Company Name:
CAPITAL ASSET ADVISORS, INC.
CRD Number:
19607
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 724102
MICHAEL BARNARD
started on 1988-02-16
CDR: 1551491
ROCHELLE BERTAN
ROCHELLE ROBYN LEVINE
started on 2003-12-10
CDR: 3004885
MARK GOODMAN
MARK K GOODMAN
started on 2006-10-23
CDR: 1551491
ROCHELLE BERTAN
ROCHELLE ROBYN LEVINE
ended on 2006-10-23
CDR: 3004885
MARK GOODMAN
MARK K GOODMAN
ended on 2008-11-24
CDR: 3004885
MARK GOODMAN
MARK K GOODMAN
started on 2009-02-17
CDR: 4159864
JONATHAN HURD
started on 2012-12-17
CDR: 3004885
MARK GOODMAN
MARK K GOODMAN
ended on 2012-09-14
CDR: 724102
MICHAEL BARNARD
ended on 2018-03-12
CDR: 4159864
JONATHAN HURD
ended on 2018-02-16



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