Company Name:
BRAZOS SECURITIES, INC.
CRD Number:
21624
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 1548924
BILLY SIMS
BILL SIMS
started on 1989-03-03
CDR: 218837
RODGER GAULDING
started on 1993-09-25
CDR: 2219308
STEPHEN SCANLON
started on 1993-01-20
CDR: 2219308
STEPHEN SCANLON
ended on 1993-08-17
CDR: 334658
DOUGLAS MILLER
DOUG MILLER
started on 1994-04-19
CDR: 2187957
JOE BUCKNER
started on 1996-10-22
CDR: 334658
DOUGLAS MILLER
DOUG MILLER
ended on 1996-12-31
CDR: 1031368
HENRY STERZING
started on 1999-01-26
CDR: 4212
THOMAS AMACKER
started on 2001-02-22
CDR: 1080643
DAVID BURCH
started on 2003-09-30
CDR: 1080643
DAVID BURCH
ended on 2003-11-12
CDR: 2262980
TOMMY RICKS
started on 2006-09-11
CDR: 477237
BRUCE ZUCKER
started on 2006-01-30
CDR: 1067638
ROBERT TOPPING
ROB TOPPING
started on 2006-11-10
CDR: 4356341
RUSTY RUTLEDGE
started on 2006-04-10
CDR: 4064857
Mark Cison
MARK STAN CISON
started on 2006-11-10
CDR: 2106299
JAMES KELLER
JIM KELLER
started on 2006-08-28
CDR: 1496810
JAMES MIDKIFF
JIM MIDKIFF
started on 2006-01-10
CDR: 477237
BRUCE ZUCKER
ended on 2007-07-27
CDR: 4064857
Mark Cison
MARK STAN CISON
ended on 2009-08-11
CDR: 4356341
RUSTY RUTLEDGE
ended on 2011-10-24
CDR: 2560915
MARIA MIDKIFF
MARIA ANDREA CONTRERAS
started on 2012-04-19
CDR: 2262980
TOMMY RICKS
ended on 2012-05-25
CDR: 4409593
HONG-YUAN GUO
HONG GUO HONG-YUAN GUO Hong Guo
started on 2013-01-17
CDR: 2358084
MILLICENT MAUREEN HOLMES
MILLICENT M. JOHN MILLICENT MAUREEN JOHN
started on 2013-05-30
CDR: 4147664
WILLIAM TEVIS
Ryan Tevis
started on 2013-03-26
CDR: 2358084
MILLICENT MAUREEN HOLMES
MILLICENT M. JOHN MILLICENT MAUREEN JOHN
ended on 2013-08-01
CDR: 4320263
JAMES GALLAGHER
James Patrick Gallagher
started on 2014-01-10
CDR: 2860235
WILLIS DEVINEY
BILL DEVINEY JR WILLIS DEVINEY
started on 2014-02-05
CDR: 2187957
JOE BUCKNER
ended on 2015-11-09
CDR: 1460048
Alex Cena
ALEX M CENA ALEX MAMON CENA ALEX CENA
started on 2016-10-10
CDR: 2560915
MARIA MIDKIFF
MARIA ANDREA CONTRERAS
ended on 2016-12-31
CDR: 1460048
Alex Cena
ALEX M CENA ALEX MAMON CENA ALEX CENA
ended on 2017-02-15
CDR: 2860235
WILLIS DEVINEY
BILL DEVINEY JR WILLIS DEVINEY
ended on 2017-07-06
CDR: 2106299
JAMES KELLER
JIM KELLER
ended on 2017-06-23
CDR: 1031368
HENRY STERZING
ended on 2017-07-25
CDR: 4409593
HONG-YUAN GUO
HONG GUO HONG-YUAN GUO Hong Guo
ended on 2018-12-31
CDR: 4212
THOMAS AMACKER
ended on 2018-10-31
CDR: 4147664
WILLIAM TEVIS
Ryan Tevis
ended on 2018-07-20
CDR: 6539801
JOSEPH RIZZI
JOSEPH VITO RIZZI
started on 2019-10-07
CDR: 1548924
BILLY SIMS
BILL SIMS
ended on 2019-12-31
CDR: 1067638
ROBERT TOPPING
ROB TOPPING
ended on 2019-11-08
CDR: 218837
RODGER GAULDING
ended on 2019-11-08
CDR: 6539801
JOSEPH RIZZI
JOSEPH VITO RIZZI
ended on 2019-11-08
CDR: 4320263
JAMES GALLAGHER
James Patrick Gallagher
ended on 2019-11-08
CDR: 1496810
JAMES MIDKIFF
JIM MIDKIFF
ended on 2019-11-08



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