Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1926966
RANDALL PIKE
started on 1990-11-06
CDR: 711919
BARBARA HALPERN
BARBARA DIANE REINHOLD
started on 1990-11-06
CDR: 2160027
JENNIFER HAIGHT
JENNIFER R. RIDABOCK HAIGHT
started on 1991-07-17
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
started on 1992-05-27
CDR: 2268295
STEVEN OWENS
started on 1992-10-07
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
ended on 1992-08-18
CDR: 2160027
JENNIFER HAIGHT
JENNIFER R. RIDABOCK HAIGHT
ended on 1993-11-12
CDR: 216153
PETER GABLE
started on 1994-11-15
CDR: 2320488
MARC FLEISCHMAN
started on 1996-10-29
CDR: 1436892
KEVIN REYNOLDS
KEVIN X REYNOLDS KEVIN X. REYNOLDS KEVIN REYNOLDS
started on 1996-03-13
CDR: 216153
PETER GABLE
ended on 1996-09-10
CDR: 2320488
MARC FLEISCHMAN
ended on 1996-11-20
CDR: 1436892
KEVIN REYNOLDS
KEVIN X REYNOLDS KEVIN X. REYNOLDS KEVIN REYNOLDS
ended on 1996-03-27
CDR: 1885019
JAMES RAWLINGS
started on 1997-12-05
CDR: 2898391
RENE AVILA
ALFREDO HESLES AVILA
started on 1998-04-30
CDR: 2387402
THOMAS MONAHAN
started on 1998-06-30
CDR: 2922047
JOANNE BARTMESS
JOANNE PARISI
started on 1998-05-26
CDR: 1885019
JAMES RAWLINGS
ended on 1998-05-28
CDR: 2922047
JOANNE BARTMESS
JOANNE PARISI
ended on 1998-11-30
CDR: 711919
BARBARA HALPERN
BARBARA DIANE REINHOLD
ended on 1998-12-10
CDR: 2557039
WALTER MOLANO
started on 1999-04-13
CDR: 2943538
RICARDO HOUSON
started on 1999-03-25
CDR: 2669967
BRENDA COULTER
BRENDA YVETTE MELENDEZ
started on 1999-06-03
CDR: 2373875
JUAN LUQUE SUESCUN
JUAN CARLOS LUQUE
started on 1999-01-01
CDR: 2669967
BRENDA COULTER
BRENDA YVETTE MELENDEZ
ended on 1999-09-29
CDR: 1277306
JAMES LUSE
JIM LUSE
started on 2000-06-20
CDR: 2604208
BERTRAND DELGADO CALDERON
BERTRAND JESUS DELGADO BERTRAND JESUS DELGADOCALDERON
started on 2001-12-14
CDR: 2749802
DAVID SMITH
started on 2001-05-15
CDR: 4391994
ANDRE SIEH
started on 2001-05-15
CDR: 3268001
JOHN WALDRON
JACK WALDRON JOHN WALDRON
started on 2001-05-15
CDR: 4014076
JAMES HARPER
JAMES VANCE HARPER MR.
started on 2001-05-15
CDR: 4129415
JAVIER WARRA
started on 2002-04-26
CDR: 2787813
JESUS OROZCO
started on 2002-10-04
CDR: 2754581
DARIN BATCHMAN
DARIN D BATCHMAN
started on 2002-04-18
CDR: 2898391
RENE AVILA
ALFREDO HESLES AVILA
ended on 2002-10-11
CDR: 4655606
RUI TAVARES
started on 2003-04-17
CDR: 4642571
Claudia Ripper
CLAUDIA RIPPER
started on 2003-03-06
CDR: 2604208
BERTRAND DELGADO CALDERON
BERTRAND JESUS DELGADO BERTRAND JESUS DELGADOCALDERON
ended on 2003-01-21
CDR: 2787813
JESUS OROZCO
ended on 2003-10-30
CDR: 4655606
RUI TAVARES
ended on 2003-12-18
CDR: 2754581
DARIN BATCHMAN
DARIN D BATCHMAN
ended on 2003-07-29
CDR: 4809183
SAMY PODLUBNY
started on 2004-06-02
CDR: 1303597
ANDREW SZABO
ANDREW J SZABO ANDREW John SZABO ANDREW SZABO ANDY SZABO
started on 2004-09-17
CDR: 2179164
STEVEN LEININGER
started on 2004-07-14
CDR: 4789494
GILLES DE CHARSONVILLE
started on 2004-04-19
CDR: 1277306
JAMES LUSE
JIM LUSE
ended on 2004-06-07
CDR: 1303597
ANDREW SZABO
ANDREW J SZABO ANDREW John SZABO ANDREW SZABO ANDY SZABO
ended on 2004-12-16
CDR: 4129415
JAVIER WARRA
ended on 2004-04-07
CDR: 4642571
Claudia Ripper
CLAUDIA RIPPER
ended on 2004-10-08
CDR: 2845657
JOSE ACOSTA
JOSE RAMON ACOSTA JR JOSE RAMON ACOSTA
started on 2005-01-05
CDR: 4961537
MAURO DELLA CIOPPA
MAURO DELLA COIPPA
started on 2005-05-17
CDR: 2179164
STEVEN LEININGER
ended on 2005-01-06
CDR: 3268001
JOHN WALDRON
JACK WALDRON JOHN WALDRON
ended on 2005-03-01
CDR: 2408616
LINCOLN RATHNAM
started on 2006-06-21
CDR: 724835
CATHERINE LADNIER
CATHERINE LADNIER CATHERINE ROBINSON
started on 2006-03-27
CDR: 5197040
MARIA DE LA SOLEDAD ROVIRA CUERVO
MARIA DE LA SOLEDAD ROVIRA
started on 2006-10-23
CDR: 5230709
MANUEL GIL GARCIA
Manuel Maria Gil Manuel Maria Gil Garcia
started on 2006-10-02
CDR: 5129828
SUSAN CHIU
started on 2006-04-18
CDR: 5140654
ANDRE SENRA SOUZA
started on 2006-05-18
CDR: 820039
DOUGLAS GRAINGER
DOUGLAS HERBERT GRAINER JR DOUGLAS H GRAINGER JR DOUGLAS HERBERT GRAINGER JR
started on 2006-05-03
CDR: 5079320
CLAUDIA RIVEROS
started on 2006-02-01
CDR: 4154949
EDWIN GARCIA
started on 2006-05-23
CDR: 2845657
JOSE ACOSTA
JOSE RAMON ACOSTA JR JOSE RAMON ACOSTA
ended on 2006-04-24
CDR: 5352627
AGUSTIN RIVERA TORRES
AGUSTIN RIERA TORRES
started on 2007-06-22
CDR: 2468948
WILLIAM NIGHTINGALE
started on 2007-05-01
CDR: 5430713
ISABELLA DE MELLO
ISABELLA CASTILHO DE MELLO FREITAS
started on 2007-10-02
CDR: 724835
CATHERINE LADNIER
CATHERINE LADNIER CATHERINE ROBINSON
ended on 2007-09-17
CDR: 5197040
MARIA DE LA SOLEDAD ROVIRA CUERVO
MARIA DE LA SOLEDAD ROVIRA
ended on 2007-11-21
CDR: 2387402
THOMAS MONAHAN
ended on 2007-07-16
CDR: 4961537
MAURO DELLA CIOPPA
MAURO DELLA COIPPA
ended on 2007-06-15
CDR: 5140654
ANDRE SENRA SOUZA
ended on 2007-02-27
CDR: 2195975
JAMES MULLALLY
started on 2008-05-06
CDR: 2529147
BENJAMIN SPIRO
started on 2008-09-24
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
started on 2008-09-29
CDR: 1584403
JOHN MATTHEWS
J P MATTHEWS
started on 2009-06-22
CDR: 4691258
NATALIE DIAZ
NATALIE H DIAZ
started on 2009-02-10
CDR: 5630308
CHARLES MOYER
started on 2009-03-06
CDR: 5010410
ERIK SHEA
started on 2009-06-02
CDR: 4961537
MAURO DELLA CIOPPA
MAURO DELLA COIPPA
started on 2009-04-29
CDR: 820039
DOUGLAS GRAINGER
DOUGLAS HERBERT GRAINER JR DOUGLAS H GRAINGER JR DOUGLAS HERBERT GRAINGER JR
ended on 2009-11-03
CDR: 2923434
MARIO LOPRESTI
started on 2010-02-02
CDR: 5349197
HOOSSAM MALEK
HOOSAM SHAWKL MALEK
started on 2010-08-18
CDR: 5172757
ALLAN PARKS
ALLAN L PARKS ALLAN PARKS
started on 2010-08-18
CDR: 1648696
John Moon
JOHN VANDEVENTER MOON JOHN A VANDEVENTER JOHN ALLEN VANDEVENTER John Allen VanDeventer
started on 2010-09-16
CDR: 1523328
GREGORY STOUPNITZKY
GREGORY STOUPNITZKY
started on 2010-12-24
CDR: 5548117
ANDRES FERNANDEZ WHITECHURCH
ANDRES WHITECHURCH FERNANDEZ ANDRES FERNANDEZ ANDRES FERNANDEZ-WHITECHURCH
started on 2010-06-02
CDR: 2923434
MARIO LOPRESTI
ended on 2010-07-08
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
ended on 2010-10-08
CDR: 1190888
SCOTT DILLINGER
started on 2011-03-28
CDR: 4578069
MATTHEW CLEMENTE
started on 2011-03-30
CDR: 2966895
WILLIAM FREIHOFNER
started on 2011-03-28
CDR: 1964135
RICHARD HOCHMAN
started on 2011-12-05
CDR: 2144243
RONALD FERTIG
started on 2011-04-05
CDR: 5104525
KYOO LEE
KYOO H LEE
started on 2011-10-03
CDR: 1361265
JOANNE MARTIN
JOANNE R BARRY JOANNE ROBIN BARRY JOANNE R GLUCK JOANNE ROBIN GLUCK JOANNE BARRY MARTIN
started on 2011-03-30
CDR: 5144866
ANTHONY PERETORE
ANTHONY RALPH PERETORE
started on 2011-03-30
CDR: 1250096
JAMES CONFORTI
started on 2011-03-28
CDR: 2362805
MARK BROWN
started on 2011-03-28
CDR: 5906880
GIOVANNI VERASTEGUI
started on 2011-04-20
CDR: 5996546
JANSEN MOURA
started on 2011-11-02
CDR: 3210574
MICHAEL FEE
started on 2011-03-28
CDR: 1061454
MARK PLIMPTON
started on 2011-03-30
CDR: 1020117
MICHAEL OBRIEN
started on 2011-03-30
CDR: 6005260
CAMILO CUERVO
started on 2011-12-06
CDR: 2103142
Grace Brescia
GRACE MARY BRESCIA GRACE WOJCICKI BRESCIA GRACE MARY WOJCICKI
started on 2011-04-26
CDR: 2966895
WILLIAM FREIHOFNER
ended on 2011-06-29
CDR: 1584403
JOHN MATTHEWS
J P MATTHEWS
ended on 2011-07-28
CDR: 5349197
HOOSSAM MALEK
HOOSAM SHAWKL MALEK
ended on 2011-06-02
CDR: 5172757
ALLAN PARKS
ALLAN L PARKS ALLAN PARKS
ended on 2011-02-11
CDR: 5144866
ANTHONY PERETORE
ANTHONY RALPH PERETORE
ended on 2011-11-21
CDR: 1250096
JAMES CONFORTI
ended on 2011-07-06
CDR: 1648696
John Moon
JOHN VANDEVENTER MOON JOHN A VANDEVENTER JOHN ALLEN VANDEVENTER John Allen VanDeventer
ended on 2011-07-07
CDR: 1523328
GREGORY STOUPNITZKY
GREGORY STOUPNITZKY
ended on 2011-06-24
CDR: 5374540
ROLANDO CARAZO
started on 2012-08-02
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
started on 2012-05-23
CDR: 1655072
DAVID PRUNIER
DAVID E PRUNIER
started on 2012-07-10
CDR: 4758377
THIERRY DESGRANGES
started on 2012-08-28
CDR: 6117247
JEAN-PIERRE MARUENDA
JEAN-PIERRE MARRUENDA
started on 2012-09-11
CDR: 6145029
MIGUEL LOPEZ DE CARRIZOSA
started on 2012-12-11
CDR: 6011613
DAVID PHAIR
started on 2012-04-14
CDR: 2555076
RENE DAELLENBACH
RENE DALLENBACH
started on 2012-03-13
CDR: 6053017
MAYCE TAM
started on 2012-04-12
CDR: 3268258
OMAR SLOWE
started on 2012-06-11
CDR: 4578069
MATTHEW CLEMENTE
ended on 2012-03-26
CDR: 4789494
GILLES DE CHARSONVILLE
ended on 2012-01-03
CDR: 5010410
ERIK SHEA
ended on 2012-11-05
CDR: 5906880
GIOVANNI VERASTEGUI
ended on 2012-09-27
CDR: 6005260
CAMILO CUERVO
ended on 2012-07-12
CDR: 2103142
Grace Brescia
GRACE MARY BRESCIA GRACE WOJCICKI BRESCIA GRACE MARY WOJCICKI
ended on 2012-08-24
CDR: 1633572
ERIC SPICHIGER
started on 2013-10-01
CDR: 6251332
THIAGO CABRAL REIS
started on 2013-09-20
CDR: 2009957
MARK MILLER
started on 2013-11-11
CDR: 6222259
SIDDHARTH MANSUKHANI
SID GOPE MANSUKHANI SIDDHARTH GOPE MANSUKHANI
started on 2013-04-30
CDR: 1542800
JAVIER BAZ
JAVIER WIECHERS BAZ JORGE LUCIANO BAZ
ended on 2013-07-23
CDR: 1655072
DAVID PRUNIER
DAVID E PRUNIER
ended on 2013-09-30
CDR: 4758377
THIERRY DESGRANGES
ended on 2013-03-21
CDR: 6053017
MAYCE TAM
ended on 2013-06-05
CDR: 3268258
OMAR SLOWE
ended on 2013-08-20
CDR: 5548117
ANDRES FERNANDEZ WHITECHURCH
ANDRES WHITECHURCH FERNANDEZ ANDRES FERNANDEZ ANDRES FERNANDEZ-WHITECHURCH
ended on 2013-09-11
CDR: 5906451
RODRIGO VAZQUEZ
started on 2014-06-25
CDR: 5186773
PATRICIA RIACHI
PATRICIA APARECIDA BORIM
started on 2014-05-19
CDR: 2450021
CHARLES ACHOA
CHARLES AC CHARLES ACHOA JR
started on 2014-12-10
CDR: 1017549
BRUCE RAE
started on 2014-10-20
CDR: 6028266
MARIELA ANGUIANO
started on 2014-02-12
CDR: 5906451
RODRIGO VAZQUEZ
ended on 2014-09-12
CDR: 5104525
KYOO LEE
KYOO H LEE
ended on 2014-12-23
CDR: 2009957
MARK MILLER
ended on 2014-05-08
CDR: 3210574
MICHAEL FEE
ended on 2014-07-22
CDR: 6222259
SIDDHARTH MANSUKHANI
SID GOPE MANSUKHANI SIDDHARTH GOPE MANSUKHANI
ended on 2014-08-11
CDR: 5765938
Nicolas Rey
NICHOLAS REY
started on 2015-07-14
CDR: 4924906
ALAIN MARCKUS
FAUZ ALAIN MARCKUS
started on 2015-05-20
CDR: 6413996
JAVIER CERVANTES
started on 2015-01-23
CDR: 6482968
JAVIER GUTIERREZ
started on 2015-11-26
CDR: 2396825
BENJAMIN HOUGH
BENJAMIN HOUGH
started on 2015-09-11
CDR: 2197107
MICHAEL ROWE
MICHAEL E ROWE
started on 2015-04-02
CDR: 2346849
Romulo Perez-Segnini
ROMULO A PEREZ-SEGNINI ROMULO PEREZ-SEGNINI ROMULO A PEREZSEGNINI
started on 2015-01-30
CDR: 1964135
RICHARD HOCHMAN
ended on 2015-08-19
CDR: 4924906
ALAIN MARCKUS
FAUZ ALAIN MARCKUS
ended on 2015-10-27
CDR: 2195975
JAMES MULLALLY
ended on 2015-11-16
CDR: 4809183
SAMY PODLUBNY
ended on 2015-02-26
CDR: 2408616
LINCOLN RATHNAM
ended on 2015-01-02
CDR: 1020117
MICHAEL OBRIEN
ended on 2015-10-27
CDR: 5345006
DEVIN DEANE
started on 2016-01-11
CDR: 6723974
Bruno Orlandini
started on 2016-12-01
CDR: 2398546
EDWARD BURKE
TED BURKE
started on 2016-10-03
CDR: 6700320
Stephanie Yang
Steph Yang
started on 2016-08-25
CDR: 2282632
DANIEL JURKOWITZ
started on 2016-08-30
CDR: 6641560
Julia Melo Bretz
started on 2016-05-16
CDR: 2470202
FRANK ROSCHITZ
FRANK W ROSCHITZ
started on 2016-10-28
CDR: 2498351
PATRICK MCDONALD
started on 2016-12-20
CDR: 6721071
Matias Castagnino
started on 2016-12-07
CDR: 6201207
CELESTE FERNANDEZ
ANDREA CELESTE FERNANDEZ ACEVEDO MATEUS ANDREA CELESTE MURPHY ANDREA CELESTE MURPHY
started on 2016-07-18
CDR: 6272625
MUHAMMAD BILAL
started on 2016-03-10
CDR: 5345006
DEVIN DEANE
ended on 2016-10-14
CDR: 5374540
ROLANDO CARAZO
ended on 2016-04-06
CDR: 2197107
MICHAEL ROWE
MICHAEL E ROWE
ended on 2016-11-01
CDR: 2450021
CHARLES ACHOA
CHARLES AC CHARLES ACHOA JR
ended on 2016-07-28
CDR: 5996546
JANSEN MOURA
ended on 2016-07-15
CDR: 2346849
Romulo Perez-Segnini
ROMULO A PEREZ-SEGNINI ROMULO PEREZ-SEGNINI ROMULO A PEREZSEGNINI
ended on 2016-10-05
CDR: 6028266
MARIELA ANGUIANO
ended on 2016-11-03
CDR: 6700320
Stephanie Yang
Steph Yang
started on 2017-12-07
CDR: 5186773
PATRICIA RIACHI
PATRICIA APARECIDA BORIM
started on 2017-11-13
CDR: 6222259
SIDDHARTH MANSUKHANI
SID GOPE MANSUKHANI SIDDHARTH GOPE MANSUKHANI
started on 2017-09-29
CDR: 6768285
Megan McDonald
started on 2017-09-11
CDR: 6545847
NATASHA AMIN MOHAMMAD
started on 2017-05-05
CDR: 4169172
RAFAEL BORJA SAMPERIO
Rafael Borja Samperio
started on 2017-08-29
CDR: 6700320
Stephanie Yang
Steph Yang
ended on 2017-12-01
CDR: 6222259
SIDDHARTH MANSUKHANI
SID GOPE MANSUKHANI SIDDHARTH GOPE MANSUKHANI
ended on 2017-11-15
CDR: 5186773
PATRICIA RIACHI
PATRICIA APARECIDA BORIM
ended on 2017-01-06
CDR: 5230709
MANUEL GIL GARCIA
Manuel Maria Gil Manuel Maria Gil Garcia
ended on 2017-07-14
CDR: 5630308
CHARLES MOYER
ended on 2017-05-03
CDR: 2362805
MARK BROWN
ended on 2017-04-05
CDR: 7039969
Noah Bogan
started on 2018-11-27
CDR: 2484333
NELSON LAGARES
started on 2018-05-02
CDR: 2481888
JONATHAN BAKER
JONATHAN ANDREW BAKER MR
started on 2018-02-21
CDR: 5838878
JOSE PERLA-ELLISON
started on 2018-03-02
CDR: 7012703
Isabel de Carvalho
started on 2018-12-17
CDR: 2626131
MICHAEL CHATMAN
started on 2018-03-07
CDR: 2642086
PERSIO PEREZ
PERSIO ANTHONY PEREZ JR PERSIOJR A PEREZ TONY PEREZ JR TONY PEREZ
started on 2018-03-07
CDR: 5303811
AMIR ELIA BERMAN
AMIR EMIL ELIA AMIR ELIA
started on 2018-02-08
CDR: 2144243
RONALD FERTIG
ended on 2018-06-22
CDR: 2481888
JONATHAN BAKER
JONATHAN ANDREW BAKER MR
ended on 2018-08-28
CDR: 2470202
FRANK ROSCHITZ
FRANK W ROSCHITZ
ended on 2018-02-26
CDR: 6145029
MIGUEL LOPEZ DE CARRIZOSA
ended on 2018-10-05
CDR: 6011613
DAVID PHAIR
ended on 2018-05-17
CDR: 4169172
RAFAEL BORJA SAMPERIO
Rafael Borja Samperio
ended on 2018-12-19
CDR: 1934974
STEPHEN CUNNINGHAM
started on 2019-11-15
CDR: 4821184
ALVARO CUNTO
ALVARO IGNACIO CUNTO TROCONIS
started on 2019-10-22
CDR: 4977649
MATTHEW BAZARIAN
MATTHEW HARVEY BAZARIAN MATTHEW HARVEY HARVEY BAZARIAN
started on 2019-04-24
CDR: 5765938
Nicolas Rey
NICHOLAS REY
ended on 2019-07-01
CDR: 6641560
Julia Melo Bretz
ended on 2019-04-05
CDR: 6545847
NATASHA AMIN MOHAMMAD
ended on 2019-12-04
CDR: 1061454
MARK PLIMPTON
ended on 2019-04-05
CDR: 7262043
Li Luo
started on 2020-06-15
CDR: 4977649
MATTHEW BAZARIAN
MATTHEW HARVEY BAZARIAN MATTHEW HARVEY HARVEY BAZARIAN
ended on 2020-01-07
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