Company Name:
CALDWELL SUTTER CAPITAL, INC.
Address:
30 LIBERTY SHIP WAY #3225, SAUSALITO CA 94965
CRD Number:
10489
SEC Number:
801-66098
CIK Number:
702007
SEC File Number:
827639
Financial Regulator:
SEC/ FINRA
Website:
http://www.cald.com/
Registration started
Ended
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
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2001
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2004
2005
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2012
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2015
2016
2017
2018
2019
2020
CDR: 242398
JOHN HELMER
started on 1982-05-19
CDR: 1176617
MARY HELMER
JINX HELMER MARY DOLORES KELLER
started on 1983-08-24
CDR: 1977350
RICHARD DEFABIO
started on 1991-06-24
CDR: 1977350
RICHARD DEFABIO
ended on 1992-05-26
CDR: 1860949
JOSEPH HELMER
started on 2004-05-06
CDR: 5085595
CHRISTOPHER ANDERSON
started on 2006-08-07
CDR: 1396228
RICHARD SASO
ANTHONY RICHARD SASO
started on 2010-06-07
CDR: 5266378
BRIAN STEPHENS
started on 2010-06-30
CDR: 1330799
CHRISTOPHER RAFFO
started on 2011-02-01
CDR: 1243666
RAJ JHAVERI
started on 2012-10-09
CDR: 864622
CHARLES SCARCELLO
started on 2012-10-09
CDR: 5982127
XIAOYAN WU
GRACE WU
started on 2012-02-17
CDR: 708643
RICHARD BULLOCK
started on 2012-10-09
CDR: 1025294
LAURENCE WOLFE
LARRY WOLFE
started on 2012-10-09
CDR: 1063052
MYRON COUNTS
started on 2012-10-09
CDR: 1044919
RALPH RICKARD
RICK RICKARD
started on 2012-10-09
CDR: 5982127
XIAOYAN WU
GRACE WU
ended on 2012-06-07
CDR: 6165149
KIRSTEN DUGAN
KIRSTEN MARIE DUGAN KIRSTEN MARIE GIBSON
started on 2013-07-22
CDR: 1176617
MARY HELMER
JINX HELMER MARY DOLORES KELLER
ended on 2013-11-27
CDR: 4971913
LOVELY DIZON
JASMINE DIZON
started on 2014-09-03
CDR: 6396503
JUSTINIAN HOBOR
started on 2014-10-22
CDR: 1330799
CHRISTOPHER RAFFO
started on 2014-11-12
CDR: 864622
CHARLES SCARCELLO
ended on 2014-12-31
CDR: 6165149
KIRSTEN DUGAN
KIRSTEN MARIE DUGAN KIRSTEN MARIE GIBSON
ended on 2014-03-05
CDR: 1176617
MARY HELMER
JINX HELMER MARY DOLORES KELLER
started on 2015-11-20
CDR: 5266378
BRIAN STEPHENS
ended on 2015-10-07
CDR: 831248
FRANK SORIANO
started on 2017-07-12
CDR: 1275594
Sally Aelion
SALLY GEORGETTE AELION
started on 2017-08-01
CDR: 6613066
Kathleen Helmer
Kathleen Marie Reilly
started on 2017-09-18
CDR: 6820768
Kevin Klenzendorf
started on 2017-08-28
CDR: 705765
BROOKS HORACE
started on 2017-07-12
CDR: 1705748
MARI ALLEN
MARI MING HWA ALLEN MARI ALLEN FU MARI MING HWA FU MARI MINGHWA FU MARI FU
started on 2017-07-07
CDR: 72548
JOSEPH DUCOTE
JOE DUCOTE
started on 2017-07-12
CDR: 4277485
BERIT MUH
BERIT CHRISTINA SPANT
started on 2017-08-01
CDR: 1547365
SUSAN METCALF
SUSAN HERR SUSAN HERR METCALF SUSAN HERR PEALY
started on 2017-07-07
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
started on 2017-07-12
CDR: 342170
ROBERT MUH
ROBERT MUH
started on 2017-07-12
CDR: 356770
RONALD PARKER
RONALD M PARKER
started on 2017-07-17
CDR: 1330799
CHRISTOPHER RAFFO
ended on 2017-12-15
CDR: 4971913
LOVELY DIZON
JASMINE DIZON
ended on 2017-06-01
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
ended on 2017-08-23
CDR: 1330799
CHRISTOPHER RAFFO
ended on 2017-12-15
CDR: 2012234
EDWARD SMITH
TOBY SMITH E. Tobias Smith
started on 2018-09-12
CDR: 1275594
Sally Aelion
SALLY GEORGETTE AELION
ended on 2018-11-08
CDR: 705765
BROOKS HORACE
ended on 2018-05-03
CDR: 6396503
JUSTINIAN HOBOR
ended on 2018-12-05
CDR: 4277485
BERIT MUH
BERIT CHRISTINA SPANT
ended on 2018-12-27
CDR: 1044919
RALPH RICKARD
RICK RICKARD
ended on 2019-01-23
CDR: 342170
ROBERT MUH
ROBERT MUH
ended on 2019-03-28
CDR: 1169956
STEVEN LEDGER
started on 2020-01-15



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