Company Name:
CARL MARKS SECURITIES LLC
Address:
33RD FLOOR, 900 THIRD AVENUE, NEW YORK, NY 10022
CRD Number:
144209
CIK Number:
1399878
SEC File Number:
867642
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5229666
JON ROBERTS
started on 2007-10-12
CDR: 5229560
WARREN FEDER
started on 2007-10-12
CDR: 5229563
PATRICK LAGRANGE
started on 2007-10-12
CDR: 3118535
CHRISTOPHER WU
CHRIS WU
started on 2007-10-12
CDR: 4845807
CHARLES BOGUSLASKI
CHUCK BOGUSLASKI
started on 2007-10-12
CDR: 721112
MARK CLASTER
MARK L CLASTER
started on 2007-10-12
CDR: 5229690
CLIFFORD CHABINA
SCOTT CHABINA
started on 2007-10-12
CDR: 1030428
FRANCIS MEYERCORD
DUFF MEYERCORD
started on 2007-10-12
CDR: 3262911
EVAN TOMASKOVIC
started on 2007-10-12
CDR: 2498664
PETER SCHAEFFER
started on 2007-10-29
CDR: 4519468
ROBERT SPEER
ROBERT A SPEER
started on 2007-10-12
CDR: 5412293
SCOTT WEBB
SCOTT E WEBB
started on 2008-03-05
CDR: 5229683
ALEXSANDRA REM
ALEXANDRA THERESA REM
started on 2008-03-13
CDR: 5412295
LINDA CAFFIN-PUMA
LINDA L CAFFIN LINDA LOUISE CAFFIN LINDA CAFFIN PUMA LINDA LOUISE PUMA
started on 2008-04-04
CDR: 4559815
ROBERT NAIDOFF
started on 2009-05-04
CDR: 4278889
JOHN RAKOWSKI
JOHN ADAM RAKOWSKI
started on 2009-07-31
CDR: 5644707
JONATHAN KILLION
started on 2009-09-22
CDR: 4577855
CHARLES REARDON
started on 2009-06-30
CDR: 5507474
MICHAEL FLYNN
started on 2009-10-30
CDR: 5701331
BRIAN BRUSH
started on 2009-10-06
CDR: 3050129
KRISTINA ANDERSON
KRIS LYNN ANDERSON
started on 2010-04-30
CDR: 5356097
PETER HOFFMAN
PETER HOFFMAN
started on 2011-09-14
CDR: 5398925
MATTHEW BERK
started on 2011-07-21
CDR: 5799510
HAN ZHANG
HAN ZHANG MIKE ZHANG
started on 2011-09-27
CDR: 5360803
DAVID ENDO
started on 2011-11-14
CDR: 5382235
MICHAEL GORDON
started on 2011-11-09
CDR: 5849382
MATTHEW MCINERNEY
MATT JOSEPH MCINERNEY
started on 2011-01-11
CDR: 4559815
ROBERT NAIDOFF
ended on 2011-12-07
CDR: 3050129
KRISTINA ANDERSON
KRIS LYNN ANDERSON
ended on 2011-10-12
CDR: 5799510
HAN ZHANG
HAN ZHANG MIKE ZHANG
ended on 2011-12-07
CDR: 4577855
CHARLES REARDON
ended on 2011-11-18
CDR: 5229683
ALEXSANDRA REM
ALEXANDRA THERESA REM
ended on 2011-12-07
CDR: 5701331
BRIAN BRUSH
ended on 2011-01-12
CDR: 5650095
ANDREW MARCIANI
ANDREW MARCIANI
started on 2012-07-02
CDR: 5514502
RENEE BOCCIO
started on 2012-09-17
CDR: 5854222
ZACHARY TAI
started on 2012-01-23
CDR: 6055321
MICHAEL GRANT
started on 2012-05-30
CDR: 5556992
ROBERT SHAPIRO
ROBERT SHAPIRO
started on 2012-11-12
CDR: 4278889
JOHN RAKOWSKI
JOHN ADAM RAKOWSKI
ended on 2012-01-27
CDR: 5854222
ZACHARY TAI
ended on 2012-08-02
CDR: 6155814
JONATHAN BUSHNELL
started on 2013-05-17
CDR: 5398925
MATTHEW BERK
ended on 2013-12-17
CDR: 5229563
PATRICK LAGRANGE
ended on 2013-08-05
CDR: 2498664
PETER SCHAEFFER
ended on 2013-04-03
CDR: 5650095
ANDREW MARCIANI
ANDREW MARCIANI
ended on 2014-04-07
CDR: 5382235
MICHAEL GORDON
ended on 2014-08-05
CDR: 5563208
DAVID BERNSTEIN
DAVID M BERNSTEIN
started on 2015-12-18
CDR: 5696072
JEFFREY PIELUSKO
JEFFREY BRYANT DELUSTRO
started on 2015-05-07
CDR: 6005295
PETER BYUN
PETER (NMN) BYUN PETER BYUN
started on 2015-01-21
CDR: 6092872
PARKER CONDIE
started on 2015-10-27
CDR: 5356097
PETER HOFFMAN
PETER HOFFMAN
ended on 2015-12-18
CDR: 5849382
MATTHEW MCINERNEY
MATT JOSEPH MCINERNEY
ended on 2015-04-13
CDR: 6055321
MICHAEL GRANT
ended on 2015-03-04
CDR: 5507474
MICHAEL FLYNN
ended on 2015-10-06
CDR: 5556992
ROBERT SHAPIRO
ROBERT SHAPIRO
ended on 2015-07-23
CDR: 6533961
ANTHONY DOMBKOWSKI
started on 2016-03-04
CDR: 6244153
JACLYN SHIFREN
JACLYN ROSE BOYARSKY JACLYN ROSE ROSE SHIFREN JACLYN ROSE SHIFREN
started on 2016-10-10
CDR: 6694261
AUSTIN VINY
started on 2016-12-06
CDR: 5807239
JONATHAN LADNER
JONATHAN LADNER
started on 2016-09-15
CDR: 6552258
BENJIMAN GODBOUT
started on 2016-09-15
CDR: 5563208
DAVID BERNSTEIN
DAVID M BERNSTEIN
ended on 2016-06-23
CDR: 5514502
RENEE BOCCIO
ended on 2016-02-29
CDR: 6251929
ALEC HAESLER
started on 2017-06-09
CDR: 4005316
BRIAN WILLIAMS
started on 2017-01-20
CDR: 6694261
AUSTIN VINY
ended on 2017-07-31
CDR: 3118535
CHRISTOPHER WU
CHRIS WU
ended on 2017-04-11
CDR: 4845807
CHARLES BOGUSLASKI
CHUCK BOGUSLASKI
ended on 2017-04-11
CDR: 5807239
JONATHAN LADNER
JONATHAN LADNER
ended on 2017-01-03
CDR: 5229690
CLIFFORD CHABINA
SCOTT CHABINA
ended on 2017-02-22
CDR: 6092872
PARKER CONDIE
ended on 2017-04-18
CDR: 6209453
MARYE MORAN
started on 2018-04-06
CDR: 3221069
HOWARD HUDSON
BROCK HUDSON H BROCK HUDSON
started on 2018-04-06
CDR: 6005295
PETER BYUN
PETER (NMN) BYUN PETER BYUN
ended on 2018-04-02
CDR: 6552258
BENJIMAN GODBOUT
ended on 2018-09-04
CDR: 7069108
PAUL HUETTNER
started on 2019-08-16
CDR: 6659842
BHAVY DHAWAN
started on 2019-01-09
CDR: 6533961
ANTHONY DOMBKOWSKI
ended on 2019-01-15
CDR: 2208120
DANIEL ROBERTS
started on 2020-10-14
CDR: 5382235
MICHAEL GORDON
started on 2020-01-27
CDR: 6354974
GARLAND GAY
GARLAND GAY
started on 2020-06-25
CDR: 7271280
David Mintz
started on 2020-07-06
CDR: 6211922
MEHYAR AFKARI
started on 2020-02-18
CDR: 6552258
BENJIMAN GODBOUT
started on 2020-07-20
CDR: 7269103
David Orr
David Orr
started on 2020-08-12
CDR: 7166668
DANIEL IRELAND
started on 2020-01-10
CDR: 4582582
CHRISTOPHER PARISI
started on 2020-05-22
CDR: 6659842
BHAVY DHAWAN
ended on 2020-02-03
CDR: 5412295
LINDA CAFFIN-PUMA
LINDA L CAFFIN LINDA LOUISE CAFFIN LINDA CAFFIN PUMA LINDA LOUISE PUMA
ended on 2020-10-15
CDR: 7287756
Aidan Black
Aidan Black
started on 2021-01-01



Copyright 2022 EmployProof.org All rights reserved.
Court Diary