EPlicensed - US FINRA/ SEC Record Search

Company Name:

CARROLL FINANCIAL ASSOCIATES INC

Address:

4521 SHARON ROAD, SUITE 400, CHARLOTTE NC 28211

CRD Number:

105427

SEC Number:

801-15517

Financial Regulator:

SEC/ FINRA

Website:

http://www.carrollfinancial.com

Registration started

Ended

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 1233469

BENJAMIN GRAVES

KELLY GRAVES

started on 2001-12-31

CDR: 2795480

WESLEY BEAN

started on 2001-12-17

CDR: 1588308

JOHN PATTERSON

started on 2001-12-31

CDR: 2663906

CHRISTINE NEESE

started on 2001-12-17

CDR: 1026306

LARRY CARROLL

started on 2001-12-31

CDR: 823488

CARL BROOKS

started on 2001-12-31

CDR: 3203547

JOSEPH PECARRO

JOSEPH SAMUEL PERCARRO II JOSEPH PERCARRO

started on 2002-10-17

CDR: 3115586

FRANCISCO CARRILLO

FRANK CARRILLO

started on 2002-10-17

CDR: 4071396

JOHN GUGLE

JOHN T. GUGLE

started on 2003-09-25

CDR: 2233333

WILLIAM DILLON

MARK DILLON

started on 2003-02-04

CDR: 1380178

MICHAEL JETTE

MIKE JETTE

started on 2003-02-05

CDR: 3203547

JOSEPH PECARRO

JOSEPH SAMUEL PERCARRO II JOSEPH PERCARRO

ended on 2004-01-07

CDR: 2795480

WESLEY BEAN

ended on 2004-08-31

CDR: 3115586

FRANCISCO CARRILLO

FRANK CARRILLO

ended on 2004-01-16

CDR: 1473645

WILLIAM TRAHAN

BILL TRAHAN WILLIAM L TRAHAN

started on 2005-01-07

CDR: 3238874

KRISTOPHER CARROLL

KRIS CARROLL

started on 2005-01-07

CDR: 3203547

JOSEPH PECARRO

JOSEPH SAMUEL PERCARRO II JOSEPH PERCARRO

started on 2005-01-05

CDR: 4229181

JAMES HEDSTROM

started on 2005-01-05

CDR: 2287060

PATRICK TWIEST

started on 2005-01-21

CDR: 2052624

CHARLES MOORE

MARTY MOORE

started on 2005-01-05

CDR: 1535132

CARL HEDSTROM

BUD HEDSTROM

started on 2005-01-05

CDR: 4071396

JOHN GUGLE

JOHN T. GUGLE

ended on 2005-07-12

CDR: 2287060

PATRICK TWIEST

ended on 2005-10-31

CDR: 1295415

REBECCA PORTER

started on 2006-03-22

CDR: 5237739

STEVEN BONER

BRETT BONER

started on 2007-02-01

CDR: 3203547

JOSEPH PECARRO

JOSEPH SAMUEL PERCARRO II JOSEPH PERCARRO

ended on 2007-02-01

CDR: 4566306

KEVIN BOWYER

started on 2009-06-09

CDR: 2655577

DENIS CURCIO

started on 2010-04-07

CDR: 5264235

SCOTT LAURITZEN

SCOTT MICHAEL LAURITZEN

started on 2010-04-30

CDR: 5346204

KELLEN TAYLOR

started on 2010-04-30

CDR: 5264235

SCOTT LAURITZEN

SCOTT MICHAEL LAURITZEN

ended on 2010-11-23

CDR: 5962111

CYNTHIA PIACENTINO

CINDY PIACENTINO CINDY TOLSON CYNTHIA ANNE TOLSON CYNTHIA TOLSON

started on 2011-11-07

CDR: 4871971

JOHN HALL

started on 2011-12-12

CDR: 4304560

JONATHAN LILES

started on 2011-06-30

CDR: 5494866

MARSHALL LONG

started on 2011-06-30

CDR: 5791085

ROBERT STEWART

started on 2012-08-17

CDR: 5740228

MARIANNE GEBHARDT

MARIANNE ELIZABETH EDWARDS MARIANNE EDWARDS POTTER MARIANNE ELIZABETH POTTER

started on 2012-05-02

CDR: 5819942

LORIANNE MONTSINGER

LORIANNE S MONTSINGER LORIANNE E SAWYER LORIANNE ELIZABETH SAWYER

started on 2012-08-17

CDR: 5879934

TAYLOR LUCAS

LAUREN TAYLOR NORMAN

started on 2012-03-30

CDR: 4866506

RICHARD TAYLOR

RICH TAYLOR

started on 2013-07-03

CDR: 2655577

DENIS CURCIO

ended on 2013-05-15

CDR: 4882230

BRICE OLDHAM

RUSTY OLDHAM

started on 2014-08-08

CDR: 4963604

EMILY REIDENOUER

EMILY BENN NETZEL

started on 2014-12-05

CDR: 5819942

LORIANNE MONTSINGER

LORIANNE S MONTSINGER LORIANNE E SAWYER LORIANNE ELIZABETH SAWYER

ended on 2014-10-07

CDR: 2655577

DENIS CURCIO

started on 2015-02-02

CDR: 5401501

PATRICK BOBBINS

started on 2015-01-21

CDR: 1026401

KATHERINE NEWTON

KATHERINE (SKILLMAN) NEWTON KATHERINE NEWTON KATHY NEWTON

started on 2015-09-03

CDR: 6457385

BENJAMIN GANSON

BEN GANSON

started on 2015-11-11

CDR: 5493801

DEREK HAWK

DEREK JAMES HAWK

started on 2016-09-02

CDR: 6596242

DAVID PETERS

started on 2016-03-04

CDR: 2516411

CARL TOLSON

started on 2016-09-02

CDR: 6344026

Bridget McDermott

BRIDGET ROSE MCDERMOTT

started on 2016-04-09

CDR: 2394254

KEITH BENTON

started on 2016-09-02

CDR: 6712283

Jacob Carr

started on 2017-10-06

CDR: 6670086

Taylor Watts

started on 2017-10-03

CDR: 6745002

Chason Trahan

started on 2017-04-11

CDR: 6344026

Bridget McDermott

BRIDGET ROSE MCDERMOTT

ended on 2017-02-02

CDR: 1295415

REBECCA PORTER

ended on 2017-02-02

CDR: 5912966

ZACHARY BOERGER

ZACK BOERGER

started on 2018-02-02

CDR: 6831964

DONALD BOWERS

Cody Bowers Donald Cody Bowers

started on 2018-02-02

CDR: 6831843

AUSTIN TERRY

started on 2018-05-08

CDR: 6528186

JOHN PATTERSON

JAY PATTERSON JOHN PATTERSON

started on 2018-10-26

CDR: 2218775

LINDA MANDER

started on 2018-04-26

CDR: 5493801

DEREK HAWK

DEREK JAMES HAWK

ended on 2018-11-16

CDR: 5912966

ZACHARY BOERGER

ZACK BOERGER

ended on 2018-11-19

CDR: 6712283

Jacob Carr

ended on 2018-11-19

CDR: 2516411

CARL TOLSON

ended on 2018-11-19

CDR: 6831964

DONALD BOWERS

Cody Bowers Donald Cody Bowers

ended on 2018-11-19

CDR: 6831843

AUSTIN TERRY

ended on 2018-11-19

CDR: 2394254

KEITH BENTON

ended on 2018-11-19

CDR: 823488

CARL BROOKS

ended on 2018-08-30

CDR: 4395337

BRIAN DEBRUIN

started on 2019-02-22

CDR: 6997943

Steven McDermott

started on 2019-01-10

CDR: 6095591

MICHELLE GUISSINGER

MICHELLE G LUCAS

started on 2019-06-21

CDR: 6698143

Philip Gibson

started on 2019-01-02

CDR: 6787438

CHRISTOPHER BAKER

CHRIS BAKER

started on 2019-01-10

CDR: 4900859

MARSHA LEPHEW

MARSHA G LEPHEW

started on 2019-06-21

CDR: 2357470

CLIFFORD CAMARDA

CJ CAMARDA CLIFFORD J CAMARDA JONATHAN CAMARDA

started on 2019-01-23

CDR: 1215648

PHILIP BAILEY

PHIL BAILEY

started on 2019-04-17

CDR: 6095612

SARAH LEPHEW

SARAH LOUISE MICKLE

started on 2019-06-21

CDR: 6220062

COURTNEY HUGE

COURTNEY MORGAN STUTTS

started on 2019-04-01

CDR: 6199964

JOSHUA BAILEY

JOSH BAILEY JOSHUA REESE BAILEY

started on 2019-02-22

CDR: 6934393

Timothy McDermott

TIM MCDERMOTT

started on 2019-01-23

CDR: 6773397

Sarah Strickland

started on 2019-01-10

CDR: 7067603

LESLIE ORTIZ-QUIROZ

started on 2020-01-11

CDR: 7125507

TERRELL STAUFFER

TERRELL M STAUFFER

started on 2020-07-16

CDR: 6608490

CHRISTOPHER DILLON

CHRIS DILLON

started on 2020-02-06

CDR: 4395337

BRIAN DEBRUIN

ended on 2020-01-07

CDR: 6997943

Steven McDermott

ended on 2020-01-02

CDR: 5879934

TAYLOR LUCAS

LAUREN TAYLOR NORMAN

ended on 2020-04-15

CDR: 6934393

Timothy McDermott

TIM MCDERMOTT

ended on 2020-06-12

CDR: 7034792

Gabrielle Kong

Gabi Kong Gabrielle Elizabeth Vogt

started on 2021-01-08

CDR: 7023182

Madeline McDonald

MADDIE MCDONALD

started on 2021-01-08

Court Diary