Company Name:
CARTER KAPLAN & COMPANY
CRD Number:
14545
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
CDR: 851431
WILLIAM CARTER
BILL CARTER WILLIAM P CARTER
started on 1989-06-23
CDR: 1765794
KENNETH SMITHER
KENNETH WILLIAM SMITHER
started on 1989-08-08
CDR: 1639339
TINA NEAL
TINA LUISE KOHN TINA LUISE NEAL
started on 1989-08-01
CDR: 2016795
EDWARD SMITHER
NED SMITHER
started on 1989-12-13
CDR: 724801
WILLIAM GILBERT
BILL GILBERT
started on 1989-07-10
CDR: 736446
JEAN JUMET
JEAN LOUISE DESHAZO JEAN JUMET
started on 1993-07-15
CDR: 736446
JEAN JUMET
JEAN LOUISE DESHAZO JEAN JUMET
ended on 1993-10-12
CDR: 2003709
GREGORY SABO
GREG SABO GREGORY SABO
started on 1994-06-27
CDR: 1480058
HAROLD TRENT
HAL TRENT
started on 1994-07-29
CDR: 2003709
GREGORY SABO
GREG SABO GREGORY SABO
ended on 1994-10-25
CDR: 1480058
HAROLD TRENT
HAL TRENT
ended on 1995-03-07
CDR: 724801
WILLIAM GILBERT
BILL GILBERT
ended on 1995-05-19
CDR: 851431
WILLIAM CARTER
BILL CARTER WILLIAM P CARTER
ended on 1996-08-28
CDR: 1765794
KENNETH SMITHER
KENNETH WILLIAM SMITHER
ended on 1996-09-05
CDR: 1639339
TINA NEAL
TINA LUISE KOHN TINA LUISE NEAL
ended on 1996-09-05
CDR: 2016795
EDWARD SMITHER
NED SMITHER
ended on 1996-09-05



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