Company Name:
CASTLEWOOD SECURITIES, L.L.C.
CRD Number:
45179
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 2262284
THOMAS FREI
THOMAS A FREI
started on 1999-05-04
CDR: 1713029
WILLIAM SHIMANEK
started on 1999-01-05
CDR: 3240320
ERIC SIEGEL
started on 1999-08-14
CDR: 1857380
FRED GOLDMAN
started on 1999-01-05
CDR: 2337409
CHRISTOPHER KUEHNER
started on 1999-02-22
CDR: 3240320
ERIC SIEGEL
ended on 2000-06-09
CDR: 2184305
DAVID BARCLAY
started on 2002-12-16
CDR: 1607780
JOSEPH JOGMEN
started on 2002-06-18
CDR: 1786996
STEPHEN FRIEND
started on 2005-09-26
CDR: 2262284
THOMAS FREI
THOMAS A FREI
ended on 2005-01-11
CDR: 1713029
WILLIAM SHIMANEK
ended on 2007-12-14
CDR: 1857380
FRED GOLDMAN
ended on 2007-11-26
CDR: 2184305
DAVID BARCLAY
ended on 2007-11-12
CDR: 1607780
JOSEPH JOGMEN
ended on 2007-11-26
CDR: 2337409
CHRISTOPHER KUEHNER
ended on 2007-11-02
CDR: 1786996
STEPHEN FRIEND
ended on 2007-11-02



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