Company Name:
CAROLINA FINANCIAL SECURITIES, LLC
Address:
PO BOX 1076, BREVARD, NC 28712
CRD Number:
41970
CIK Number:
1024140
SEC File Number:
849653
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1911604
Otto Lowe
OTTO W LOWE OTTO WESCOTT LOWE
started on 1997-05-08
CDR: 1489110
BRUCE ROBERTS
started on 1997-02-19
CDR: 2319475
JAMES GREEN
JAMES ARTHUR GREEN JAY GREEN
started on 1998-03-05
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
started on 1999-02-03
CDR: 2052700
Edward Hawke
EDWARD FLOYD HAWK EDWARD FLOYD HAWKE
started on 2000-04-28
CDR: 2319475
JAMES GREEN
JAMES ARTHUR GREEN JAY GREEN
ended on 2000-12-06
CDR: 4449744
JAMES GARRARD
JIM WAYNE GARRARD
started on 2001-12-07
CDR: 472241
JAMES WOODCOCK
started on 2002-11-18
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
ended on 2002-10-28
CDR: 2052700
Edward Hawke
EDWARD FLOYD HAWK EDWARD FLOYD HAWKE
ended on 2003-08-14
CDR: 719130
SUSAN KING
ELEANOR SUSAN GORDON ELEANOR SUSAN KING
started on 2004-11-11
CDR: 4811895
JOHN STANIER
started on 2004-09-21
CDR: 1755437
MICHAEL REEP
started on 2004-06-18
CDR: 1911604
Otto Lowe
OTTO W LOWE OTTO WESCOTT LOWE
ended on 2004-11-04
CDR: 728310
PETER MILHAUPT
started on 2005-07-29
CDR: 4867409
WILLIAM BELK
started on 2005-04-20
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
started on 2006-03-23
CDR: 5181593
NICHOLAS GILMORE
NICHOLAS C GILMORE
started on 2006-08-31
CDR: 719130
SUSAN KING
ELEANOR SUSAN GORDON ELEANOR SUSAN KING
ended on 2006-12-01
CDR: 4867409
WILLIAM BELK
ended on 2006-11-03
CDR: 4449744
JAMES GARRARD
JIM WAYNE GARRARD
ended on 2006-09-01
CDR: 1755437
MICHAEL REEP
ended on 2006-04-25
CDR: 1761545
ROBERT KER
RAB KER III ROBERT WALKER KER III
started on 2007-07-05
CDR: 1297325
MICHAEL RICKARD
M. SCOTT RICKARD SCOTT RICKARD
started on 2007-12-11
CDR: 4867409
WILLIAM BELK
started on 2007-12-06
CDR: 1755437
MICHAEL REEP
started on 2008-07-24
CDR: 1761545
ROBERT KER
RAB KER III ROBERT WALKER KER III
ended on 2008-04-16
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
ended on 2008-03-03
CDR: 1755437
MICHAEL REEP
ended on 2008-12-05
CDR: 4867409
WILLIAM BELK
ended on 2009-01-16
CDR: 4255930
CARLTON MURREY
started on 2010-11-22
CDR: 1122217
DANNY WAKIN
DAN WAKIN
started on 2010-12-13
CDR: 4913622
ANSON IVES
BRADLEY ANSON IVES
started on 2010-07-16
CDR: 1677165
ROBERT STANLEY
started on 2010-02-05
CDR: 5945027
Catherine Hicks
started on 2011-07-19
CDR: 717827
GEORGE GRIMES
GEROGE FRITHIOF GRIMES GEORGE FRITHIOF GRIMS
started on 2011-06-13
CDR: 5865979
MATTHEW CHRISTMAS
started on 2011-02-16
CDR: 4244305
CHRISTOPHER MURREY
CHRISTOPHER HOUSTON MURREY CHRIS CHRISTOPHER HOUSTON WATTERSON-MURREY
started on 2011-05-19
CDR: 5865979
MATTHEW CHRISTMAS
ended on 2011-11-10
CDR: 1122217
DANNY WAKIN
DAN WAKIN
ended on 2011-11-17
CDR: 4244305
CHRISTOPHER MURREY
CHRISTOPHER HOUSTON MURREY CHRIS CHRISTOPHER HOUSTON WATTERSON-MURREY
ended on 2011-10-24
CDR: 4913622
ANSON IVES
BRADLEY ANSON IVES
ended on 2011-09-30
CDR: 5981634
SANJAY RAGHAVAN
started on 2012-03-19
CDR: 2332178
BRUCE SMITH
BRUCE B SMITH
started on 2012-01-11
CDR: 730182
JOHN STRAUS
JOHN ALEXANDER STRAUS
started on 2012-12-21
CDR: 1196494
THOMAS YOUNG
THOM YOUNG
started on 2012-11-20
CDR: 4643884
JAMES CHRISTIAN
JAMES GERALD CHRISTIAN JIM GERALD CHRISTIAN
started on 2012-02-06
CDR: 1677165
ROBERT STANLEY
ended on 2012-05-16
CDR: 472241
JAMES WOODCOCK
ended on 2012-06-25
CDR: 4244305
CHRISTOPHER MURREY
CHRISTOPHER HOUSTON MURREY CHRIS CHRISTOPHER HOUSTON WATTERSON-MURREY
started on 2013-08-19
CDR: 4255930
CARLTON MURREY
ended on 2013-12-02
CDR: 4643884
JAMES CHRISTIAN
JAMES GERALD CHRISTIAN JIM GERALD CHRISTIAN
ended on 2013-01-10
CDR: 6171858
ROGER BROOK
started on 2014-10-10
CDR: 802830
STEVENS MCALEER
started on 2014-09-17
CDR: 6182908
PHILLIP ROBERTS
started on 2014-02-19
CDR: 2072906
DOUGLAS CRUIKSHANK
started on 2014-05-26
CDR: 717827
GEORGE GRIMES
GEROGE FRITHIOF GRIMES GEORGE FRITHIOF GRIMS
ended on 2014-01-15
CDR: 730182
JOHN STRAUS
JOHN ALEXANDER STRAUS
ended on 2014-12-19
CDR: 2072906
DOUGLAS CRUIKSHANK
ended on 2014-12-08
CDR: 1834758
ANDREW CLAPP
ANDREW D CLAPP
started on 2015-09-03
CDR: 2765376
Anthony Hussain
HUSSAIN S. ANTHONY ANTHONY HUSSAIN TONY HUSSAIN
started on 2015-01-22
CDR: 2130103
JAMES GRUSKIN
JIM GRUSKIN
started on 2015-02-09
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
started on 2015-11-17
CDR: 1196494
THOMAS YOUNG
THOM YOUNG
ended on 2015-05-19
CDR: 6109765
RILEY RODGERS
RILEY RODGERS
started on 2016-08-23
CDR: 3112348
TODD KIDD
Todd A Kidd
started on 2016-05-11
CDR: 2802019
JOSEPH ADIPIETRO
JOE ADIPIETRO
started on 2016-03-11
CDR: 2319475
JAMES GREEN
JAMES ARTHUR GREEN JAY GREEN
started on 2016-05-09
CDR: 6109765
RILEY RODGERS
RILEY RODGERS
ended on 2016-12-12
CDR: 4244305
CHRISTOPHER MURREY
CHRISTOPHER HOUSTON MURREY CHRIS CHRISTOPHER HOUSTON WATTERSON-MURREY
ended on 2016-03-24
CDR: 5945027
Catherine Hicks
ended on 2016-08-26
CDR: 1834758
ANDREW CLAPP
ANDREW D CLAPP
ended on 2016-12-15
CDR: 802830
STEVENS MCALEER
ended on 2016-06-06
CDR: 2029154
DEAN ST. MARIE
DEAN ROGER ST MARIE DEAN ROGER STMARIE
ended on 2016-08-10
CDR: 6728407
John Gramling
JOHN T GRAMLING John T. Gramling III John Thomas Gramling III
started on 2017-10-13
CDR: 828845
THOMAS BOOVA
started on 2017-12-22
CDR: 2818278
THOMAS GERLACHER
THOMAS L GERLACHER
started on 2017-12-02
CDR: 2765376
Anthony Hussain
HUSSAIN S. ANTHONY ANTHONY HUSSAIN TONY HUSSAIN
ended on 2017-11-14
CDR: 5981634
SANJAY RAGHAVAN
ended on 2017-11-14
CDR: 2130103
JAMES GRUSKIN
JIM GRUSKIN
ended on 2017-11-03
CDR: 6724028
Christopher Clement
Chris Clement
started on 2018-04-24
CDR: 1196643
TURNER SMITH
started on 2018-09-11
CDR: 6723350
Gary Wedding
Chris Wedding
started on 2018-04-24
CDR: 6171858
ROGER BROOK
ended on 2018-02-28
CDR: 2802019
JOSEPH ADIPIETRO
JOE ADIPIETRO
ended on 2018-09-07
CDR: 2319475
JAMES GREEN
JAMES ARTHUR GREEN JAY GREEN
ended on 2018-12-31
CDR: 2818278
THOMAS GERLACHER
THOMAS L GERLACHER
ended on 2018-10-09
CDR: 1881584
JEROME CONNOLLY
JAY CONNOLLY JC CONNOLLY JEROME EDWARD (JR) CONNOLLY JERRY CONNOLLY JR Jerome Edward Connolly
started on 2019-04-30
CDR: 7002570
Ashley Losch
Ashley Allison Pulido Losch Ashley Allison Shaina Pulido Losch Ashley Allison Shaina Pulido Von Losch
started on 2019-01-18
CDR: 1782061
MATTHEW DIVENERE
MATT DIVENERE MATTHEW F DIVENERE JR MATTHEW FRANK DIVENERE II Matthew Frank Di Venere
started on 2019-01-04
CDR: 6161601
DAVID GONZALES
Dave Gonzales
started on 2019-08-30
CDR: 3112348
TODD KIDD
Todd A Kidd
ended on 2019-04-04
CDR: 1881584
JEROME CONNOLLY
JAY CONNOLLY JC CONNOLLY JEROME EDWARD (JR) CONNOLLY JERRY CONNOLLY JR Jerome Edward Connolly
ended on 2019-12-31
CDR: 1297325
MICHAEL RICKARD
M. SCOTT RICKARD SCOTT RICKARD
ended on 2019-05-08
CDR: 2332178
BRUCE SMITH
BRUCE B SMITH
ended on 2019-12-31
CDR: 1196643
TURNER SMITH
ended on 2019-10-09
CDR: 828845
THOMAS BOOVA
ended on 2019-10-09
CDR: 6182908
PHILLIP ROBERTS
ended on 2019-12-31
CDR: 5690935
JOSHUA GREENE
JOSHUA GREENE
started on 2020-10-13
CDR: 4811895
JOHN STANIER
ended on 2020-03-12
CDR: 7002570
Ashley Losch
Ashley Allison Pulido Losch Ashley Allison Shaina Pulido Losch Ashley Allison Shaina Pulido Von Losch
ended on 2020-12-31
CDR: 6161601
DAVID GONZALES
Dave Gonzales
ended on 2020-06-29
CDR: 6724028
Christopher Clement
Chris Clement
ended on 2021-01-26
CDR: 6723350
Gary Wedding
Chris Wedding
ended on 2021-01-22
CDR: 1782061
MATTHEW DIVENERE
MATT DIVENERE MATTHEW F DIVENERE JR MATTHEW FRANK DIVENERE II Matthew Frank Di Venere
ended on 2021-03-09



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