANN
ROBERT K MANN
ended on 1986-10-29
CDR: 1059162
ROBERT ELDRIDGE
started on 1987-07-10
CDR: 1678881
STEPHEN CALLAHAN
started on 1987-05-21
CDR: 1132822
JOHN STEINMETZ
ended on 1987-05-20
CDR: 1678881
STEPHEN CALLAHAN
ended on 1987-07-22
CDR: 717300
BASIL WILLIAMS
BASIL CONSTANTIN WILLIAMS
started on 1988-06-15
CDR: 716238
ROBERT DONOHUE
ended on 1988-05-18
CDR: 853699
BEATE BOLEN
BEATE ELISA BOLEN BEATE GUTERMUTH
started on 1989-08-23
CDR: 49451
DONALD CODORI
started on 1990-11-27
CDR: 254128
TIMOTHY HUTCHINSON
started on 1990-11-27
CDR: 1123060
VICTOR SAUL
started on 1990-11-27
CDR: 1780659
RICHARD JAMES
started on 1990-11-27
CDR: 355533
ROBERT PALMEIRO
started on 1990-07-11
CDR: 242713
EDWARD HENDERSON
started on 1990-07-09
CDR: 1950176
LEONARD KUMINSKI
started on 1991-11-21
CDR: 836683
JOSEPH ABBATE
Joseph A Abbate
started on 1991-04-18
CDR: 1946610
VICTOR VUSKALNS
VICTOR VALDIES VUSKALNS
started on 1991-05-23
CDR: 49158
ALAN COBB
CHIP COBB
ended on 1991-01-16
CDR: 1123060
VICTOR SAUL
ended on 1991-04-02
CDR: 1042040
WILLIAM BROWN
started on 1992-06-11
CDR: 1223240
JULIAN GAMMON III
BUMPER GAMMON III JULIAN III GAMMON JULIAN GAMMON III
started on 1992-03-03
CDR: 49451
DONALD CODORI
ended on 1992-05-21
CDR: 1780659
RICHARD JAMES
ended on 1992-06-04
CDR: 451440
DAVID ULLOM
ended on 1992-06-09
CDR: 1713086
ROBERT CALESTINO
started on 1993-07-28
CDR: 41962
MICHAEL CARSTENS
started on 1993-06-28
CDR: 226024
GEORGE GORITZ
started on 1993-06-28
CDR: 1670545
CARY APPEL
started on 1993-05-11
CDR: 1761643
STEPHEN VOLPE
STEPHEN M VOLPE STEVE VOLPE
started on 1993-10-13
CDR: 1713086
ROBERT CALESTINO
ended on 1993-09-01
CDR: 1950176
LEONARD KUMINSKI
ended on 1993-02-08
CDR: 333855
ROBERT MIDDLETON
ended on 1993-06-02
CDR: 1670545
CARY APPEL
ended on 1993-12-06
CDR: 853699
BEATE BOLEN
BEATE ELISA BOLEN BEATE GUTERMUTH
ended on 1993-07-13
CDR: 1420474
HOWARD LODGE
HOWARD R LODGE
started on 1994-07-15
CDR: 1538596
ROBERT WILLIAMS
HECTOR WILLIAMS
started on 1994-09-21
CDR: 853699
BEATE BOLEN
BEATE ELISA BOLEN BEATE GUTERMUTH
started on 1994-05-31
CDR: 1996688
ALLYSON CASSEL
ALLYSON T CASSEL-BRADLEY
started on 1994-06-07
CDR: 226024
GEORGE GORITZ
ended on 1994-11-03
CDR: 1223240
JULIAN GAMMON III
BUMPER GAMMON III JULIAN III GAMMON JULIAN GAMMON III
ended on 1994-03-11
CDR: 2541911
ADAM ANTONIK
ADAM KURT ANTONIK
started on 1995-03-13
CDR: 715925
STEVEN CHARRON
started on 1995-05-18
CDR: 1145980
JONATHAN JANKUS
started on 1995-01-16
CDR: 1420474
HOWARD LODGE
HOWARD R LODGE
ended on 1995-04-11
CDR: 2541911
ADAM ANTONIK
ADAM KURT ANTONIK
ended on 1995-05-15
CDR: 41962
MICHAEL CARSTENS
ended on 1995-02-15
CDR: 836683
JOSEPH ABBATE
Joseph A Abbate
ended on 1995-07-26
CDR: 1031294
JOHN DALE
JOHN DENNY DALE
ended on 1995-08-21
CDR: 451003
JAMES TWADDELL
ended on 1995-07-11
CDR: 1145980
JONATHAN JANKUS
ended on 1995-03-20
CDR: 329959
RICHARD MCNALLY
started on 1996-07-19
CDR: 1285147
John Horner
JACK HORNER
started on 1996-11-06
CDR: 2289040
Edward Warley
EDWARD R WARLEY III EDWARD RODGERS WARLEY III EDWARD ROGERS WARLEY III TED WARLEY III Edward Rogers Warley
started on 1997-08-20
CDR: 1411099
COLIN NEGRYCH
started on 1997-09-24
CDR: 2289040
Edward Warley
EDWARD R WARLEY III EDWARD RODGERS WARLEY III EDWARD ROGERS WARLEY III TED WARLEY III Edward Rogers Warley
ended on 1997-11-04
CDR: 1538596
ROBERT WILLIAMS
HECTOR WILLIAMS
ended on 1997-10-28
CDR: 1042040
WILLIAM BROWN
ended on 1997-10-16
CDR: 1285147
John Horner
JACK HORNER
ended on 1997-10-14
CDR: 1996688
ALLYSON CASSEL
ALLYSON T CASSEL-BRADLEY
ended on 1997-10-28
CDR: 2858410
CHRISTOPHER LI
CHRISTOPHER W LI
started on 1998-11-16
CDR: 1761643
STEPHEN VOLPE
STEPHEN M VOLPE STEVE VOLPE
ended on 1998-09-09
CDR: 254128
TIMOTHY HUTCHINSON
ended on 1998-05-15
CDR: 242713
EDWARD HENDERSON
ended on 1998-11-02
CDR: 1059162
ROBERT ELDRIDGE
ended on 1999-04-21
CDR: 329959
RICHARD MCNALLY
ended on 1999-05-19
CDR: 715925
STEVEN CHARRON
ended on 1999-05-28
CDR: 1946610
VICTOR VUSKALNS
VICTOR VALDIES VUSKALNS
ended on 1999-05-19
CDR: 355533
ROBERT PALMEIRO
ended on 1999-04-21
CDR: 824806
THOMAS BATTLE
started on 2000-08-07
CDR: 2858410
CHRISTOPHER LI
CHRISTOPHER W LI
ended on 2000-11-22
CDR: 1669960
DAVID KURFESS
started on 2001-01-26
CDR: 2214678
ELIZABETH CALVERT
BETH CALVERT
started on 2002-04-29
CDR: 833094
NANCY ANDERSON
ended on 2002-12-09
CDR: 717300
BASIL WILLIAMS
BASIL CONSTANTIN WILLIAMS
ended on 2002-05-10
CDR: 4201334
NATALIE RUCANDO
NATALIE ANN CARTER NATALIE CARTER NATALIE ANN DUNNE
started on 2003-06-10
CDR: 2370758
CARTER BEAL
started on 2003-04-03
CDR: 1146376
James OHiggins
started on 2004-09-09
CDR: 1458623
CHRISTOPHER LANDO
started on 2005-07-08
CDR: 1146376
James OHiggins
ended on 2007-05-23
CDR: 4431150
JULIA POSACKI
started on 2008-06-17
CDR: 4115925
PAUL PICKETT
started on 2008-03-28
CDR: 5331964
ANTHONY LOPICCOLO
ANTHONY LOPICCOLO
started on 2009-06-18
CDR: 2642086
PERSIO PEREZ
PERSIO ANTHONY PEREZ JR PERSIOJR A PEREZ TONY PEREZ JR TONY PEREZ
started on 2009-05-21
CDR: 4431150
JULIA POSACKI
ended on 2009-02-11
CDR: 4115925
PAUL PICKETT
ended on 2009-11-16
CDR: 1411099
COLIN NEGRYCH
ended on 2009-06-18
CDR: 2468287
steven clark
started on 2010-04-19
CDR: 1411099
COLIN NEGRYCH
started on 2010-01-14
CDR: 5779876
TAHAR BETBOUT
started on 2010-07-28
CDR: 5331964
ANTHONY LOPICCOLO
ANTHONY LOPICCOLO
ended on 2010-01-20
CDR: 5621598
OLGA BASEGMEZ
OLGA VADAPYANAVA VOLHA VADAPYANAVA
started on 2011-03-07
CDR: 5921369
JING LI
started on 2011-06-29
CDR: 4201334
NATALIE RUCANDO
NATALIE ANN CARTER NATALIE CARTER NATALIE ANN DUNNE
ended on 2011-05-18
CDR: 5779876
TAHAR BETBOUT
ended on 2011-10-12
CDR: 2468287
steven clark
ended on 2012-01-12
CDR: 1411099
COLIN NEGRYCH
ended on 2012-02-09
CDR: 2214678
ELIZABETH CALVERT
BETH CALVERT
ended on 2012-12-03
CDR: 6248533
QIRONG SUN
RACHEL SUN
started on 2013-11-06
CDR: 1415694
DAVID MCCARTHY
DAVE MCCARTHY
started on 2013-10-16
CDR: 4201334
NATALIE RUCANDO
NATALIE ANN CARTER NATALIE CARTER NATALIE ANN DUNNE
started on 2013-04-01
CDR: 3249649
JOSEPH ANGELLI
JOSEPH ANGELLI
started on 2013-12-13
CDR: 4908568
RICHARD KRATZ
started on 2013-04-29
CDR: 5921369
JING LI
ended on 2013-08-06
CDR: 1255242
THOMAS SHALLCROSS
TIM SHALLCROSS
started on 2014-04-22
CDR: 5003588
JOHN CULLINANE
JOHN R CULLINANE
started on 2014-04-15
CDR: 1733540
RALPH DALTON
Ralph M Dalton
started on 2014-08-25
CDR: 1669869
JOHN MAURO
JOHN B MAURO JOHN BARRY MAURO
started on 2014-04-08
CDR: 2338583
JANICE PARISE
JANICE PARISE
started on 2014-08-01
CDR: 1255242
THOMAS SHALLCROSS
TIM SHALLCROSS
ended on 2014-08-20
CDR: 1458623
CHRISTOPHER LANDO
ended on 2014-09-10
CDR: 4908568
RICHARD KRATZ
ended on 2014-09-23
CDR: 853699
BEATE BOLEN
BEATE ELISA BOLEN BEATE GUTERMUTH
ended on 2014-10-03
CDR: 1994043
FRANCISCO ARGILAGOS
FRANCISCO J ARGILAGOS FRANK ARGILAGOS
started on 2015-09-15
CDR: 6251041
Fouzia Khan
Fouzia Burtch-Khan
started on 2015-06-16
CDR: 4972747
KELLEY KURFESS
started on 2015-05-07
CDR: 2370758
CARTER BEAL
ended on 2015-08-05
CDR: 1669869
JOHN MAURO
JOHN B MAURO JOHN BARRY MAURO
ended on 2015-03-31
CDR: 2338583
JANICE PARISE
JANICE PARISE
ended on 2015-06-01
CDR: 2683319
CARLOS PIZZIMBONO
started on 2016-10-25
CDR: 2626131
MICHAEL CHATMAN
started on 2016-06-17
CDR: 5817390
MICHAEL OTOOLE
MICHAEL ALLEN O'TOOLE MICHAEL O'TOOLE
started on 2016-05-13
CDR: 1415694
DAVID MCCARTHY
DAVE MCCARTHY
ended on 2016-09-16
CDR: 1994043
FRANCISCO ARGILAGOS
FRANCISCO J ARGILAGOS FRANK ARGILAGOS
ended on 2016-11-16
CDR: 824806
THOMAS BATTLE
ended on 2016-04-29
CDR: 4972747
KELLEY KURFESS
ended on 2016-07-12
CDR: 4461358
ROBERT RUSSO
started on 2017-11-20
CDR: 4588479
KEVIN GALLIGAN
Kevin Galligan
started on 2017-06-27
CDR: 5308196
Marcelo Berenstein
started on 2017-04-04
CDR: 5485087
Hernan Yellati
HERNAN M YELLATI
started on 2017-04-12
CDR: 2903978
COURTENAY BROWN
COURTENAY W BROWN
started on 2017-08-07
CDR: 2728700
PHILLIP KIM
PHILLIP PUM KIM
started on 2017-01-30
CDR: 2570847
KARIM ZAHMOUL
started on 2017-05-30
CDR: 4763077
ALMIRA FAJARDO
Almira B Fajardo
started on 2017-09-14
CDR: 6248533
QIRONG SUN
RACHEL SUN
ended on 2017-11-21
CDR: 5621598
OLGA BASEGMEZ
OLGA VADAPYANAVA VOLHA VADAPYANAVA
ended on 2017-09-13
CDR: 4201334
NATALIE RUCANDO
NATALIE ANN CARTER NATALIE CARTER NATALIE ANN DUNNE
ended on 2017-10-05
CDR: 6251041
Fouzia Khan
Fouzia Burtch-Khan
ended on 2017-11-27
CDR: 5817390
MICHAEL OTOOLE
MICHAEL ALLEN O'TOOLE MICHAEL O'TOOLE
ended on 2017-01-09
CDR: 1523328
GREGORY STOUPNITZKY
GREGORY STOUPNITZKY
started on 2018-01-26
CDR: 3112285
JONATHAN FARNHAM
Jonathan Farnham FARNHAM AUSTIN JONATHAN AUSTIN
started on 2018-01-03
CDR: 1733540
RALPH DALTON
Ralph M Dalton
ended on 2018-03-12
CDR: 1523328
GREGORY STOUPNITZKY
GREGORY STOUPNITZKY
ended on 2018-09-07
CDR: 2626131
MICHAEL CHATMAN
ended on 2018-03-05
CDR: 4461358
ROBERT RUSSO
ended on 2018-04-26
CDR: 1669960
DAVID KURFESS
ended on 2018-01-11
CDR: 3112285
JONATHAN FARNHAM
Jonathan Farnham FARNHAM AUSTIN JONATHAN AUSTIN
ended on 2018-08-30
CDR: 4588479
KEVIN GALLIGAN
Kevin Galligan
ended on 2018-03-12
CDR: 2642086
PERSIO PEREZ
PERSIO ANTHONY PEREZ JR PERSIOJR A PEREZ TONY PEREZ JR TONY PEREZ
ended on 2018-03-05
CDR: 5308196
Marcelo Berenstein
ended on 2018-11-01
CDR: 5485087
Hernan Yellati
HERNAN M YELLATI
ended on 2018-11-01
CDR: 2903978
COURTENAY BROWN
COURTENAY W BROWN
ended on 2018-11-01
CDR: 2728700
PHILLIP KIM
PHILLIP PUM KIM
ended on 2018-08-08
CDR: 2570847
KARIM ZAHMOUL
ended on 2018-02-16
CDR: 4763077
ALMIRA FAJARDO
Almira B Fajardo
ended on 2018-03-12
CDR: 5003588
JOHN CULLINANE
JOHN R CULLINANE
ended on 2019-07-05
CDR: 2683319
CARLOS PIZZIMBONO
ended on 2019-09-13
CDR: 3249649
JOSEPH ANGELLI
JOSEPH ANGELLI
ended on 2019-09-13



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