Company Name:
BROOKFIELD SECURITIES, INC.
CRD Number:
42313
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
CDR: 3052726
ARTHUR WANG
ARTHUR C WANG
started on 1999-09-30
CDR: 2816938
TSEPEI WANG
GARY WANG
started on 2000-05-31
CDR: 3248764
HAO LU
started on 2000-11-07
CDR: 4298585
MING TSAY
started on 2000-11-15
CDR: 2814119
YU SHAN JOU
ERIC JOU YUSHAN JOU
started on 2000-02-02
CDR: 4203508
YI WUNG
GEORGE WUNG
started on 2000-06-15
CDR: 4203508
YI WUNG
GEORGE WUNG
ended on 2000-08-31
CDR: 3052726
ARTHUR WANG
ARTHUR C WANG
ended on 2000-03-27
CDR: 2886678
BENNY KO
BENNY TZUPING BENNY KO BENNY KO TZUPING BENNY KO
started on 2001-03-05
CDR: 4203508
YI WUNG
GEORGE WUNG
started on 2001-02-28
CDR: 1408462
JAMES FUNK
JAMES JACOB HUNG
started on 2001-06-01
CDR: 2816938
TSEPEI WANG
GARY WANG
ended on 2001-02-14
CDR: 3248764
HAO LU
ended on 2001-02-06
CDR: 4298585
MING TSAY
ended on 2001-01-30
CDR: 2814119
YU SHAN JOU
ERIC JOU YUSHAN JOU
ended on 2001-05-24
CDR: 4486722
SOOIK CHUNG
MIKE CHUNG
started on 2002-01-24
CDR: 2886678
BENNY KO
BENNY TZUPING BENNY KO BENNY KO TZUPING BENNY KO
ended on 2002-01-09
CDR: 4486722
SOOIK CHUNG
MIKE CHUNG
ended on 2002-02-15
CDR: 4203508
YI WUNG
GEORGE WUNG
ended on 2002-01-28
CDR: 1408462
JAMES FUNK
JAMES JACOB HUNG
ended on 2002-02-15



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