Company Name:
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
Address:
885 THIRD AVENUE, NEW YORK NY 10022
CRD Number:
2625
SEC Number:
801-67134
CIK Number:
61369
SEC File Number:
808132
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
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1975
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1977
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1983
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1994
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1996
1997
1998
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2001
2002
2003
2004
2005
2006
2007
2008
2009
CDR: 316687
BERNARD MADOFF
BERNARD L MADOFF
started on 1960-03-29
CDR: 310439
IRWIN LIPKIN
started on 1965-06-04
CDR: 316688
PETER MADOFF
started on 1969-06-24
CDR: 276298
DAVID KUGEL
started on 1970-04-08
CDR: 258787
MARTIN JOEL
started on 1982-06-18
CDR: 1175128
Margaret Gavlik
MARGARET DANA GAVLIK MARGARET WASHBURN GAVLIK MARGARET DANA WASHBURN
started on 1983-11-23
CDR: 1527021
FRANK DIPASCALI
started on 1986-06-24
CDR: 1633853
ALAN FERTEL
started on 1987-07-21
CDR: 1547110
CHRISTOPHER PALMER
CHRISTOPHER D PALMER
started on 1988-09-06
CDR: 1692733
LAWRENCE BIRCH
started on 1989-05-26
CDR: 1547110
CHRISTOPHER PALMER
CHRISTOPHER D PALMER
ended on 1989-11-04
CDR: 2034345
KEVIN FONG
started on 1990-10-11
CDR: 1322883
ELIZABETH O'TOOLE
ELIZABETH MARIE GOCS ELIZABETH MARIE O' TOOLE ELIZABETH MARIE OTOOLE ELIZABETH MARIE TRAMONTANO ELIZABETH MARIE TRAMONTANO - GOCS
started on 1990-01-05
CDR: 1862586
DANIEL DUFFY
DANIEL JOSEPH DUFFY
started on 1990-05-15
CDR: 2147353
ANDREW COHEN
started on 1991-06-20
CDR: 2101703
THOMAS CAMVYCIS
started on 1991-04-24
CDR: 1426243
VINCENT GARCIA
VINAIS JOSEPH GARCIA
started on 1992-06-24
CDR: 1334715
EDWARD COUGHLIN
started on 1992-01-22
CDR: 2072164
FRANK GARIBALDI
FRANK P GARIBALDI FRANK PHILLIP GARIBALDI
started on 1993-10-22
CDR: 2441467
SETH APPEL
SETH S APPEL
started on 1994-03-28
CDR: 2159039
KEVIN PRICE
started on 1994-12-13
CDR: 2419130
Henry Weiss
HANK WEISS Henry Weiss
started on 1994-12-19
CDR: 1633853
ALAN FERTEL
ended on 1994-11-11
CDR: 2072164
FRANK GARIBALDI
FRANK P GARIBALDI FRANK PHILLIP GARIBALDI
ended on 1994-06-07
CDR: 2276494
JEFFREY JACOBSON
JEFF HOWARD JACOBSON JEFF JACOBSON
started on 1995-09-29
CDR: 2497361
KENNETH CUTRONEO
KENNETH ROBERT COTRONEO JR KENNETH ROBERT CUTRONEO JR KENNETH CUTRONEO
started on 1995-09-21
CDR: 1739289
SHAUN DALTON
Shaun Dalton
started on 1995-01-16
CDR: 1633853
ALAN FERTEL
started on 1995-09-20
CDR: 2548970
RICHARD SCHWARTZ
started on 1995-06-26
CDR: 1633853
ALAN FERTEL
ended on 1995-10-17
CDR: 2721854
MARK KASHAR
started on 1996-05-03
CDR: 856174
DEBORAH TARATUNIO
DEBORAH ANN TRACY
started on 1996-03-21
CDR: 2690119
ROLLAND HOOEY
ROLLAND HOOEY JR ROLLAND HOOEY Ron Hooey
started on 1996-01-04
CDR: 1692733
LAWRENCE BIRCH
ended on 1996-06-07
CDR: 2419681
RICHARD ROSS
started on 1997-09-18
CDR: 2185596
NEILL AARONS
NEILL SCOTRT AARONS SCOTT AARONSNEILL
started on 1997-09-09
CDR: 1633853
ALAN FERTEL
started on 1997-09-25
CDR: 2792624
MICHAEL TANNENBAUM
started on 1997-09-12
CDR: 2440146
DONNA MACKAY
DONNA J MACKAY
started on 1997-09-10
CDR: 2798258
ANDREW VACCARO
started on 1997-09-09
CDR: 1398694
MARISA ACERRA
MARISA A KARRIS MARISA ANNE KARRIS
started on 1997-09-02
CDR: 2533743
HAL PASETSKY
started on 1997-01-08
CDR: 2419130
Henry Weiss
HANK WEISS Henry Weiss
ended on 1997-10-16
CDR: 2661102
Nicholas Palumbo
NICHOLAS SAVERIO PALUMBO NICHOLAS PALUMBO
started on 1998-02-06
CDR: 3073206
JAMES DIETERICH
JAMES B DIETERICH JAMES B DIETRICH
started on 1998-08-20
CDR: 2603248
BARRY EISEN
BARRY M EISEN
started on 1998-09-23
CDR: 2620199
AMY CURLEY
AMY RICE CURLEY AMY LYNN RICE
started on 1998-09-02
CDR: 3043852
WILLIAM JAMES
BILL JAMES
started on 1998-09-08
CDR: 2887297
MATTHEW CARPENTER
started on 1998-01-01
CDR: 2701566
PAVEL SHKLYAR
started on 1998-11-06
CDR: 2557109
ELIZABETH KENNEDY
ELIZABETH ANN FOOTE ELIZABETH ANN KENNEDY FOOTE ELIZABETH A KENNEDY
started on 1998-10-02
CDR: 2604316
JENNIFER WINTERS
JENNIFER QUATRONE
started on 1998-03-10
CDR: 2721854
MARK KASHAR
ended on 1998-06-08
CDR: 2034345
KEVIN FONG
ended on 1998-08-12
CDR: 1739289
SHAUN DALTON
Shaun Dalton
ended on 1998-06-02
CDR: 2441467
SETH APPEL
SETH S APPEL
ended on 1998-04-16
CDR: 2159039
KEVIN PRICE
ended on 1998-08-12
CDR: 2548970
RICHARD SCHWARTZ
ended on 1998-05-21
CDR: 1692733
LAWRENCE BIRCH
started on 1999-09-07
CDR: 2922973
PHILIP ADESSO
Philip Adesso
started on 1999-12-03
CDR: 2645661
RICHARD MICHALOWSKI
RICHARD JON MICHALEWSKI RICHARD JOHN MICHALOWSKI
started on 1999-04-21
CDR: 2847848
ZIYAH ESBENSHADE
started on 1999-06-14
CDR: 2851585
Karl Feng
KARL K FENG KARL KUNGWEI FENG
started on 1999-05-21
CDR: 3182103
ENRICA COTELLESSAPITZ
started on 1999-03-01
CDR: 3233567
STEPHEN KAY
started on 1999-07-23
CDR: 3155599
JOSHUA VOLLERTSEN
JOSHUA N VOLLERTSEN Joshua Vollertsen
started on 1999-01-01
CDR: 2241817
JAY ENG
started on 1999-02-01
CDR: 2620199
AMY CURLEY
AMY RICE CURLEY AMY LYNN RICE
ended on 1999-07-02
CDR: 2701566
PAVEL SHKLYAR
ended on 1999-03-19
CDR: 1398694
MARISA ACERRA
MARISA A KARRIS MARISA ANNE KARRIS
ended on 1999-10-26
CDR: 2241817
JAY ENG
ended on 1999-05-26
CDR: 2533743
HAL PASETSKY
ended on 1999-07-13
CDR: 2260984
RICHARD STAHL
RICHARD I STAHL RICHARD IRWIN STAHL II RICK STAHL
started on 2000-06-07
CDR: 2761508
LAURENCE WARD
CURT WARD LAWRENCE CURTIS WARD
started on 2000-10-16
CDR: 3225141
Reed Abend
started on 2000-05-11
CDR: 2524484
Jay Matthews
JAY E MATTHEWS Jay Edward Matthews Jay Matthews
started on 2000-11-28
CDR: 2535929
EDWARD KELLY
EDWARD MICHAEL KELLY MR TED KELLY
started on 2000-01-11
CDR: 1572259
RICHARD JONES
RICK JONES
started on 2000-10-16
CDR: 2147353
ANDREW COHEN
ended on 2000-04-11
CDR: 3073206
JAMES DIETERICH
JAMES B DIETERICH JAMES B DIETRICH
ended on 2000-07-11
CDR: 2185596
NEILL AARONS
NEILL SCOTRT AARONS SCOTT AARONSNEILL
ended on 2000-03-27
CDR: 1633853
ALAN FERTEL
ended on 2000-09-18
CDR: 310439
IRWIN LIPKIN
ended on 2000-08-30
CDR: 2887297
MATTHEW CARPENTER
ended on 2000-04-05
CDR: 3047864
RICHARD ARROYO
started on 2001-04-24
CDR: 2677290
JOSHUA STAMPFLI
JOSH R STAMPFLI JOSH REID STAMPFLI JOSH STAMPFLI
started on 2001-11-27
CDR: 2997357
DAVID PITT
started on 2001-10-02
CDR: 2791748
DANIEL FLAX
DANIEL FLAX
started on 2001-02-16
CDR: 323965
LEONARD MAYER
started on 2001-01-09
CDR: 3043852
WILLIAM JAMES
BILL JAMES
ended on 2001-03-26
CDR: 3155599
JOSHUA VOLLERTSEN
JOSHUA N VOLLERTSEN Joshua Vollertsen
ended on 2001-11-26
CDR: 4216762
JOHN MCLELLAN
BRANDEN J MCLELLAN JOHN BRANDEN MCLELLAN MR.
started on 2002-07-19
CDR: 2983700
ROBERT KANNING
started on 2002-11-05
CDR: 2557109
ELIZABETH KENNEDY
ELIZABETH ANN FOOTE ELIZABETH ANN KENNEDY FOOTE ELIZABETH A KENNEDY
ended on 2002-12-09
CDR: 4209015
DANIEL RINGELSTEIN
DANIEL AUGUST RINGELSTEIN
started on 2003-02-14
CDR: 2883296
JOHN MCGOLDRICK
JOHN FRANCIS MCGOLDRICK JR
started on 2003-04-01
CDR: 4216762
JOHN MCLELLAN
BRANDEN J MCLELLAN JOHN BRANDEN MCLELLAN MR.
ended on 2003-02-11
CDR: 258787
MARTIN JOEL
ended on 2003-05-12
CDR: 4457472
GLENN NANO
started on 2004-04-23
CDR: 2562063
LISA WOODS
LISA NANCY MORTENSEN
started on 2004-06-01
CDR: 2936102
Daniel Dee
DEE DANIEL DANIEL M DEE DANIEL MICHAEL DEE DANNY DEE Daniel Dee
started on 2004-03-29
CDR: 2212588
JEFFREY COOPER
JEFF COOPER
started on 2004-03-29
CDR: 3020628
PETER BRAUNWART
PETER A BRAUNWART
started on 2004-03-03
CDR: 4011066
MICHAEL ROMANOWSKI
MICHAEL ROMANOWSKI
started on 2004-03-30
CDR: 4766399
MERLIN MEYER-MITCHELL
started on 2004-06-25
CDR: 2661102
Nicholas Palumbo
NICHOLAS SAVERIO PALUMBO NICHOLAS PALUMBO
ended on 2004-01-05
CDR: 2922973
PHILIP ADESSO
Philip Adesso
ended on 2004-01-05
CDR: 2440146
DONNA MACKAY
DONNA J MACKAY
ended on 2004-01-05
CDR: 3020628
PETER BRAUNWART
PETER A BRAUNWART
ended on 2004-10-04
CDR: 4011066
MICHAEL ROMANOWSKI
MICHAEL ROMANOWSKI
ended on 2004-04-28
CDR: 2791748
DANIEL FLAX
DANIEL FLAX
ended on 2004-05-05
CDR: 2883296
JOHN MCGOLDRICK
JOHN FRANCIS MCGOLDRICK JR
ended on 2004-03-30
CDR: 4551621
PETER TILETNICK
started on 2005-08-04
CDR: 3116439
Kevin McGuire
KEVIN EUGENE MCGUIRE
started on 2005-03-31
CDR: 4753090
Matthew Padala
started on 2005-09-12
CDR: 2792624
MICHAEL TANNENBAUM
ended on 2005-03-31
CDR: 2997357
DAVID PITT
ended on 2005-05-06
CDR: 2524484
Jay Matthews
JAY E MATTHEWS Jay Edward Matthews Jay Matthews
ended on 2005-05-09
CDR: 2798258
ANDREW VACCARO
ended on 2005-03-01
CDR: 3233567
STEPHEN KAY
ended on 2005-06-08
CDR: 2604316
JENNIFER WINTERS
JENNIFER QUATRONE
ended on 2005-05-09
CDR: 4863020
NEILAY MEHTA
NEILAY K MEHTA
started on 2006-04-12
CDR: 5201553
Xing Zheng
started on 2006-10-05
CDR: 5129664
ALBERT COPERSINO
started on 2006-04-21
CDR: 2081037
ROBERT GUTMAN
started on 2006-12-19
CDR: 4392235
GREGORY IMBRUCE
started on 2006-04-25
CDR: 2419681
RICHARD ROSS
ended on 2006-01-11
CDR: 2645661
RICHARD MICHALOWSKI
RICHARD JON MICHALEWSKI RICHARD JOHN MICHALOWSKI
ended on 2006-01-11
CDR: 2562063
LISA WOODS
LISA NANCY MORTENSEN
ended on 2006-12-18
CDR: 2497361
KENNETH CUTRONEO
KENNETH ROBERT COTRONEO JR KENNETH ROBERT CUTRONEO JR KENNETH CUTRONEO
ended on 2006-01-11
CDR: 2603248
BARRY EISEN
BARRY M EISEN
ended on 2006-05-12
CDR: 2936102
Daniel Dee
DEE DANIEL DANIEL M DEE DANIEL MICHAEL DEE DANNY DEE Daniel Dee
ended on 2006-01-11
CDR: 2847848
ZIYAH ESBENSHADE
ended on 2006-12-18
CDR: 4209015
DANIEL RINGELSTEIN
DANIEL AUGUST RINGELSTEIN
ended on 2006-12-18
CDR: 2212588
JEFFREY COOPER
JEFF COOPER
ended on 2006-01-11
CDR: 2851585
Karl Feng
KARL K FENG KARL KUNGWEI FENG
ended on 2006-01-11
CDR: 2535929
EDWARD KELLY
EDWARD MICHAEL KELLY MR TED KELLY
ended on 2006-01-11
CDR: 4766399
MERLIN MEYER-MITCHELL
ended on 2007-09-13
CDR: 3212407
CHRISTOPHER SHAW
started on 2008-05-07
CDR: 5207913
RICHARD YEH
started on 2008-01-10
CDR: 2786608
STEVEN FRIEDMAN
STEVE FRIEDMAN
started on 2008-09-30
CDR: 323965
LEONARD MAYER
ended on 2008-05-01
CDR: 4392235
GREGORY IMBRUCE
ended on 2008-03-11
CDR: 1692733
LAWRENCE BIRCH
ended on 2009-07-07
CDR: 3212407
CHRISTOPHER SHAW
ended on 2009-07-07
CDR: 4863020
NEILAY MEHTA
NEILAY K MEHTA
ended on 2009-07-07
CDR: 3047864
RICHARD ARROYO
ended on 2009-07-07
CDR: 5207913
RICHARD YEH
ended on 2009-07-07
CDR: 2260984
RICHARD STAHL
RICHARD I STAHL RICHARD IRWIN STAHL II RICK STAHL
ended on 2009-07-07
CDR: 4457472
GLENN NANO
ended on 2009-07-07
CDR: 2677290
JOSHUA STAMPFLI
JOSH R STAMPFLI JOSH REID STAMPFLI JOSH STAMPFLI
ended on 2009-07-07
CDR: 2276494
JEFFREY JACOBSON
JEFF HOWARD JACOBSON JEFF JACOBSON
ended on 2009-07-07
CDR: 4551621
PETER TILETNICK
ended on 2009-07-07
CDR: 5201553
Xing Zheng
ended on 2009-07-07
CDR: 856174
DEBORAH TARATUNIO
DEBORAH ANN TRACY
ended on 2009-07-07
CDR: 316688
PETER MADOFF
ended on 2009-07-07
CDR: 1322883
ELIZABETH O'TOOLE
ELIZABETH MARIE GOCS ELIZABETH MARIE O' TOOLE ELIZABETH MARIE OTOOLE ELIZABETH MARIE TRAMONTANO ELIZABETH MARIE TRAMONTANO - GOCS
ended on 2009-07-07
CDR: 2761508
LAURENCE WARD
CURT WARD LAWRENCE CURTIS WARD
ended on 2009-07-07
CDR: 3225141
Reed Abend
ended on 2009-07-07
CDR: 276298
DAVID KUGEL
ended on 2009-07-07
CDR: 5129664
ALBERT COPERSINO
ended on 2009-07-07
CDR: 1862586
DANIEL DUFFY
DANIEL JOSEPH DUFFY
ended on 2009-07-07
CDR: 2081037
ROBERT GUTMAN
ended on 2009-07-07
CDR: 1527021
FRANK DIPASCALI
ended on 2009-07-07
CDR: 2101703
THOMAS CAMVYCIS
ended on 2009-07-07
CDR: 1426243
VINCENT GARCIA
VINAIS JOSEPH GARCIA
ended on 2009-07-07
CDR: 1334715
EDWARD COUGHLIN
ended on 2009-07-07
CDR: 3182103
ENRICA COTELLESSAPITZ
ended on 2009-06-17
CDR: 1175128
Margaret Gavlik
MARGARET DANA GAVLIK MARGARET WASHBURN GAVLIK MARGARET DANA WASHBURN
ended on 2009-07-07
CDR: 2983700
ROBERT KANNING
ended on 2009-07-07
CDR: 3116439
Kevin McGuire
KEVIN EUGENE MCGUIRE
ended on 2009-07-07
CDR: 2690119
ROLLAND HOOEY
ROLLAND HOOEY JR ROLLAND HOOEY Ron Hooey
ended on 2009-07-07
CDR: 4753090
Matthew Padala
ended on 2009-07-07
CDR: 2786608
STEVEN FRIEDMAN
STEVE FRIEDMAN
ended on 2009-07-07
CDR: 1572259
RICHARD JONES
RICK JONES
ended on 2009-07-07
CDR: 316687
BERNARD MADOFF
BERNARD L MADOFF
ended on 2009-06-16



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