Company Name:
CANDLEWOOD SECURITIES, LLC
Address:
48 WALL STREET, 29TH FL., 600 SUPERIOR AVENUE E. SUITE 1800, CLEVELAND, OH 44114
CRD Number:
126042
CIK Number:
1222416
SEC File Number:
865845
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
started on 2003-08-25
CDR: 1620534
WILLIAM VOGELGESANG
started on 2003-08-25
CDR: 3155575
GLENN POLLACK
GLENN C POLLACK
started on 2003-08-25
CDR: 4754433
MICHAEL FIXLER
MIKE FIXLER
started on 2004-02-05
CDR: 4754696
LYNN CARPENTER
started on 2004-02-18
CDR: 3189366
MICHAEL SALGAT
started on 2004-03-08
CDR: 1464457
JOHN HAGEN
JOHN A HAGEN JOHN HAGEN
ended on 2004-06-14
CDR: 4754433
MICHAEL FIXLER
MIKE FIXLER
ended on 2007-07-16
CDR: 2079188
CHRISTOPHER WAGNER
CHRIS WAGNER
started on 2009-09-29
CDR: 1096596
MICHAEL PAPARELLA
started on 2009-09-28
CDR: 5379938
BRIAN MCMILLEN
BRIAN K MCMILLEN
started on 2010-07-07
CDR: 6058381
RONALD POLLOCK
started on 2012-12-13
CDR: 5554842
STEPHEN LATKOVIC
started on 2012-09-05
CDR: 5932664
JAMES COCITA
JAMES MICHAEL COCITA
started on 2013-05-22
CDR: 4838045
MICHAEL KARDER
started on 2013-11-06
CDR: 5379938
BRIAN MCMILLEN
BRIAN K MCMILLEN
ended on 2013-05-21
CDR: 1096596
MICHAEL PAPARELLA
ended on 2013-03-22
CDR: 1043931
KEVIN MURRAY
started on 2014-08-04
CDR: 5814657
JAMIE DUNFORD
JAMIE DUNFORD
started on 2014-09-08
CDR: 2847920
RANDALL STERN
started on 2014-06-02
CDR: 1317752
Scott Fauver
started on 2014-06-12
CDR: 1073842
RONALD LEE
started on 2014-06-02
CDR: 874904
EADS JOHNSON
EADS JOHNSON
started on 2014-06-02
CDR: 1144872
MATTHEW HOFFMAN
started on 2014-06-02
CDR: 6291152
BRIAN LAMPL
started on 2014-11-26
CDR: 6058381
RONALD POLLOCK
ended on 2014-09-03
CDR: 1043931
KEVIN MURRAY
ended on 2014-10-31
CDR: 3189366
MICHAEL SALGAT
ended on 2014-08-21
CDR: 5802910
MATTHEW HULL
MATTHEW HULL
started on 2015-06-22
CDR: 6538611
NATAN MILGROM
started on 2015-11-04
CDR: 3117840
DIANE GOODIN
DIANE MARIE HARLOW DIANE MARIE KAYE
started on 2015-09-08
CDR: 5814657
JAMIE DUNFORD
JAMIE DUNFORD
ended on 2015-05-15
CDR: 5932664
JAMES COCITA
JAMES MICHAEL COCITA
ended on 2015-05-08
CDR: 5802910
MATTHEW HULL
MATTHEW HULL
ended on 2015-10-09
CDR: 5927125
SCOTT FOOTE
SCOTT D FOOTE
started on 2016-08-31
CDR: 2778665
HARRISON MULLIN
started on 2016-09-21
CDR: 5037016
DAVID GARDNER
DAVE ROGER GARDNER DAVID R GARDNER
started on 2016-09-21
CDR: 5136783
Kristen Laughlin-Caroff
KRISTEN MARIE LAUGHLIN
started on 2017-03-28
CDR: 1320286
DAVID RHUDY
started on 2017-05-25
CDR: 6684746
Pablo Guevara Estrada
Pablo Guevara Estrada
started on 2017-01-17
CDR: 5587251
MELISSA GREENBERG
MELISSA DANIELLE GOODMAN MELISSA GOODMAN MELISSA GREENBERG
started on 2017-05-24
CDR: 6348296
AMANUEL TESHOME
AMANI TESHOME
started on 2017-12-09
CDR: 5941158
JOHN UHLEIN
started on 2017-12-13
CDR: 1587515
ALAN GLATT
ALAN D GLATT
started on 2017-05-24
CDR: 1253841
LOUIS VIGLIOTTI
LOU VIGLIOTTI LOUISE JOHN VIGLIOTTI
started on 2018-03-15
CDR: 5201469
ROSS LIPSON
ROSS MATHEW LIPSON
started on 2018-06-01
CDR: 6684746
Pablo Guevara Estrada
Pablo Guevara Estrada
ended on 2018-03-12
CDR: 5941271
RISHI AGARWAL
started on 2019-11-25
CDR: 6666886
MATTHEW SCHUEN
started on 2019-10-03
CDR: 5587251
MELISSA GREENBERG
MELISSA DANIELLE GOODMAN MELISSA GOODMAN MELISSA GREENBERG
ended on 2019-01-08
CDR: 6348296
AMANUEL TESHOME
AMANI TESHOME
ended on 2019-11-07
CDR: 5941158
JOHN UHLEIN
ended on 2019-07-16
CDR: 7142590
Phillip Rawson
Phil Lee Rawson
started on 2020-09-28
CDR: 5927125
SCOTT FOOTE
SCOTT D FOOTE
ended on 2020-04-02
CDR: 1317752
Scott Fauver
ended on 2020-01-06
CDR: 5136783
Kristen Laughlin-Caroff
KRISTEN MARIE LAUGHLIN
ended on 2020-09-01
CDR: 4838045
MICHAEL KARDER
ended on 2020-07-02
CDR: 1253841
LOUIS VIGLIOTTI
LOU VIGLIOTTI LOUISE JOHN VIGLIOTTI
ended on 2020-07-02
CDR: 6666886
MATTHEW SCHUEN
ended on 2020-07-02
CDR: 2778665
HARRISON MULLIN
ended on 2020-04-02
CDR: 5037016
DAVID GARDNER
DAVE ROGER GARDNER DAVID R GARDNER
ended on 2020-04-02
CDR: 3117840
DIANE GOODIN
DIANE MARIE HARLOW DIANE MARIE KAYE
ended on 2021-04-01



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