Company Name:
BROADHAVEN SECURITIES LLC
Address:
25TH FLOOR, 150 N RIVERSIDE PLAZA, CHICAGO, IL 60606
CRD Number:
157804
CIK Number:
1519614
SEC File Number:
868862
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5930962
KYLE MURRAY
KYLE MURRAY
started on 2011-11-01
CDR: 5154709
DAVID WARREN
started on 2011-12-03
CDR: 4995376
DANIEL MILLIGAN
DANIEL MILLIGAN
started on 2011-11-01
CDR: 2914891
GERARD VON DOHLEN
GERARD NICHOLAS VONDOHLEN JR JERRY VONDOHLEN JR
started on 2011-11-01
CDR: 3269223
GREGORY PHILLIPS
GREGORY A PHILLIPS
started on 2011-11-01
CDR: 4044938
KAREN ALVAREZ
KAREN LOU LOPEZ
started on 2011-11-01
CDR: 4262645
JILL MATESIC
Jill Matesic
started on 2012-05-03
CDR: 2632004
JAMES DENTON
JAMES T DENTON
started on 2012-04-13
CDR: 5001274
YI TIAN
ESTHER TIAN
started on 2013-02-20
CDR: 2029704
MICHAEL DELERAY
started on 2013-04-23
CDR: 6239817
THOMAS FOX
started on 2013-12-17
CDR: 4559571
WILLIAM GUERRY
started on 2014-08-21
CDR: 6211777
JUSTIN GERMAINE
started on 2014-09-29
CDR: 2020859
JOHN SIMPSON
started on 2014-03-14
CDR: 5472886
KYLIE DAVIS
started on 2014-04-02
CDR: 704554
JAMES MACNAUGHTON
JAMES H MACNAUGHTON
started on 2014-08-20
CDR: 6223698
KE MA
started on 2014-04-23
CDR: 2288399
ROBERT SPOFFORD
started on 2014-09-11
CDR: 5154709
DAVID WARREN
ended on 2014-01-08
CDR: 4995376
DANIEL MILLIGAN
DANIEL MILLIGAN
ended on 2014-04-21
CDR: 2593640
MORGAN DUNBAR
started on 2015-09-21
CDR: 6532881
FENGMIN JIN
started on 2015-10-19
CDR: 2058771
WILLIAM CRUGER
started on 2015-07-28
CDR: 5962440
DAVID SAGINUR
DAVID SAGINUR
started on 2015-08-28
CDR: 6532849
RON ARIAV
started on 2015-10-12
CDR: 5111874
LEONARDO LEONE
Lenny Leone Leonardo Ercole Leone
started on 2015-09-10
CDR: 6532821
TIANTIAN HE
started on 2015-09-28
CDR: 2862879
JOSEPH ZABIK
started on 2015-10-19
CDR: 4262645
JILL MATESIC
Jill Matesic
ended on 2015-11-12
CDR: 6239817
THOMAS FOX
ended on 2015-08-03
CDR: 5472886
KYLIE DAVIS
ended on 2015-07-30
CDR: 6223698
KE MA
ended on 2015-11-02
CDR: 6699557
Erin Gun
started on 2016-11-28
CDR: 1541809
DAVID PENNEY
D. JEFFREY PENNEY
started on 2016-11-10
CDR: 6532790
JANE SUH
JANE YONNHAE SUH
started on 2016-03-10
CDR: 4474368
Meghan Lockwood
MEGHAN EILEEN LYONS Meghan Lockwood
started on 2016-10-21
CDR: 6699532
Emily Zhang
started on 2016-11-15
CDR: 4412262
CONOR NELSON
started on 2016-07-19
CDR: 6214448
TONY ZHAO
started on 2016-10-14
CDR: 2593640
MORGAN DUNBAR
ended on 2016-11-03
CDR: 4559571
WILLIAM GUERRY
ended on 2016-01-22
CDR: 5962440
DAVID SAGINUR
DAVID SAGINUR
ended on 2016-08-16
CDR: 6477252
BENJAMIN PRIGAL
BENJAMIN PRIGAL
started on 2017-06-01
CDR: 2644537
KURT VON HOLZHAUSEN
KURT JAMES VONHOLZHAUSEN
started on 2017-06-06
CDR: 6836031
Jun Gu Lee
started on 2017-10-26
CDR: 6520026
DANIEL CHEN
DANIEL CHEN
started on 2017-09-07
CDR: 6836019
Kevin Mercadante
started on 2017-10-10
CDR: 6532881
FENGMIN JIN
ended on 2017-07-14
CDR: 6532790
JANE SUH
JANE YONNHAE SUH
ended on 2017-06-06
CDR: 6211777
JUSTIN GERMAINE
ended on 2017-06-13
CDR: 6532849
RON ARIAV
ended on 2017-02-03
CDR: 6699532
Emily Zhang
ended on 2017-10-18
CDR: 6532821
TIANTIAN HE
ended on 2017-01-11
CDR: 7002010
Jerry Chen
started on 2018-09-18
CDR: 7001981
Victoria Chao
started on 2018-09-18
CDR: 6313092
ROCCO SCUNDI
ROCCO A SCUNDI
started on 2018-09-28
CDR: 2048416
KIRK WILSON
started on 2018-10-26
CDR: 6664419
Alex Berluti
started on 2018-01-18
CDR: 6420790
WILLIAM PILAVAS
started on 2018-12-18
CDR: 7001993
Mark West
started on 2018-09-18
CDR: 2389319
TODD OWENS
started on 2018-08-23
CDR: 6514861
MICHAEL MASTELLONE
started on 2018-09-05
CDR: 7001986
Rui Li
started on 2018-09-12
CDR: 6699557
Erin Gun
ended on 2018-03-27
CDR: 6664419
Alex Berluti
ended on 2018-06-27
CDR: 5111874
LEONARDO LEONE
Lenny Leone Leonardo Ercole Leone
ended on 2018-11-06
CDR: 6214448
TONY ZHAO
ended on 2018-07-18
CDR: 6836019
Kevin Mercadante
ended on 2018-07-24
CDR: 4044938
KAREN ALVAREZ
KAREN LOU LOPEZ
ended on 2018-06-05
CDR: 5896893
Christian Lopez
started on 2019-07-03
CDR: 6482672
LEON PERSAUD
LEON JEREMY PERSAUD
started on 2019-05-06
CDR: 7165490
Lukas Fedak
started on 2019-12-06
CDR: 7165538
Kaiyue Lu
started on 2019-12-03
CDR: 7167116
Wei Shuang Chou
started on 2019-12-05
CDR: 7165526
Christopher Jakway
started on 2019-10-17
CDR: 7165502
Romil Parikh
started on 2019-11-30
CDR: 4960503
Benjamin Londergan
started on 2019-10-16
CDR: 1541809
DAVID PENNEY
D. JEFFREY PENNEY
ended on 2019-02-22
CDR: 6313092
ROCCO SCUNDI
ROCCO A SCUNDI
ended on 2019-07-29
CDR: 6482672
LEON PERSAUD
LEON JEREMY PERSAUD
ended on 2019-05-13
CDR: 6836031
Jun Gu Lee
ended on 2019-04-15
CDR: 6520026
DANIEL CHEN
DANIEL CHEN
ended on 2019-05-13
CDR: 7284657
Andrew Qi
started on 2020-10-16
CDR: 2945210
REINHARD KOESTER
started on 2020-12-07
CDR: 7284647
Usmaan Hasan
started on 2020-10-12
CDR: 7284654
Hyun Jin Park
started on 2020-10-26
CDR: 7284667
Michael Rutter
Michael Rutter
started on 2020-11-17
CDR: 2084781
MATTHEW FRYMIER
started on 2020-11-16
CDR: 7002010
Jerry Chen
ended on 2020-09-29
CDR: 7001981
Victoria Chao
ended on 2020-08-31
CDR: 7165538
Kaiyue Lu
ended on 2020-09-29
CDR: 7001986
Rui Li
ended on 2020-08-06
CDR: 7165502
Romil Parikh
ended on 2020-08-31
CDR: 4960503
Benjamin Londergan
ended on 2020-02-04
CDR: 2058771
WILLIAM CRUGER
ended on 2021-03-09
CDR: 5896893
Christian Lopez
ended on 2021-04-29
CDR: 7001993
Mark West
ended on 2021-02-17
CDR: 7165526
Christopher Jakway
ended on 2021-03-26



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