Company Name:
BROOKS, HOUGHTON SECURITIES, INC.
Address:
9TH FLOOR, ONE STAMFORD PLAZA - 263 TRESSER BLVD, STAMFORD, CT 06901
CRD Number:
27514
CIK Number:
875885
SEC File Number:
843850
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
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2003
2004
2005
2006
2007
2008
2009
2010
2011
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2013
2014
2015
2016
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2018
2019
2020
2021
CDR: 1564069
GERALD HOUGHTON
started on 1991-09-30
CDR: 1179596
GARY ROTENBERG
GARY RUFUS ROTENBERG
started on 1997-05-05
CDR: 2660111
JOHN FREEMAN
started on 1999-05-25
CDR: 2508633
WILLIAM COOKE
started on 2001-09-18
CDR: 2129735
KEVIN CENTOFANTI
started on 2002-05-09
CDR: 3202695
DAVID DIPAOLO
started on 2002-01-25
CDR: 1179596
GARY ROTENBERG
GARY RUFUS ROTENBERG
ended on 2002-06-14
CDR: 4420084
JOHN CAPPELLARI
started on 2003-03-25
CDR: 3002291
JOHN ROCCO
JOHN J ROCCO
started on 2004-12-15
CDR: 1896447
ZENAS COLT
ZENE COLT
started on 2004-07-23
CDR: 4420084
JOHN CAPPELLARI
ended on 2004-09-21
CDR: 5006171
THOMAS IVANYI
started on 2005-08-18
CDR: 3002291
JOHN ROCCO
JOHN J ROCCO
ended on 2006-11-02
CDR: 5006171
THOMAS IVANYI
ended on 2006-07-12
CDR: 2720855
ANDREW SHIFTAN
started on 2007-10-03
CDR: 2508633
WILLIAM COOKE
ended on 2007-06-05
CDR: 2118281
KEVIN MURPHY
started on 2008-06-30
CDR: 4479554
ANTHONY MORETTI
started on 2009-06-02
CDR: 4257420
ADAM DAVIES
started on 2009-02-02
CDR: 5380518
RYAN WILKE
started on 2010-03-25
CDR: 4257420
ADAM DAVIES
ended on 2010-05-21
CDR: 4309102
BARBARA SCHOENFELD
BARBARA MARCUS BRAUN
started on 2011-04-11
CDR: 5851911
JEROME KAMER
started on 2012-06-22
CDR: 4871398
JASON SOMERVILLE
started on 2012-06-27
CDR: 2777389
JOSEPH SCHEERER
JOE SCHEERER JOSEPH M SCHEERER Joseph Scheerer
started on 2013-04-23
CDR: 2471365
DEANE DRISCOLL
DEAN DRISCOLL
started on 2013-02-05
CDR: 3129467
JONATHAN ZUCKER
JONATHAN ZUCKER
started on 2013-02-07
CDR: 2118281
KEVIN MURPHY
ended on 2013-03-15
CDR: 1217163
WILSON MADDEN
BILL MADDEN
started on 2014-01-31
CDR: 2289722
DAVID RYAN
started on 2014-09-10
CDR: 5835200
MICHAEL LAMANCUSO
started on 2014-03-18
CDR: 500927
CHARLES CURRIE
CHUCK CURRIE
started on 2014-01-30
CDR: 3129467
JONATHAN ZUCKER
JONATHAN ZUCKER
ended on 2014-05-06
CDR: 1292058
MARC LEIZMAN
started on 2015-02-26
CDR: 2865941
JAMES MCCULLOUGH
started on 2015-06-30
CDR: 5540221
DAVID MAHER
DAVID MAHER
started on 2015-12-10
CDR: 5380518
RYAN WILKE
ended on 2015-03-05
CDR: 5851911
JEROME KAMER
ended on 2015-02-06
CDR: 2777389
JOSEPH SCHEERER
JOE SCHEERER JOSEPH M SCHEERER Joseph Scheerer
ended on 2015-10-30
CDR: 1896447
ZENAS COLT
ZENE COLT
ended on 2015-03-03
CDR: 3202695
DAVID DIPAOLO
ended on 2015-12-01
CDR: 2889032
OLIVER STERLING
James Sterling
started on 2016-02-26
CDR: 4309102
BARBARA SCHOENFELD
BARBARA MARCUS BRAUN
ended on 2016-05-06
CDR: 1564069
GERALD HOUGHTON
ended on 2016-04-20
CDR: 2289722
DAVID RYAN
ended on 2016-05-24
CDR: 5835200
MICHAEL LAMANCUSO
ended on 2016-09-30
CDR: 500927
CHARLES CURRIE
CHUCK CURRIE
ended on 2016-05-05
CDR: 2523977
EDWARD WILLIAMS
started on 2017-05-22
CDR: 5260725
DERRICK LI
Derrick Li
started on 2017-02-07
CDR: 2865941
JAMES MCCULLOUGH
ended on 2017-02-28
CDR: 1217163
WILSON MADDEN
BILL MADDEN
ended on 2017-07-17
CDR: 5260725
DERRICK LI
Derrick Li
ended on 2017-07-17
CDR: 2889032
OLIVER STERLING
James Sterling
ended on 2017-02-28
CDR: 4871398
JASON SOMERVILLE
ended on 2017-08-31
CDR: 6667096
WESLEY HUANG
Wesley Diheng Huang
started on 2018-04-02
CDR: 1394333
GEORGE PSOMAS
started on 2018-04-13
CDR: 2634773
NATHANIEL LAND
started on 2018-02-14
CDR: 1292058
MARC LEIZMAN
ended on 2019-06-28
CDR: 2523977
EDWARD WILLIAMS
ended on 2019-03-22
CDR: 2660111
JOHN FREEMAN
ended on 2019-05-01
CDR: 2538952
MARK SLATER
started on 2020-07-24
CDR: 3248074
KEVIN HALPIN
started on 2020-02-06
CDR: 3248074
KEVIN HALPIN
ended on 2020-06-01
CDR: 6667096
WESLEY HUANG
Wesley Diheng Huang
ended on 2021-02-19
CDR: 5540221
DAVID MAHER
DAVID MAHER
ended on 2021-04-05



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