Company Name:
BROWN, LISLE/CUMMINGS, INC.
Address:
ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273
CRD Number:
1331
CIK Number:
14745
SEC File Number:
812716
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
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2001
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2003
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2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 310688
PETER LISLE
started on 1967-11-08
CDR: 860727
JOHN MARGINSON
started on 1978-12-27
CDR: 272626
JONATHAN KNOWLES
started on 1984-12-28
CDR: 58623
ROBERT CUMMINGS
started on 1984-12-28
CDR: 1162141
LOUIS MURPHY
LOUIS JR GEORGE MURPHY
started on 1985-01-11
CDR: 1079128
VIRGINIA BUTTERWORTH
VIRGINIA LEE ENGWONG
started on 1988-03-18
CDR: 716238
ROBERT DONOHUE
started on 1988-04-05
CDR: 2139827
BRIAN DROUGHT
started on 1991-04-18
CDR: 2027961
DAVID IZZI
started on 1991-01-15
CDR: 2158961
BRUCE REAM
started on 1994-07-21
CDR: 2139827
BRIAN DROUGHT
ended on 1994-03-11
CDR: 1079128
VIRGINIA BUTTERWORTH
VIRGINIA LEE ENGWONG
ended on 1994-04-01
CDR: 716238
ROBERT DONOHUE
ended on 1994-03-05
CDR: 369579
JAMES QUINTON
started on 1995-04-03
CDR: 2653768
DAVID MCGRATH
DAVID PATRIC MCGRATH
started on 1995-09-20
CDR: 2158961
BRUCE REAM
ended on 1995-02-09
CDR: 369579
JAMES QUINTON
ended on 1995-07-07
CDR: 2354164
JOSEPH MCGINN
started on 1996-07-12
CDR: 2354164
JOSEPH MCGINN
started on 1996-06-06
CDR: 2763653
MICHAEL POOLE
started on 1996-09-27
CDR: 2354164
JOSEPH MCGINN
ended on 1996-06-28
CDR: 1079128
VIRGINIA BUTTERWORTH
VIRGINIA LEE ENGWONG
started on 1997-01-10
CDR: 2788826
CARRIE MELLO
CARRIE RACHEL CROSSLAND
started on 1998-05-14
CDR: 2763653
MICHAEL POOLE
ended on 1998-09-15
CDR: 2763653
MICHAEL POOLE
started on 1999-01-12
CDR: 2905642
richard baumann
started on 1999-04-13
CDR: 2924803
Thomas Capuano
THOMAS M CAPUANO
started on 1999-11-02
CDR: 2763653
MICHAEL POOLE
ended on 1999-03-21
CDR: 2653768
DAVID MCGRATH
DAVID PATRIC MCGRATH
ended on 1999-05-06
CDR: 2905642
richard baumann
ended on 2000-09-08
CDR: 2924803
Thomas Capuano
THOMAS M CAPUANO
ended on 2000-03-03
CDR: 2679468
MARIA PLANTE
MARIA ANN PLANTE
started on 2004-08-30
CDR: 2220388
SCOTT LISLE
started on 2005-05-27
CDR: 2220388
SCOTT LISLE
started on 2006-11-10
CDR: 2679468
MARIA PLANTE
MARIA ANN PLANTE
started on 2006-11-10
CDR: 2027961
DAVID IZZI
started on 2007-05-25
CDR: 2354164
JOSEPH MCGINN
started on 2007-05-08
CDR: 1162141
LOUIS MURPHY
LOUIS JR GEORGE MURPHY
started on 2007-07-05
CDR: 58623
ROBERT CUMMINGS
ended on 2007-08-24
CDR: 310688
PETER LISLE
started on 2008-03-05
CDR: 1643951
MARK CHAFEE
started on 2009-07-08
CDR: 1643951
MARK CHAFEE
started on 2009-09-15
CDR: 4625882
BRIAN HICKOX
BRIAN HICKOX BRIAN HICKOX
started on 2009-10-30
CDR: 1079128
VIRGINIA BUTTERWORTH
VIRGINIA LEE ENGWONG
ended on 2009-01-20
CDR: 1845199
CHRISTINE HAGOPIAN
CHRISTINE S HAGOPIAN CHRISTINE ELIZABETH SAUGY CHRISTINE ELIZABETH SAUGYHAGOPIAN
started on 2010-12-14
CDR: 2335137
JAMES KAVNEY
JAMES KAVNEY
started on 2011-04-13
CDR: 4392599
SARKY VARADIAN
SARKIS VARADIAN
started on 2011-02-22
CDR: 1213468
CLIFFORD TRACY
CLIFFORD B TRACY JR TIP TRACY
started on 2012-11-20
CDR: 1213468
CLIFFORD TRACY
CLIFFORD B TRACY JR TIP TRACY
started on 2012-11-28
CDR: 2335137
JAMES KAVNEY
JAMES KAVNEY
ended on 2012-05-04
CDR: 4625882
BRIAN HICKOX
BRIAN HICKOX BRIAN HICKOX
ended on 2012-09-05
CDR: 310688
PETER LISLE
ended on 2019-11-01
CDR: 310688
PETER LISLE
ended on 2019-11-01



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