Company Name:
BROAD STREET SECURITIES, INC.
CRD Number:
36101
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
CDR: 371912
PETER REA
started on 1994-09-02
CDR: 2264551
STUART BURCHARD
STUART GREGORY BURCHARD MR.
started on 1994-12-14
CDR: 2120445
MICHAEL GARAVAGLIA
started on 1994-05-31
CDR: 2261667
JANET GENTRY
JANET FRY JANET LITTLE
started on 1994-07-15
CDR: 371912
PETER REA
ended on 1994-12-10
CDR: 2120445
MICHAEL GARAVAGLIA
ended on 1994-09-08
CDR: 1028559
MARY MADA
started on 1995-07-10
CDR: 2261667
JANET GENTRY
JANET FRY JANET LITTLE
ended on 1995-02-21
CDR: 1575229
ANMAR SARAFA
ANMAR SARAFA
started on 1997-11-04
CDR: 803148
DOUGLAS MCDONALD
started on 1998-03-23
CDR: 2337276
HELEN ROCCA
started on 1998-06-15
CDR: 1088391
ROBERT ELLIS
started on 1998-05-07
CDR: 1793261
ARA VARTABEDIAN
started on 1998-06-15
CDR: 803148
DOUGLAS MCDONALD
ended on 1998-06-04
CDR: 1154663
JAMES KNOWLES
JIM KNOWLES
started on 1999-04-05
CDR: 2826479
JEFFREY GORDON
JEFFREY LEE GORDON
started on 1999-12-08
CDR: 1052851
WILLIAM ORKE
BILL ORKE
started on 1999-02-23
CDR: 2337276
HELEN ROCCA
ended on 1999-10-01
CDR: 1793261
ARA VARTABEDIAN
ended on 1999-10-01
CDR: 2036221
BETSY BOYD
BETSY A BOYD
started on 2000-04-12
CDR: 204474
MICHAEL FARKAS
MICHAEL KEVIN FARKAS MICKEY FARKAS
started on 2000-08-17
CDR: 2036221
BETSY BOYD
BETSY A BOYD
ended on 2000-08-21
CDR: 2826479
JEFFREY GORDON
JEFFREY LEE GORDON
ended on 2000-04-12
CDR: 4416551
PAUL DURSO
PAUL DURSO
started on 2001-10-19
CDR: 4355631
DAVID CINI
DAVID CINI
started on 2001-05-17
CDR: 2866182
SCOTT HENDRIE
started on 2001-06-07
CDR: 4416551
PAUL DURSO
PAUL DURSO
ended on 2001-11-06
CDR: 4355631
DAVID CINI
DAVID CINI
ended on 2001-05-30
CDR: 2607933
GREGORY PAPPAS
GREG PAPPAS GREGORY T PAPPAS
started on 2002-08-23
CDR: 1694417
JOHN NOSS
started on 2002-11-19
CDR: 2245162
ALFRED ALLOS
started on 2002-07-29
CDR: 2547493
JEFFREY WEITZMAN
started on 2003-03-03
CDR: 1088391
ROBERT ELLIS
ended on 2003-03-27
CDR: 2774897
MARK KAUFMAN
started on 2004-12-01
CDR: 2298668
JAVIER HERNANDEZ
started on 2004-06-08
CDR: 3097970
DREW MACEWEN
started on 2004-06-08
CDR: 2428341
PETER TRANQUILLI
started on 2004-06-08
CDR: 4752510
RACHELLE ZAWINSKY
RACHELLE MARIE ZAWINSKY MS
started on 2004-02-12
CDR: 3122957
ARON MARCINKOSKI
ARON MARCINKOSKI
started on 2004-06-08
CDR: 4163232
Stephen Carangelo
STEPHEN MARK CARANGELO
started on 2004-06-08
CDR: 2679797
JAMES FONSECA
JAMES LUIS FONESCA JAMES LUIS FONSECA MR. JAMES LUIS FONSECA JAY LUIS FONSECA
started on 2004-06-08
CDR: 2830623
DAVID SULKES
DAVID SULKES
started on 2004-06-08
CDR: 4346462
JOSE GONZALEZ NAVARRO
JOSE C GONZALEZ JOSE CARLOS GONZALEZ
started on 2004-06-08
CDR: 3097970
DREW MACEWEN
ended on 2004-06-11
CDR: 4752510
RACHELLE ZAWINSKY
RACHELLE MARIE ZAWINSKY MS
ended on 2004-02-18
CDR: 4163232
Stephen Carangelo
STEPHEN MARK CARANGELO
ended on 2004-06-11
CDR: 400932
GEORGE ROBERTS
GEORGE GORDON ROBERTS JR
started on 2005-04-04
CDR: 4372753
DAVID SMITH
started on 2005-12-16
CDR: 2093624
CLIFFORD GREENWALD
started on 2005-11-24
CDR: 706853
JAMES MCLELLAN
JAMES WILLIAM MCLELLAN MR. JAMES WILLIAM MCLELLEN
started on 2005-07-20
CDR: 4563861
ROBERT UHR
UHR ALAN ROBERT
started on 2005-07-08
CDR: 1664561
TIMOTHY SHIVELY
TIM SHIVELY TIMOTHY PATRICH SHIVELY
started on 2005-08-16
CDR: 2505172
JOHN NORI
started on 2005-08-15
CDR: 4209174
DOUGLAS MOE
started on 2005-08-15
CDR: 1100066
DALE KRUEGER
started on 2005-12-01
CDR: 2505172
JOHN NORI
ended on 2005-09-07
CDR: 1052851
WILLIAM ORKE
BILL ORKE
ended on 2005-10-05
CDR: 2679797
JAMES FONSECA
JAMES LUIS FONESCA JAMES LUIS FONSECA MR. JAMES LUIS FONSECA JAY LUIS FONSECA
ended on 2005-02-10
CDR: 2866182
SCOTT HENDRIE
ended on 2005-03-16
CDR: 2543197
GARTH WILSON
GARTH BLAINE ZAFFINO WILSON ZAFFINO
started on 2006-01-20
CDR: 2679797
JAMES FONSECA
JAMES LUIS FONESCA JAMES LUIS FONSECA MR. JAMES LUIS FONSECA JAY LUIS FONSECA
started on 2006-08-07
CDR: 2730080
JOHN BOELKE
started on 2006-05-01
CDR: 2886714
ROBERT THEMM
BOB THEMM
started on 2006-12-04
CDR: 4372753
DAVID SMITH
ended on 2006-08-14
CDR: 4563861
ROBERT UHR
UHR ALAN ROBERT
ended on 2006-09-22
CDR: 1664561
TIMOTHY SHIVELY
TIM SHIVELY TIMOTHY PATRICH SHIVELY
ended on 2006-05-25
CDR: 2245162
ALFRED ALLOS
ended on 2006-08-15
CDR: 4346462
JOSE GONZALEZ NAVARRO
JOSE C GONZALEZ JOSE CARLOS GONZALEZ
ended on 2006-09-18
CDR: 5329439
KARIM BEYDOUN
started on 2007-06-15
CDR: 4244595
MICHAEL PARKER
MICHAEL PARKER
started on 2007-07-13
CDR: 705852
CURTIS POPE
started on 2007-10-25
CDR: 2688042
Mary Carleton
Mary G. Carleton Mary Gerace Carleton Mary K. Carleton Mary Kathryn G. Carleton Mary Kay Carleton Mary Kay Gerace Carleton Mary Carleton
started on 2007-04-06
CDR: 1231747
FELTUS MCKOWEN
FELTUD BARRON MCKOWEN FELTUD MCKOWEN
started on 2007-02-21
CDR: 5329439
KARIM BEYDOUN
ended on 2007-08-23
CDR: 2543197
GARTH WILSON
GARTH BLAINE ZAFFINO WILSON ZAFFINO
ended on 2007-06-21
CDR: 2774897
MARK KAUFMAN
ended on 2007-01-11
CDR: 400932
GEORGE ROBERTS
GEORGE GORDON ROBERTS JR
ended on 2007-05-16
CDR: 2298668
JAVIER HERNANDEZ
ended on 2007-06-21
CDR: 2679797
JAMES FONSECA
JAMES LUIS FONESCA JAMES LUIS FONSECA MR. JAMES LUIS FONSECA JAY LUIS FONSECA
ended on 2007-05-29
CDR: 2428341
PETER TRANQUILLI
ended on 2007-12-17
CDR: 1575229
ANMAR SARAFA
ANMAR SARAFA
ended on 2007-08-27
CDR: 204474
MICHAEL FARKAS
MICHAEL KEVIN FARKAS MICKEY FARKAS
ended on 2007-10-16
CDR: 2830623
DAVID SULKES
DAVID SULKES
ended on 2007-11-14
CDR: 3039014
CLINTON POWELL
CLINT POWELL
started on 2008-04-04
CDR: 4969245
SHELBY HENRY
SHELBY LEE DYER SHELBY LEE GOVITZ
started on 2008-11-12
CDR: 5325365
ZISHAAN RAYMOND-LATIB
ANTHONY RAYMOND ZISHAAN RAYMOND-LATIB ZISHAAN RAYMOND-LUTIB
started on 2008-12-11
CDR: 1916832
MICHAEL GRAHAM
MIKE GRAHAM
started on 2008-10-30
CDR: 4463792
FRANZ LAMBERT
FRANZ HELMUT LAMBERT II FRANZ LAMBERT FRANZ HELMUT LAMBERT II FRANZ LAMBERT II
started on 2008-01-02
CDR: 4244595
MICHAEL PARKER
MICHAEL PARKER
ended on 2008-08-21
CDR: 705852
CURTIS POPE
ended on 2008-06-23
CDR: 2547493
JEFFREY WEITZMAN
ended on 2008-07-08
CDR: 1154663
JAMES KNOWLES
JIM KNOWLES
ended on 2008-10-08
CDR: 1694417
JOHN NOSS
ended on 2008-07-07
CDR: 4463792
FRANZ LAMBERT
FRANZ HELMUT LAMBERT II FRANZ LAMBERT FRANZ HELMUT LAMBERT II FRANZ LAMBERT II
ended on 2008-01-24
CDR: 2110957
MICHAEL LEEMING
MICHAEL J LEEMING MIKE LEEMING Michael John Leeming
started on 2009-05-21
CDR: 1276905
EDWARD MCMAHON
started on 2009-01-22
CDR: 2748331
THEODORE KOVALEFF
started on 2009-04-02
CDR: 2218312
KEITH GIL
KEITH F GIL
started on 2009-03-11
CDR: 4133912
MICHAEL PASSARO
started on 2009-01-13
CDR: 2110957
MICHAEL LEEMING
MICHAEL J LEEMING MIKE LEEMING Michael John Leeming
ended on 2009-07-21
CDR: 3039014
CLINTON POWELL
CLINT POWELL
ended on 2009-02-27
CDR: 2607933
GREGORY PAPPAS
GREG PAPPAS GREGORY T PAPPAS
ended on 2009-07-21
CDR: 4969245
SHELBY HENRY
SHELBY LEE DYER SHELBY LEE GOVITZ
ended on 2009-03-11
CDR: 2093624
CLIFFORD GREENWALD
ended on 2009-01-13
CDR: 2688042
Mary Carleton
Mary G. Carleton Mary Gerace Carleton Mary K. Carleton Mary Kathryn G. Carleton Mary Kay Carleton Mary Kay Gerace Carleton Mary Carleton
ended on 2009-07-21
CDR: 706853
JAMES MCLELLAN
JAMES WILLIAM MCLELLAN MR. JAMES WILLIAM MCLELLEN
ended on 2009-08-03
CDR: 2264551
STUART BURCHARD
STUART GREGORY BURCHARD MR.
ended on 2009-07-24
CDR: 1276905
EDWARD MCMAHON
ended on 2009-07-21
CDR: 5325365
ZISHAAN RAYMOND-LATIB
ANTHONY RAYMOND ZISHAAN RAYMOND-LATIB ZISHAAN RAYMOND-LUTIB
ended on 2009-03-11
CDR: 1916832
MICHAEL GRAHAM
MIKE GRAHAM
ended on 2009-07-21
CDR: 3122957
ARON MARCINKOSKI
ARON MARCINKOSKI
ended on 2009-06-24
CDR: 2748331
THEODORE KOVALEFF
ended on 2009-07-21
CDR: 4209174
DOUGLAS MOE
ended on 2009-04-08
CDR: 2218312
KEITH GIL
KEITH F GIL
ended on 2009-07-21
CDR: 1028559
MARY MADA
ended on 2009-07-24
CDR: 4133912
MICHAEL PASSARO
ended on 2009-07-17
CDR: 1100066
DALE KRUEGER
ended on 2009-03-11
CDR: 2730080
JOHN BOELKE
ended on 2009-07-01
CDR: 2886714
ROBERT THEMM
BOB THEMM
ended on 2009-03-11
CDR: 1231747
FELTUS MCKOWEN
FELTUD BARRON MCKOWEN FELTUD MCKOWEN
ended on 2009-07-21



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