Company Name:
CASTLE ROCK WEALTH MANAGEMENT, LLC
Address:
SUITE 105, 1777 BOTELHO DR., WALNUT CREEK CA 94596
CRD Number:
199513
SEC Number:
801-110593
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
CDR: 3225516
ANTHONY ORTALE
TONY R ORTALE
started on 2015-10-07
CDR: 3031318
JAMES LUIPPOLD
started on 2015-10-07
CDR: 722529
JOAN BLOCK
JOAN BYERS BYERS OWEN JOAN FEROL OWEN JOAN OWEN JOAN FEROL WILHELM
started on 2016-12-01
CDR: 1566759
MARK BERTOLI
started on 2016-11-14
CDR: 2426449
JENNIFER MITCHELL
JENNIFER M GOLDMAN JENNIFER MARIE MITCHELL JENNIFER M MITCHELL-GOLDMAN JENNIFER M MITCHELLGOLDMAN
started on 2016-11-17
CDR: 1834292
PETER RIOPEL
started on 2016-06-20
CDR: 1457362
ROBERT DAVIS
BOB DAVIS
started on 2017-12-19
CDR: 3225516
ANTHONY ORTALE
TONY R ORTALE
ended on 2017-03-29
CDR: 1834292
PETER RIOPEL
ended on 2017-07-31
CDR: 2939658
JOYCE MOE
started on 2018-07-18
CDR: 1102955
PETER ALBANO
started on 2018-10-01
CDR: 1327520
SAMUEL DAMERON
SAM DAMERON
started on 2018-04-11
CDR: 1202877
DANIEL WORTHINGTON
DANIEL W WORTHINGTON
started on 2018-12-06
CDR: 6189952
WILLARD FOLSOM
BILL FOLSOM
started on 2018-09-20
CDR: 2541595
GREGORY WARNER
started on 2019-03-01
CDR: 5077332
Michal Slate
MICHAEL BERNICE GLEW MICHAL BERNICE GLEW MICHELLE BERNICE GLEW MICHAEL BERNICE SLATE MICHAL BERNICE SLATE
started on 2019-05-01
CDR: 2541595
GREGORY WARNER
ended on 2019-12-03
CDR: 1202877
DANIEL WORTHINGTON
DANIEL W WORTHINGTON
ended on 2019-07-29
CDR: 5077332
Michal Slate
MICHAEL BERNICE GLEW MICHAL BERNICE GLEW MICHELLE BERNICE GLEW MICHAEL BERNICE SLATE MICHAL BERNICE SLATE
ended on 2019-09-03



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