Company Name:
BATES FINANCIAL ADVISORS, INC.
Address:
8437 NORTHERN AVE, ROCKFORD IL 61107
CRD Number:
116515
SEC Number:
801-72191
Financial Regulator:
SEC/ FINRA
Website:
http://www.batesfinancialadvisors.com
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 14642
GEORGE BATES
GEORGE E BATES
started on 1998-05-24
CDR: 14642
GEORGE BATES
GEORGE E BATES
started on 1998-05-24
CDR: 1539381
GEORGE BATES
started on 1998-12-10
CDR: 1353423
PALMER KLAAS
PALMER V KLAAS
started on 2004-10-08
CDR: 3215179
MARK JONES
started on 2007-05-03
CDR: 1353423
PALMER KLAAS
PALMER V KLAAS
ended on 2007-02-07
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
started on 2013-04-23
CDR: 2781323
VIRGINIA WHITTINGTON
VIRGINIA LYNN MOORE VIRGINIA WHITTINGTON
started on 2013-06-17
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
ended on 2013-09-03
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
started on 2014-05-14
CDR: 1539381
GEORGE BATES
ended on 2014-01-02
CDR: 1539381
GEORGE BATES
started on 2015-12-23
CDR: 2781323
VIRGINIA WHITTINGTON
VIRGINIA LYNN MOORE VIRGINIA WHITTINGTON
ended on 2016-05-26
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
ended on 2016-09-23
CDR: 704161
THOMAS CHERINGTON
started on 2017-06-14
CDR: 704161
THOMAS CHERINGTON
started on 2017-06-14
CDR: 14642
GEORGE BATES
GEORGE E BATES
ended on 2017-12-31
CDR: 1539381
GEORGE BATES
ended on 2017-12-31
CDR: 704161
THOMAS CHERINGTON
ended on 2017-12-31
CDR: 6633916
Nicholas Reed
Nicholas Reed Nick Reed
started on 2018-10-29
CDR: 1093736
STEVEN SCHOU
STEVE SCHOU
started on 2019-03-15
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
started on 2019-02-26
CDR: 4639497
ROBERT MORVICE
ROBERT MORVICE
started on 2019-05-02
CDR: 1093736
STEVEN SCHOU
STEVE SCHOU
ended on 2019-09-05
CDR: 6633916
Nicholas Reed
Nicholas Reed Nick Reed
ended on 2019-11-13
CDR: 1539381
GEORGE BATES
started on 2020-10-08
CDR: 3215179
MARK JONES
ended on 2020-09-03
CDR: 6512194
AMANDA GILB
AMANDA NICOLE DEVORE AMANDA GILB AMANDA MORSE Amanda Nicole Morse
started on 2021-01-14
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
ended on 2021-02-05



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