EPlicensed - US FINRA/ SEC Record Search

Company Name:

BERENBERG CAPITAL MARKETS LLC

Address:

53RD FLOOR, 1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

CRD Number:

156757

CIK Number:

1514067

SEC File Number:

868821

Financial Regulator:

SEC/ FINRA

Registration started

Ended

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 2697509

A FALDI

started on 2011-11-09

CDR: 5014179

MARY LECCA

started on 2011-11-09

CDR: 2228853

ROSEMARY BURNS

ROSEMARY A BURNS

started on 2011-11-09

CDR: 5895497

ANDREW HOLDER

started on 2011-11-09

CDR: 2331845

JULIE DOHERTY

JULIE DOHERTY JULIE A LEAVITT JULIE ANN LEAVITT

started on 2011-11-09

CDR: 1224541

MARDI FINEGAN

started on 2011-11-09

CDR: 4024080

RUSSELL CLARK

CLARK BURR RUSSELL BURRAGE CLARK JR.

started on 2011-11-09

CDR: 5994012

KIERAN O'SULLIVAN

started on 2011-11-23

CDR: 5276292

CATHAL CARROLL

started on 2012-12-11

CDR: 5982060

COLIN ANDRADE

started on 2012-02-14

CDR: 2526645

JONATHAN SAXON

started on 2012-06-06

CDR: 4328861

EMILY MOURET - LAFAGE

EMILY MIA ELIZABETH GROSSMAN

started on 2012-08-13

CDR: 5378002

CHRISTINA CATTANEO

TINA MARY CATTANEO

started on 2012-11-07

CDR: 5452892

ZUBIN HUBNER

started on 2013-06-18

CDR: 4351590

EDWARD HO

started on 2013-12-04

CDR: 5452892

ZUBIN HUBNER

ended on 2013-07-02

CDR: 5927303

Jessica London

JESSICA ANNE LONDON Jessica London

started on 2014-07-15

CDR: 5835144

OLIVIA LEE

started on 2014-06-03

CDR: 3224968

SCOTT DUXBURY

started on 2014-12-19

CDR: 5452892

ZUBIN HUBNER

started on 2014-08-06

CDR: 6271170

SHAWNA GIUST

SHAWNA JOANN GIUST

started on 2014-02-05

CDR: 5276292

CATHAL CARROLL

ended on 2014-04-14

CDR: 5895497

ANDREW HOLDER

ended on 2014-12-05

CDR: 4351590

EDWARD HO

ended on 2014-01-31

CDR: 4834153

RYAN MCDONNELL

started on 2015-07-16

CDR: 6549181

MICHAEL HAUGHEY

started on 2015-09-24

CDR: 6418727

Danielle Fazzolari

DANIELLE ALICIA MANZELLA

started on 2015-05-05

CDR: 6418739

LAURA COOPER

started on 2015-03-31

CDR: 4892926

MATTHEW ROSENBLATT

started on 2015-07-29

CDR: 5180189

CHRISTOPHER KANIAN

CHRISTOPHER P KANRAN

started on 2015-04-08

CDR: 5643510

TRISTAN HEDLEY

started on 2015-01-29

CDR: 2910504

ROBERT SPILLANE

started on 2015-03-19

CDR: 6483384

LARS SCHWARTAU

started on 2015-05-09

CDR: 6056546

LEMMIKI EHATAMM

started on 2015-06-22

CDR: 6202186

ALISON MARESCO

MARESCO MARY ALISON MARY

started on 2015-06-01

CDR: 6556884

ISABELLA FANTINI

started on 2015-09-30

CDR: 5982060

COLIN ANDRADE

ended on 2015-08-03

CDR: 6418727

Danielle Fazzolari

DANIELLE ALICIA MANZELLA

ended on 2015-06-29

CDR: 6056546

LEMMIKI EHATAMM

ended on 2015-11-02

CDR: 6202186

ALISON MARESCO

MARESCO MARY ALISON MARY

ended on 2015-09-09

CDR: 5378002

CHRISTINA CATTANEO

TINA MARY CATTANEO

ended on 2015-03-02

CDR: 2331845

JULIE DOHERTY

JULIE DOHERTY JULIE A LEAVITT JULIE ANN LEAVITT

ended on 2015-11-02

CDR: 4024080

RUSSELL CLARK

CLARK BURR RUSSELL BURRAGE CLARK JR.

ended on 2015-11-02

CDR: 6107893

Tiffany Gulick

Tiffany Lynn Smith Tiffany Smith

started on 2016-08-22

CDR: 1884355

JAMES RAMP

started on 2016-02-24

CDR: 6692357

Alexander CERVONE

Alexander CERVONE Alexander James Cervone Mr.

started on 2016-09-26

CDR: 2372406

Enrico DeMatt

ENRICO A DEMATT ENRICO ANDREW DEMATT

started on 2016-11-14

CDR: 6692634

Alexander Frankiewicz

Alexander frankiewicz

started on 2016-09-26

CDR: 3258853

CORINNA FREEDMAN

CORINNA L FREEDMAN

started on 2016-11-04

CDR: 5938060

ROIANA REID

ROI REID

started on 2016-07-25

CDR: 5926560

MICHAEL LESSER

started on 2016-11-28

CDR: 2394988

BRETT SMITH

started on 2016-07-21

CDR: 4270788

RICHARD HARB

started on 2016-08-03

CDR: 5489742

JOEL PANGBORN

JOEL W PANGBORN JOEL WILLIAMSON PANGBORN V

started on 2016-07-22

CDR: 4788447

NICOLE DALE

NICOLE MARIE DANDENEAU NICOLE DANDENEAU

started on 2016-10-26

CDR: 6071034

RODRIGO ORTIGAO

RODRIGO BECHELANY RAMALHO ORTIGAO

started on 2016-09-06

CDR: 2501270

WILLIAM WADDELL

MATT WADDELL

started on 2016-11-29

CDR: 6309025

LOUIS SOULIOS

started on 2016-07-21

CDR: 2526645

JONATHAN SAXON

ended on 2016-05-31

CDR: 6418739

LAURA COOPER

ended on 2016-11-15

CDR: 5014179

MARY LECCA

ended on 2016-03-15

CDR: 3224968

SCOTT DUXBURY

ended on 2016-11-01

CDR: 5643510

TRISTAN HEDLEY

ended on 2016-01-26

CDR: 1224541

MARDI FINEGAN

ended on 2016-11-02

CDR: 6198544

RAMNIQUE SROA

started on 2017-03-15

CDR: 5963831

ADAM Mizrahi

ADAM C MIZARMI ADAM CHARLES MIZARMI

started on 2017-03-07

CDR: 5602774

Donald McLee

DONALD D MCLEE

started on 2017-07-06

CDR: 6832523

Jacob Abrams

started on 2017-09-18

CDR: 5298094

RACHEL ROCKNEAN

RACHEL JANE CLARE MELLEN

started on 2017-06-20

CDR: 5785409

Ravi Misra

started on 2017-10-17

CDR: 6778671

Gal Munda

started on 2017-05-09

CDR: 6489029

ISAAC CARP

started on 2017-03-09

CDR: 2993053

Theodore Franchetti

THEODORE A FRANCHETTI III THEODORE A (III) FRANCHETTI THEODORE AN FRANCHETTI III THEODORE ANTHONY FRANCHETTI III Theodore Anthony Franchetti

started on 2017-05-30

CDR: 6772230

ERIC DONALDSON

started on 2017-09-15

CDR: 4866819

Patrick Trucchio

started on 2017-09-22

CDR: 5473811

Andrew Fung

ANDREW L FUNG ANDREW FUNG

started on 2017-05-15

CDR: 2824643

Kathleen Schneider

KATHLEEN RAE JACKSON

started on 2017-10-04

CDR: 5854557

Brennan Matthews

started on 2017-06-26

CDR: 6509189

Daniel Wang

started on 2017-09-20

CDR: 2474121

Jordan White

JORDAN PHELPS WHITE

started on 2017-07-13

CDR: 3223601

RONALD CESTRA

started on 2017-11-02

CDR: 4334272

YEE MAN KWOK

MONIKA KWOK YEE MAN (MONIKA) KWOK

started on 2017-01-04

CDR: 6692357

Alexander CERVONE

Alexander CERVONE Alexander James Cervone Mr.

ended on 2017-10-23

CDR: 3258853

CORINNA FREEDMAN

CORINNA L FREEDMAN

ended on 2017-08-23

CDR: 2228853

ROSEMARY BURNS

ROSEMARY A BURNS

ended on 2017-09-01

CDR: 6573745

ALEXANDRA ANGOVE

started on 2018-07-31

CDR: 5082427

PARETOSH MISRA

started on 2018-05-01

CDR: 5555567

SUMIT SHARMA

started on 2018-07-19

CDR: 7002900

Daniel Claeys

started on 2018-11-20

CDR: 6343999

ZACHARY BRANTLY

started on 2018-09-04

CDR: 6685727

Shanshan Xu

started on 2018-11-27

CDR: 6662687

Zachary Krivine

ZACHARY CARL KRIVINE Zachary Krivine

started on 2018-08-22

CDR: 5217155

Andrew Buscaglia

ANDREW EDOUARD BUSCAGLIA

started on 2018-05-04

CDR: 5683181

Stephanie Rieben-de Roquefeuil

Stephanie Annamaria Rieben Stephanie Rieben

started on 2018-07-16

CDR: 4454766

MICHAEL KAYE

started on 2018-05-21

CDR: 5161288

Nathan Crossett

started on 2018-05-01

CDR: 5163520

Robert Meyers

ROBERT MEYERS JR ROBERT MEYERS Robert Lee Meyers

started on 2018-02-27

CDR: 2947566

Albert Aguiar

ALBERT J AGUIAR ALBERT JOSEPH AGUIAR

started on 2018-06-01

CDR: 4425476

Nathan Emerton

NATE EMERTON

started on 2018-09-13

CDR: 4440623

ANDREW DEGASPERI

started on 2018-07-05

CDR: 6107893

Tiffany Gulick

Tiffany Lynn Smith Tiffany Smith

ended on 2018-05-30

CDR: 6198544

RAMNIQUE SROA

ended on 2018-06-06

CDR: 5963831

ADAM Mizrahi

ADAM C MIZARMI ADAM CHARLES MIZARMI

ended on 2018-06-15

CDR: 2372406

Enrico DeMatt

ENRICO A DEMATT ENRICO ANDREW DEMATT

ended on 2018-12-06

CDR: 6832523

Jacob Abrams

ended on 2018-06-07

CDR: 5926560

MICHAEL LESSER

ended on 2018-07-11

CDR: 2394988

BRETT SMITH

ended on 2018-05-29

CDR: 6772230

ERIC DONALDSON

ended on 2018-03-26

CDR: 5473811

Andrew Fung

ANDREW L FUNG ANDREW FUNG

ended on 2018-03-09

CDR: 2474121

Jordan White

JORDAN PHELPS WHITE

ended on 2018-07-11

CDR: 6556884

ISABELLA FANTINI

ended on 2018-01-02

CDR: 2501270

WILLIAM WADDELL

MATT WADDELL

ended on 2018-08-07

CDR: 4334272

YEE MAN KWOK

MONIKA KWOK YEE MAN (MONIKA) KWOK

ended on 2018-12-06

CDR: 6770389

ALEXANDRA SCHWETJE

Alexandra Schwetje

started on 2019-02-27

CDR: 4302707

Donato Tierno

DONATO F TIERNO DONATO F. TIERNO

started on 2019-08-01

CDR: 2850031

CHRISTOPHER DAVIDSON

started on 2019-09-02

CDR: 7009802

Nathan Roth

started on 2019-02-21

CDR: 7030925

Gaurav Goparaju

started on 2019-10-04

CDR: 7122713

Zhilin Long

Iris Long

started on 2019-09-05

CDR: 7007765

Henry Balf

started on 2019-02-21

CDR: 7153555

Kenneth Vallace

Kenny Vallace Kenneth Vallance

started on 2019-08-28

CDR: 2574956

DAVID ALONSO

started on 2019-07-16

CDR: 6601000

Michael Davis

Michael William Davis

started on 2019-10-02

CDR: 7055167

EMILY BODNAR

Emily Bodnar

started on 2019-09-12

CDR: 5532315

David Beckel

DAVID JAMES BECKEL

started on 2019-11-11

CDR: 7049816

Zojajha Ayub

started on 2019-09-16

CDR: 4991665

Michele Backman

MICHELE WEATHERLY

started on 2019-09-26

CDR: 1605196

KEVIN KOLOGY

Kevin P Kology kevin PAUL kology

started on 2019-12-10

CDR: 2106706

AFI DAVIES

AFI INDIA DAVIES AFI MARY DAVIES AFI INDIA MARY HUBBARD AFI MARY HUBBARD INDIA MARY HUBBARD

started on 2019-09-11

CDR: 7164363

Marc Castagnera

started on 2019-11-16

CDR: 7153534

Ashton Fagan

started on 2019-10-17

CDR: 4132341

Jason Cantrell

started on 2019-07-18

CDR: 6770389

ALEXANDRA SCHWETJE

Alexandra Schwetje

ended on 2019-07-01

CDR: 7009802

Nathan Roth

ended on 2019-11-19

CDR: 6692634

Alexander Frankiewicz

Alexander frankiewicz

ended on 2019-01-14

CDR: 5555567

SUMIT SHARMA

ended on 2019-11-19

CDR: 6778671

Gal Munda

ended on 2019-10-09

CDR: 6489029

ISAAC CARP

ended on 2019-07-01

CDR: 5683181

Stephanie Rieben-de Roquefeuil

Stephanie Annamaria Rieben Stephanie Rieben

ended on 2019-02-05

CDR: 4454766

MICHAEL KAYE

ended on 2019-01-18

CDR: 5163520

Robert Meyers

ROBERT MEYERS JR ROBERT MEYERS Robert Lee Meyers

ended on 2019-02-28

CDR: 5854557

Brennan Matthews

ended on 2019-07-01

CDR: 6271170

SHAWNA GIUST

SHAWNA JOANN GIUST

ended on 2019-01-08

CDR: 7298067

Rudy Yang

started on 2020-12-26

CDR: 7235787

Christopher Pyle

christopher pyle

started on 2020-03-18

CDR: 7215519

Bhavin Patel

started on 2020-01-23

CDR: 6722084

Carina Powolozky

started on 2020-09-14

CDR: 5985047

YUN ZHONG

started on 2020-07-22

CDR: 7265546

Hans Hoffman

started on 2020-10-12

CDR: 2796075

Brian Hegarty

BRIAN ANDREW HEGARTY Brian Hegarty

started on 2020-01-13

CDR: 5123153

Joseph Tyburczy

Joseph Michael Tyburczy

started on 2020-05-29

CDR: 4810517

Chad Greiner

CHAD GREINER

started on 2020-02-11

CDR: 7190564

Alexander Leach

started on 2020-01-06

CDR: 6770347

William Crane

William K Crane William Kingsley Crane

started on 2020-07-21

CDR: 6088255

Nathan Shapiro

NATHAN E SHAPIRO Nathan Eric Shapiro Nathan Shapiro

started on 2020-02-14

CDR: 7176801

David Mizrahi

started on 2020-02-07

CDR: 7201465

Barbara Monreal

started on 2020-02-06

CDR: 4797930

Jessen Forster

JESSE ELLIOT FORSTER JESSEN ELLIOT FORSTER MR.

started on 2020-08-05

CDR: 7025685

Michael Filatov

MICHAEL R FILATOV

started on 2020-08-06

CDR: 3053530

James Gimbel

started on 2020-01-06

CDR: 6693516

Adam Stryer

ADAM FREDERICK STRYER Adam Stryer

started on 2020-10-12

CDR: 6072599

ESTHER HONG

started on 2020-06-18

CDR: 7266468

Anita Dushyanth

Anita Narasimhan

started on 2020-08-28

CDR: 7276267

Supreet Shah

started on 2020-11-03

CDR: 7161901

Fozia Ahmed

started on 2020-08-27

CDR: 6890177

Edward Magi

started on 2020-10-01

CDR: 6664710

Phillip Leytes

Phillip S Leytes Phillip Leytes

started on 2020-11-17

CDR: 7254751

Dorianna Marambio

started on 2020-12-08

CDR: 4616286

Brian McNamara

BRIAN CHRISTOPHER MCNAMARA Brian McNamara

started on 2020-07-11

CDR: 7203774

Eric Borden

started on 2020-10-13

CDR: 5294492

Amanda Keogan

AMANDA C KEOGAN AMANDA KEOGAN

started on 2020-07-16

CDR: 7276088

Jared Maymon

started on 2020-09-25

CDR: 6663434

Farzad Hasnat

started on 2020-12-07

CDR: 7227817

Alexandra Ross

started on 2020-08-25

CDR: 7113595

Zhiqiang Shu

started on 2020-07-20

CDR: 7276100

Avantika Joshi

started on 2020-10-05

CDR: 7142648

Courtenay Lowe

started on 2020-12-03

CDR: 2602624

Scott Brooks

started on 2020-03-10

CDR: 7276268

Arsenije Matovic

started on 2020-10-01

CDR: 6778671

Gal Munda

started on 2020-07-31

CDR: 1717712

Paul Krikler

started on 2020-10-29

CDR: 2441527

Peter McQuaid

started on 2020-03-03

CDR: 7289959

XU ZOU

Xu U. Zou

started on 2020-10-13

CDR: 7078399

Robert Fitzer

ROBERT A FITZER ROBERT FITZER

started on 2020-10-01

CDR: 5985047

YUN ZHONG

ended on 2020-12-03

CDR: 6088255

Nathan Shapiro

NATHAN E SHAPIRO Nathan Eric Shapiro Nathan Shapiro

ended on 2020-08-10

CDR: 6549181

MICHAEL HAUGHEY

ended on 2020-06-15

CDR: 5927303

Jessica London

JESSICA ANNE LONDON Jessica London

ended on 2020-01-22

CDR: 7055167

EMILY BODNAR

Emily Bodnar

ended on 2020-09-10

CDR: 7002900

Daniel Claeys

ended on 2020-02-25

CDR: 6685727

Shanshan Xu

ended on 2020-04-14

CDR: 6662687

Zachary Krivine

ZACHARY CARL KRIVINE Zachary Krivine

ended on 2020-09-28

CDR: 7049816

Zojajha Ayub

ended on 2020-09-25

CDR: 4866819

Patrick Trucchio

ended on 2020-05-06

CDR: 7153534

Ashton Fagan

ended on 2020-03-23

CDR: 7289959

XU ZOU

Xu U. Zou

ended on 2020-12-03

CDR: 7331521

Julian Horky

started on 2021-02-26

CDR: 2435318

Harry Jaffe

HARRY MARK JAFFE

started on 2021-04-08

CDR: 6505625

Matthew Jachera

started on 2021-04-14

CDR: 6682178

Jose Garcia

Jose Luis Garcia Jr Jose Luis Garcia Velasquez

started on 2021-04-21

CDR: 6198544

RAMNIQUE SROA

started on 2021-01-11

CDR: 7211950

Mariya Matuzok

started on 2021-04-26

CDR: 2811234

Jacquelyn Ganguly

JACQUELYN S. GANGULY JACQUELIN JANE SHRIVER JACQUELYN JANE SHRIVER

started on 2021-04-08

CDR: 7143340

Alexandra Yaseen

started on 2021-04-06

CDR: 2527878

Alexander Martin

ALEX MARTIN JR ALEX MARTIN Alexander Byers Martin Jr Alexander Byers Martin Alexander Martin

started on 2021-02-16

CDR: 7235787

Christopher Pyle

christopher pyle

ended on 2021-01-07

CDR: 1884355

JAMES RAMP

ended on 2021-04-07

CDR: 7153555

Kenneth Vallace

Kenny Vallace Kenneth Vallance

ended on 2021-02-26

CDR: 4810517

Chad Greiner

CHAD GREINER

ended on 2021-03-01

CDR: 5602774

Donald McLee

DONALD D MCLEE

ended on 2021-03-10

CDR: 5938060

ROIANA REID

ROI REID

ended on 2021-03-25

CDR: 7276267

Supreet Shah

ended on 2021-02-26

CDR: 7161901

Fozia Ahmed

ended on 2021-04-06

CDR: 5180189

CHRISTOPHER KANIAN

CHRISTOPHER P KANRAN

ended on 2021-02-01

Court Diary