Company Name:
BATES SECURITIES, INC.
Address:
8437 NORTHERN AVE, ROCKFORD, IL 61107
CRD Number:
10759
CIK Number:
704744
SEC File Number:
829005
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 14642
GEORGE BATES
GEORGE E BATES
started on 1982-10-22
CDR: 449864
ROBERT TRUMPY
started on 1983-10-11
CDR: 704161
THOMAS CHERINGTON
started on 1985-04-03
CDR: 1229440
MARK BEESLEY
MARK L BEESLEY
started on 1985-07-24
CDR: 1539381
GEORGE BATES
started on 1986-08-06
CDR: 1229440
MARK BEESLEY
MARK L BEESLEY
ended on 1986-12-20
CDR: 1698088
REBECCA ETHELL
started on 1987-11-25
CDR: 1051014
MARK MCCURRY
MARK STEPHEN MCCURRY
started on 1988-01-29
CDR: 227168
MARTIN GRAHAM
MARTIN C GRAHAM MARTY GRAHAM
started on 1990-08-10
CDR: 1051014
MARK MCCURRY
MARK STEPHEN MCCURRY
ended on 1990-10-23
CDR: 1959719
LYNN BURNETT
started on 1991-06-24
CDR: 2114022
BRENT BRODESKI
started on 1991-02-08
CDR: 227168
MARTIN GRAHAM
MARTIN C GRAHAM MARTY GRAHAM
ended on 1991-12-31
CDR: 1503434
CRAIG FETTY
started on 1992-04-23
CDR: 1648730
DOUGLAS LONER
started on 1992-03-02
CDR: 1959719
LYNN BURNETT
ended on 1992-08-04
CDR: 2114022
BRENT BRODESKI
ended on 1992-10-02
CDR: 2541644
CHERYL HEDGES
CHERYL PAMELA MULLER
started on 1994-10-14
CDR: 1505999
JUDY HEIDORN
JUDITH HEIDORN JUDY HEIDORN JUDITH ANN MEHRINGER
started on 1996-10-11
CDR: 1503434
CRAIG FETTY
ended on 1996-11-26
CDR: 2541644
CHERYL HEDGES
CHERYL PAMELA MULLER
ended on 1996-11-13
CDR: 2968200
BARBARA ONEILL
started on 1998-02-20
CDR: 1302702
KATHY HORNSBY
KATHY ANN CHRISWELL KATHY ANN RUDOLPH
started on 1998-07-31
CDR: 3215179
MARK JONES
started on 1999-08-12
CDR: 4166720
KATHLEEN ALBERTS
started on 2000-10-19
CDR: 4014301
KATHLEEN LEOPOLD
KATHLEEN W BELCHER KATHLEEN LEOPOLD KATHY WINETTE LEOPOLD
started on 2001-04-10
CDR: 3059134
KENNETH KOVARIK
CHRIS KOVARIK K CHRISTOPHER KOVARIK K. CHRIS KOVARIK
started on 2001-11-23
CDR: 1648730
DOUGLAS LONER
ended on 2001-02-05
CDR: 4166720
KATHLEEN ALBERTS
ended on 2001-02-05
CDR: 4014301
KATHLEEN LEOPOLD
KATHLEEN W BELCHER KATHLEEN LEOPOLD KATHY WINETTE LEOPOLD
ended on 2002-10-04
CDR: 3059134
KENNETH KOVARIK
CHRIS KOVARIK K CHRISTOPHER KOVARIK K. CHRIS KOVARIK
ended on 2002-08-29
CDR: 1353423
PALMER KLAAS
PALMER V KLAAS
started on 2004-10-08
CDR: 1302702
KATHY HORNSBY
KATHY ANN CHRISWELL KATHY ANN RUDOLPH
ended on 2004-06-11
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
started on 2005-04-04
CDR: 5042538
JONI COWAN
JONI SUE HEIDORN JONI SUE LINE
started on 2006-01-30
CDR: 4424148
MARTHA KROHE
MARTHA JEAN BURRUS
started on 2007-12-06
CDR: 1353423
PALMER KLAAS
PALMER V KLAAS
ended on 2007-02-07
CDR: 449864
ROBERT TRUMPY
ended on 2009-02-26
CDR: 4923907
CARLA RAMSEY
CARLA JEAN ANDERSON CARLA RAMSEY ANDERSON
started on 2010-05-27
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
ended on 2010-04-30
CDR: 5868470
TERESA WORKINGER
TERESA KATHY CASH
started on 2011-02-10
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
started on 2011-10-03
CDR: 5877862
ANDREW WELP
Andy J Welp
started on 2011-02-18
CDR: 5042538
JONI COWAN
JONI SUE HEIDORN JONI SUE LINE
ended on 2011-09-29
CDR: 1505999
JUDY HEIDORN
JUDITH HEIDORN JUDY HEIDORN JUDITH ANN MEHRINGER
ended on 2011-09-29
CDR: 5868470
TERESA WORKINGER
TERESA KATHY CASH
ended on 2012-02-27
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
started on 2013-05-13
CDR: 2781323
VIRGINIA WHITTINGTON
VIRGINIA LYNN MOORE VIRGINIA WHITTINGTON
started on 2013-06-25
CDR: 4923907
CARLA RAMSEY
CARLA JEAN ANDERSON CARLA RAMSEY ANDERSON
ended on 2013-03-05
CDR: 4927283
Erica Amenda
ERICA CHRISTINE AMENDA ERICA CHRISTINE JOHNSON
ended on 2013-09-03
CDR: 6089882
LAURA HAUPT
LAURA ROSE PECHACEK
started on 2014-04-22
CDR: 4424148
MARTHA KROHE
MARTHA JEAN BURRUS
ended on 2014-10-17
CDR: 1539381
GEORGE BATES
ended on 2014-01-02
CDR: 6089882
LAURA HAUPT
LAURA ROSE PECHACEK
ended on 2014-10-17
CDR: 6558495
SOBHI BAGHDADI
started on 2015-10-20
CDR: 2968200
BARBARA ONEILL
ended on 2015-05-05
CDR: 4944365
KATHRYN PEARSON
KATE GOTMER KATHRYN V GOTMER KATHRYN VIRGINIA GOTMER KATIE GOTMER KATHRYN VIRGINIA GOTMER PEARSON KATE PEARSON
started on 2016-10-11
CDR: 1539381
GEORGE BATES
started on 2016-03-28
CDR: 2934514
Patricia Dailey
PATRICIA DAILEY PATTI A DAILEY PATTI ANN DAILEY PATRICIA ANN DAILEY-YEAGLE Patricia A Dailey Patti Dailey
started on 2016-02-02
CDR: 6558495
SOBHI BAGHDADI
ended on 2016-08-19
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
ended on 2016-09-23
CDR: 2781323
VIRGINIA WHITTINGTON
VIRGINIA LYNN MOORE VIRGINIA WHITTINGTON
ended on 2016-05-26
CDR: 2934514
Patricia Dailey
PATRICIA DAILEY PATTI A DAILEY PATTI ANN DAILEY PATRICIA ANN DAILEY-YEAGLE Patricia A Dailey Patti Dailey
ended on 2016-04-12
CDR: 4242567
CHERI ADAIR
CHERI ADAIR CHERI DIANNE BENSON CHERI DIANNE STANLEY
started on 2017-01-25
CDR: 4435939
ROBERTA COUNLEY
started on 2017-04-25
CDR: 5877862
ANDREW WELP
Andy J Welp
ended on 2017-10-06
CDR: 4576740
VIRGINIA VOOS
Ginny Voos
started on 2018-10-24
CDR: 2246513
RICHARD MATTERA
RICHARD MATTERA
started on 2018-10-11
CDR: 6633916
Nicholas Reed
Nicholas Reed Nick Reed
started on 2018-10-29
CDR: 1539381
GEORGE BATES
ended on 2018-11-29
CDR: 4639497
ROBERT MORVICE
ROBERT MORVICE
started on 2019-03-04
CDR: 1093736
STEVEN SCHOU
STEVE SCHOU
started on 2019-03-20
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
started on 2019-02-26
CDR: 1698088
REBECCA ETHELL
ended on 2019-09-05
CDR: 4576740
VIRGINIA VOOS
Ginny Voos
ended on 2019-06-25
CDR: 1093736
STEVEN SCHOU
STEVE SCHOU
ended on 2019-09-05
CDR: 6633916
Nicholas Reed
Nicholas Reed Nick Reed
ended on 2019-11-13
CDR: 1539381
GEORGE BATES
started on 2020-10-08
CDR: 4242567
CHERI ADAIR
CHERI ADAIR CHERI DIANNE BENSON CHERI DIANNE STANLEY
ended on 2020-08-20
CDR: 3215179
MARK JONES
ended on 2020-09-03
CDR: 6512194
AMANDA GILB
AMANDA NICOLE DEVORE AMANDA GILB AMANDA MORSE Amanda Nicole Morse
started on 2021-01-14
CDR: 7231039
Kierin Jackson-Ramos
Kierin Alexandra Jackson
started on 2021-03-15
CDR: 6105367
Marina Peacock
MARINA B BOLTE MARINA B LAMBERTI MARINA BENNITA LAMBERTI
ended on 2021-02-05



Copyright 2022 EmployProof.org All rights reserved.
Court Diary