Company Name:
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
Address:
SUITE 200, 15 S. RAYMOND AVENUE, PASADENA, CA 91105
CRD Number:
40823
CIK Number:
1012055
SEC File Number:
849213
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 340567
PAUL MORRIS
started on 1996-08-16
CDR: 2534089
NEAL APPELBAUM
started on 2000-05-11
CDR: 4157944
JULIE GOLDSTONE
started on 2000-08-28
CDR: 1908737
JOHN ODELL
started on 2000-03-09
CDR: 710802
STEVEN ARNOLD
started on 2000-03-09
CDR: 2534089
NEAL APPELBAUM
ended on 2000-09-21
CDR: 340567
PAUL MORRIS
ended on 2000-05-10
CDR: 1912685
CHUCK NG
started on 2001-09-07
CDR: 2616372
PHILIP SEARS
started on 2001-04-04
CDR: 2616372
PHILIP SEARS
ended on 2001-11-20
CDR: 1912685
CHUCK NG
ended on 2002-07-10
CDR: 4547832
STEVEN GISSINER
started on 2003-07-01
CDR: 363662
DAVIS PILLSBURY
started on 2005-06-27
CDR: 1122923
JAMES COMFORTI
JIM COMFORTI
started on 2009-07-07
CDR: 39910
RICHARD CAPALBO
started on 2009-01-05
CDR: 1122923
JAMES COMFORTI
JIM COMFORTI
ended on 2009-11-10
CDR: 4547832
STEVEN GISSINER
ended on 2009-05-14
CDR: 28874
JEFFREY BRANDON
started on 2010-09-28
CDR: 2326630
RICHARD DINGER
RICK DINGER
started on 2011-12-07
CDR: 1321489
JEFFERY THOMAS
JEFF THOMAS
started on 2011-06-08
CDR: 28874
JEFFREY BRANDON
ended on 2011-10-12
CDR: 1321489
JEFFERY THOMAS
JEFF THOMAS
ended on 2011-11-02
CDR: 363662
DAVIS PILLSBURY
ended on 2012-11-07
CDR: 39910
RICHARD CAPALBO
ended on 2012-02-01
CDR: 2060010
Kristina Zimmerman
KRISTINA MARIE GODDARD KRISTINA MARIE MILLER KRISTINA MARIE ZIMMERMAN Kristina Zimmerman
started on 2014-04-15
CDR: 4259306
JAMES SAYRE
started on 2014-07-07
CDR: 2060010
Kristina Zimmerman
KRISTINA MARIE GODDARD KRISTINA MARIE MILLER KRISTINA MARIE ZIMMERMAN Kristina Zimmerman
ended on 2015-09-30
CDR: 710802
STEVEN ARNOLD
ended on 2017-02-07



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