Company Name:
B. RILEY CAPITAL MANAGEMENT
Alternative Name:
B. RILEY CAPITAL MANAGEMENT, LLC
Address:
SUITE 800, 11100 SANTA MONICA BLVD., LOS ANGELES CA 90025
CRD Number:
160510
SEC Number:
801-73824
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4695966
MICHAEL KRAMER
started on 2013-08-14
CDR: 6177271
JON MITCHELL
started on 2013-09-13
CDR: 1783756
MARK KLEIN
started on 2013-09-05
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
started on 2015-11-20
CDR: 1935009
JOHN AHN
started on 2015-09-30
CDR: 4548781
LISA AMATO
LISA A SALVATICO LISA ANN SALVATICO
started on 2015-01-08
CDR: 4249390
CHARLES HASTINGS
CHARLES P HASTINGS
started on 2015-04-22
CDR: 1702453
BRYANT RILEY
started on 2015-09-30
CDR: 2881063
THOMAS KELLEHER
TOM KELLEHER
started on 2015-09-30
CDR: 5005905
NICHOLAS CAPUANO
started on 2015-07-22
CDR: 6081961
JULIETTE BUCHER
started on 2015-04-22
CDR: 1398740
MICHAEL MUNCK
started on 2017-05-03
CDR: 6081961
JULIETTE BUCHER
ended on 2017-03-03
CDR: 5070911
JOANNA SAWRUK
JOANNA MARIA KIM JOANNA KIM JOANNA M. SAWRUK JOANNA MARIA SAWRUK-KIM
ended on 2019-01-02
CDR: 4548781
LISA AMATO
LISA A SALVATICO LISA ANN SALVATICO
ended on 2019-01-02
CDR: 4249390
CHARLES HASTINGS
CHARLES P HASTINGS
ended on 2019-10-14
CDR: 6177271
JON MITCHELL
ended on 2019-12-31
CDR: 1783756
MARK KLEIN
ended on 2019-05-31
CDR: 5390103
JOSEPH CRANE
JOE CRANE
started on 2020-05-07
CDR: 1935009
JOHN AHN
ended on 2020-05-07
CDR: 1398740
MICHAEL MUNCK
ended on 2020-01-15
CDR: 4695966
MICHAEL KRAMER
ended on 2021-02-16



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