Company Name:
BA SECURITIES, INC.
CRD Number:
17977
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
CDR: 1502097
JAMES CHADWICK
JAMES MALCOLM CHADWICK JIM MALCOLM CHADWICK
started on 1989-12-21
CDR: 1378861
Dennis Young
DENNIS A YOUNG
started on 1990-05-14
CDR: 2070919
RONALD LEHR
RONALD LEHR
started on 1991-09-09
CDR: 2070919
RONALD LEHR
RONALD LEHR
ended on 1992-12-31
CDR: 1074931
LOUIS KLEVAN
started on 1993-10-01
CDR: 2371969
NICHOLAS HAYES
NIKKO HAYES JR
started on 1993-10-01
CDR: 2363765
LOUIS SAMPANIS
started on 1993-10-01
CDR: 2332918
CHARLES TERRAZAS
CHARLES TERRAZAS CHUCK TERRAZAS
started on 1993-10-01
CDR: 2351480
DENNIS BLOCH
started on 1993-10-01
CDR: 2345118
NORMAN COLBERT
NORM COLBERT II
started on 1993-10-01
CDR: 2355975
FRANK PIZZO
started on 1993-10-01
CDR: 2347522
WILLIAM PERRY
BILL PERRY WILLIAM PERRY
started on 1993-10-01
CDR: 1709721
ALAN GLENN
started on 1993-10-01
CDR: 1197860
BRIAN SETIAN
started on 1993-10-01
CDR: 1199465
JOSEPH ACHENBAUM
started on 1993-10-14
CDR: 2347928
CHARLES HASTINGS
C CHRIS HASTINGS
started on 1993-10-01
CDR: 2355992
JOAN LASDEN
JOAN ELIZABETH TOPKINS
started on 1993-10-01
CDR: 2320205
JEFFREY BERRY
started on 1993-10-01
CDR: 2346510
CONRAD OWEN
started on 1993-10-01
CDR: 2332551
PETER BUCKLEY
started on 1993-10-01
CDR: 1719959
GROVER FITCH
GROVER A FITCH
started on 1993-10-01
CDR: 2355988
JAMES FREY
JIM FREY
started on 1993-10-01
CDR: 1659285
RENEE' ROSKO
RENEE ANN ROSKO
started on 1993-10-01
CDR: 1697540
RICHARD LEWIS
LEWIS SCOTT RICHARD SCOTT
started on 1993-10-01
CDR: 828837
RICHARD LITTON
RICHARD H LITTON
started on 1993-12-22
CDR: 1935011
WILLIAM BRAHOS
WILLIAM D BRAHOS WILLIAM BRAHOS
started on 1993-10-25
CDR: 2363765
LOUIS SAMPANIS
ended on 1993-10-29
CDR: 2332918
CHARLES TERRAZAS
CHARLES TERRAZAS CHUCK TERRAZAS
ended on 1993-11-16
CDR: 1378861
Dennis Young
DENNIS A YOUNG
ended on 1993-11-01
CDR: 2561493
CAROLYN STONE
started on 1994-12-21
CDR: 2550023
SHELLEY MCGREGOR
started on 1994-11-14
CDR: 1470414
EDWIN MUMFORD
E BRUCE MUMFORD
started on 1994-12-06
CDR: 1659942
JOSEPH THOMPSON
JOE THOMPSON
started on 1994-03-16
CDR: 2479573
JOSEPH MCMAHON
JOSEPH G MCMAHON
started on 1994-04-11
CDR: 2119666
ROBERT MAGGIACOMO
started on 1994-10-03
CDR: 2546510
TIMOTHY SHEEHAN
started on 1994-10-11
CDR: 1921215
JAMES HONAN
JIM HONAN JR JIM HONAN JIMMY HONAN
started on 1994-08-23
CDR: 1269117
DENNIS EMERICK
started on 1994-10-22
CDR: 1411309
MICHAEL MCALLISTER
MICHAEL D MCALLISTER
started on 1994-08-26
CDR: 2458904
Radcliffe Hastings
R RADCLIFFE HASTINGS RADCLIFFE HASTINGS
started on 1994-08-22
CDR: 1943720
JOHN PATEK
JOHN F PATEK
started on 1994-10-13
CDR: 860745
RUSSELL BURNS
JEFF JEFFREY BURNS JEFF BURNS
started on 1994-10-27
CDR: 2458939
Pamela Minish
PAMELA E MINISH PAMELA ELIZABETH MINISH PAMELA ELIZABETHH MINISH Pamela Minish
started on 1994-10-06
CDR: 2254884
ROBERT HEARNE
ROBERT BICKFORD (JR) HEARNE
started on 1994-08-26
CDR: 2548180
FRANK REID
started on 1994-10-26
CDR: 2544390
Daniel Kelly
started on 1994-10-13
CDR: 1580328
GEORGE GARGANO
GEORGE GARGANO
started on 1994-08-23
CDR: 2500548
DONALD DEMPSTER
DON DEMPSTER
started on 1994-06-24
CDR: 2546513
MARGARET WINTER
MARGARET ANN RUMPF
started on 1994-11-15
CDR: 1530484
STEVEN STITLE
STEVEN STITLE
started on 1994-08-23
CDR: 2466178
PETER BARRY
started on 1994-10-10
CDR: 1469691
TAMARA JACKSON
TAMI JACKSON TAMARA JACKSONWHITE
started on 1994-06-15
CDR: 2458924
MICHAEL REGAN
Michael Regan
started on 1994-08-26
CDR: 2546502
CYNTHIA LEVATO
started on 1994-11-11
CDR: 2548186
John Madden
started on 1994-10-18
CDR: 2172968
GREGORY BAER
started on 1994-08-31
CDR: 1897192
MARK MCEWIN
GREG MCEWIN
started on 1994-03-08
CDR: 1545259
Patrick Griffin
PATRICK THOMAS GRIFFIN
started on 1994-08-22
CDR: 1508397
RANDALL HERMANN
started on 1994-10-31
CDR: 2371969
NICHOLAS HAYES
NIKKO HAYES JR
ended on 1994-10-06
CDR: 2479573
JOSEPH MCMAHON
JOSEPH G MCMAHON
ended on 1994-05-23
CDR: 2347522
WILLIAM PERRY
BILL PERRY WILLIAM PERRY
ended on 1994-07-26
CDR: 1197860
BRIAN SETIAN
ended on 1994-03-28
CDR: 1199465
JOSEPH ACHENBAUM
ended on 1994-12-03
CDR: 1943720
JOHN PATEK
JOHN F PATEK
ended on 1994-12-03
CDR: 2346510
CONRAD OWEN
ended on 1994-01-05
CDR: 2332551
PETER BUCKLEY
ended on 1994-12-03
CDR: 2500548
DONALD DEMPSTER
DON DEMPSTER
ended on 1994-08-22
CDR: 1530484
STEVEN STITLE
STEVEN STITLE
ended on 1994-09-08
CDR: 1719959
GROVER FITCH
GROVER A FITCH
ended on 1994-10-06
CDR: 2466178
PETER BARRY
ended on 1994-11-08
CDR: 2458924
MICHAEL REGAN
Michael Regan
ended on 1994-12-01
CDR: 1659285
RENEE' ROSKO
RENEE ANN ROSKO
ended on 1994-03-08
CDR: 1897192
MARK MCEWIN
GREG MCEWIN
ended on 1994-07-14
CDR: 1697540
RICHARD LEWIS
LEWIS SCOTT RICHARD SCOTT
ended on 1994-03-08
CDR: 1935011
WILLIAM BRAHOS
WILLIAM D BRAHOS WILLIAM BRAHOS
ended on 1994-10-06
CDR: 1502097
JAMES CHADWICK
JAMES MALCOLM CHADWICK JIM MALCOLM CHADWICK
ended on 1994-11-07
CDR: 1406738
BRIAN DONOVAN
started on 1995-02-01
CDR: 2562019
MICHAEL REIS
MIKE REIS
started on 1995-07-19
CDR: 2576778
DAVID VERBANCE
started on 1995-01-18
CDR: 2265772
DANIEL PATTERSON
DANIEL ROSS PATTERSON DANIEL PATTERSON
started on 1995-03-17
CDR: 1971852
JENNIFER PONCE DE LEON
JENNIFER LYNN PONCEDELEON
started on 1995-04-11
CDR: 2592315
AUSTIN HAMILTON
AUSTIN FRANCIS HAMILTON
started on 1995-05-12
CDR: 1998211
THOMAS OREILLY
started on 1995-01-06
CDR: 1074931
LOUIS KLEVAN
ended on 1995-02-27
CDR: 2550023
SHELLEY MCGREGOR
ended on 1995-07-31
CDR: 1470414
EDWIN MUMFORD
E BRUCE MUMFORD
ended on 1995-08-16
CDR: 2345118
NORMAN COLBERT
NORM COLBERT II
ended on 1995-03-09
CDR: 2546510
TIMOTHY SHEEHAN
ended on 1995-08-29
CDR: 2562019
MICHAEL REIS
MIKE REIS
ended on 1995-10-04
CDR: 1921215
JAMES HONAN
JIM HONAN JR JIM HONAN JIMMY HONAN
ended on 1995-06-20
CDR: 2355975
FRANK PIZZO
ended on 1995-11-29
CDR: 1709721
ALAN GLENN
ended on 1995-11-29
CDR: 2265772
DANIEL PATTERSON
DANIEL ROSS PATTERSON DANIEL PATTERSON
ended on 1995-03-22
CDR: 1971852
JENNIFER PONCE DE LEON
JENNIFER LYNN PONCEDELEON
ended on 1995-05-24
CDR: 2347928
CHARLES HASTINGS
C CHRIS HASTINGS
ended on 1995-03-09
CDR: 2355992
JOAN LASDEN
JOAN ELIZABETH TOPKINS
ended on 1995-05-22
CDR: 2548180
FRANK REID
ended on 1995-01-11
CDR: 1580328
GEORGE GARGANO
GEORGE GARGANO
ended on 1995-08-09
CDR: 1469691
TAMARA JACKSON
TAMI JACKSON TAMARA JACKSONWHITE
ended on 1995-09-25
CDR: 2546502
CYNTHIA LEVATO
ended on 1995-04-24
CDR: 1998211
THOMAS OREILLY
ended on 1995-09-15
CDR: 2172968
GREGORY BAER
ended on 1995-03-21
CDR: 1545259
Patrick Griffin
PATRICK THOMAS GRIFFIN
ended on 1995-06-20
CDR: 828837
RICHARD LITTON
RICHARD H LITTON
ended on 1995-08-02
CDR: 1508397
RANDALL HERMANN
ended on 1995-04-20
CDR: 2631537
Gabriela Millhorn
GABRIELA BARBARA DIETL
started on 1996-01-22
CDR: 2549383
GALEMARIE GEBSTADT
GALE M GEBSTADT GALE MARIE GEBSTADT GALE MARIE MCGUINNESS GEBSTADT
started on 1996-09-18
CDR: 1406738
BRIAN DONOVAN
ended on 1996-09-05
CDR: 2561493
CAROLYN STONE
ended on 1996-06-04
CDR: 2631537
Gabriela Millhorn
GABRIELA BARBARA DIETL
ended on 1996-04-04
CDR: 1659942
JOSEPH THOMPSON
JOE THOMPSON
ended on 1996-03-05
CDR: 2119666
ROBERT MAGGIACOMO
ended on 1996-06-19
CDR: 2351480
DENNIS BLOCH
ended on 1996-12-11
CDR: 1269117
DENNIS EMERICK
ended on 1996-05-22
CDR: 1411309
MICHAEL MCALLISTER
MICHAEL D MCALLISTER
ended on 1996-09-17
CDR: 2576778
DAVID VERBANCE
ended on 1996-05-15
CDR: 2458904
Radcliffe Hastings
R RADCLIFFE HASTINGS RADCLIFFE HASTINGS
ended on 1996-02-01
CDR: 2549383
GALEMARIE GEBSTADT
GALE M GEBSTADT GALE MARIE GEBSTADT GALE MARIE MCGUINNESS GEBSTADT
ended on 1996-10-10
CDR: 860745
RUSSELL BURNS
JEFF JEFFREY BURNS JEFF BURNS
ended on 1996-01-08
CDR: 2320205
JEFFREY BERRY
ended on 1996-03-01
CDR: 2254884
ROBERT HEARNE
ROBERT BICKFORD (JR) HEARNE
ended on 1996-07-17
CDR: 2544390
Daniel Kelly
ended on 1996-01-04
CDR: 2546513
MARGARET WINTER
MARGARET ANN RUMPF
ended on 1996-01-08
CDR: 2355988
JAMES FREY
JIM FREY
ended on 1996-03-06
CDR: 2548186
John Madden
ended on 1996-04-04
CDR: 2592315
AUSTIN HAMILTON
AUSTIN FRANCIS HAMILTON
ended on 1997-01-31
CDR: 2458939
Pamela Minish
PAMELA E MINISH PAMELA ELIZABETH MINISH PAMELA ELIZABETHH MINISH Pamela Minish
ended on 1997-01-31



Copyright 2022 EmployProof.org All rights reserved.
Court Diary