Company Name:
CAI SECURITIES CORPORATION
CRD Number:
14511
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
CDR: 1038778
Charles Pettit
CHARLES K PETTIT CHARLES KNIGHT PETTIT
started on 1989-10-04
CDR: 1291555
PETER BRENNAN
started on 1989-10-04
CDR: 1108708
SUSAN HARL
SUSAN DIANE ARRIGAN SUSAN HARL BARTON SUSAN D HARL SUSAN HARL
started on 1990-08-29
CDR: 1752189
Kevin Waldeck
KEVIN EUGENE WALDECK KEVIN WALDECK
started on 1990-06-12
CDR: 1257650
RALPH GRANT
started on 1990-01-01
CDR: 1038778
Charles Pettit
CHARLES K PETTIT CHARLES KNIGHT PETTIT
ended on 1990-12-19
CDR: 722160
GORDON CERESINO
GORDON JAMES CERESINO GORDY CERESINO
started on 1991-10-07
CDR: 722160
GORDON CERESINO
GORDON JAMES CERESINO GORDY CERESINO
ended on 1991-11-12
CDR: 1257650
RALPH GRANT
ended on 1991-11-12
CDR: 1291555
PETER BRENNAN
ended on 1992-08-31
CDR: 2314354
GERALD MCGRATH
JERRY MCGRATH
started on 1993-03-10
CDR: 1449264
MARC EISNER
started on 1993-04-12
CDR: 2326363
Barbara Brewer
BARB BREWER BARBARA DARLENE Brummer
started on 1993-06-25
CDR: 1752189
Kevin Waldeck
KEVIN EUGENE WALDECK KEVIN WALDECK
ended on 1993-03-18
CDR: 716562
ROBERT MCKIBBIN
started on 1994-01-09
CDR: 2314354
GERALD MCGRATH
JERRY MCGRATH
ended on 1994-11-04
CDR: 2326363
Barbara Brewer
BARB BREWER BARBARA DARLENE Brummer
ended on 1994-09-27
CDR: 456219
DAVID WADLEY
started on 1995-08-17
CDR: 1290320
WILLIAM LEWIS
started on 1995-10-13
CDR: 1108708
SUSAN HARL
SUSAN DIANE ARRIGAN SUSAN HARL BARTON SUSAN D HARL SUSAN HARL
ended on 1995-10-10
CDR: 716562
ROBERT MCKIBBIN
ended on 1996-06-05
CDR: 502747
ROGER HEIN
started on 1997-07-15
CDR: 502747
ROGER HEIN
ended on 1997-10-23
CDR: 456219
DAVID WADLEY
ended on 1997-08-18
CDR: 1290320
WILLIAM LEWIS
ended on 1997-03-10
CDR: 1449264
MARC EISNER
ended on 1998-04-02



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